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Characteristics of faults and shear zones in deep mines

The characteristics of fault and shear zones to depths of 2.5 km are well documented in deep mines in North America. The characteristics may be summarized as follows. (a) Fault zones usually are irregular, branched, anastomosed, and curved rather than simple and planar. (b) Faults are generally composed of one or more clay or clay-like gouge zones in a matrix of sheared and foliated rock bordered by highly fractured rock. (c) The widths of fault zones appear to be greater when faults have greater displacement, probably as a result of a long history of repeated minor movements. Fault zones with kilometers of displacement tend to be 100 m or more wide, whereas those with only a few hundred meters of displacement commonly are only 1 m or less wide. (d) Some zones represent shear distributed across hundreds of meters without local concentration in a narrow gouge zone. (e) Many fault zones are wet even above the water table, and water moves along them at various rates, but some also serve as subsurface dams, ponding ground water as much as several hundred meters higher on one side than on the other. No striking differences in the characteristics of faults over the vertical range of 2.5 km are documented. ?? 1986 Birkha??user Verlag.

Pure and Applied Geophysics PAGEOPH↗

Seismic measurements of the internal properties of fault zones

The internal properties within and adjacent to fault zones are reviewed, principally on the basis of laboratory, borehole, and seismic refraction and reflection data. The deformation of rocks by faulting ranges from intragrain microcracking to severe alteration. Saturated microcracked and mildly fractured rocks do not exhibit a significant reduction in velocity, but, from borehole measurements, densely fractured rocks do show significantly reduced velocities, the amount of reduction generally proportional to the fracture density. Highly fractured rock and thick fault gouge along the creeping portion of the San Andreas fault are evidenced by a pronounced seismic low-velocity zone (LVZ), which is either very thin or absent along locked portions of the fault. Thus there is a correlation between fault slip behavior and seismic velocity structure within the fault zone; high pore pressure within the pronounced LVZ may be conductive to fault creep. Deep seismic reflection data indicate that crustal faults sometimes extend through the entire crust. Models of these data and geologic evidence are consistent with a composition of deep faults consisting of highly foliated, seismically anisotropic mylonites.

Pure and Applied Geophysics PAGEOPH↗

Seismicity trends and potential for large earthquakes in the Alaska-Aleutian region

The high likelihood of a gap-filling thrust earthquake in the Alaska subduction zone within this decade is indicated by two independent methods: analysis of historic earthquake recurrence data and time-to-failure analysis applied to recent decades of instrumental data. Recent (May 1993) earthquake activity in the Shumagin Islands gap is consistent with previous projections of increases in seismic release, indicating that this segment, along with the Alaska Peninsula segment, is approaching failure. Based on this pattern of accelerating seismic release, we project the occurrence of one or more M???7.3 earthquakes in the Shumagin-Alaska Peninsula region during 1994-1996. Different segments of the Alaska-Aleutian seismic zone behave differently in the decade or two preceding great earthquakes, some showing acceleration of seismic release (type "A" zones), while others show deceleration (type "D" zones). The largest Alaska-Aleutian earthquakes-in 1957, 1964, and 1965-originated in zones that exhibit type D behavior. Type A zones currently showing accelerating release are the Shumagin, Alaska Peninsula, Delarof, and Kommandorski segments. Time-to-failure analysis suggests that the large earthquakes could occur in these latter zones within the next few years. ?? 1994 Birkha??user Verlag.

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Some comparisons between mining-induced and laboratory earthquakes

Although laboratory stick-slip friction experiments have long been regarded as analogs to natural crustal earthquakes, the potential use of laboratory results for understanding the earthquake source mechanism has not been fully exploited because of essential difficulties in relating seismographic data to measurements made in the controlled laboratory environment. Mining-induced earthquakes, however, provide a means of calibrating the seismic data in terms of laboratory results because, in contrast to natural earthquakes, the causative forces as well as the hypocentral conditions are known. A comparison of stick-slip friction events in a large granite sample with mining-induced earthquakes in South Africa and Canada indicates both similarities and differences between the two phenomena. The physics of unstable fault slip appears to be largely the same for both types of events. For example, both laboratory and mining-induced earthquakes have very low seismic efficiencies {Mathematical expression} where ??a is the apparent stress and {Mathematical expression} is the average stress acting on the fault plane to cause slip; nearly all of the energy released by faulting is consumed in overcoming friction. In more detail, the mining-induced earthquakes differ from the laboratory events in the behavior of ?? as a function of seismic moment M0. Whereas for the laboratory events ?????0.06 independent of M0, ?? depends quite strongly on M0 for each set of induced earthquakes, with 0.06 serving, apparently, as an upper bound. It seems most likely that this observed scaling difference is due to variations in slip distribution over the fault plane. In the laboratory, a stick-slip event entails homogeneous slip over a fault of fixed area. For each set of induced earthquakes, the fault area appears to be approximately fixed but the slip is inhomogeneous due presumably to barriers (zones of no slip) distributed over the fault plane; at constant {Mathematical expression}, larger events correspond to larger??a as a consequence of fewer barriers to slip. If the inequality ??a/ {Mathematical expression} ??? 0.06 has general validity, then measurements of ??a=??Ea/M0, where ?? is the modulus of rigidity and Ea is the seismically-radiated energy, can be used to infer the absolute level of deviatoric stress at the hypocenter. ?? 1994 Birkha??user Verlag.

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Triaxial testing of Lopez Fault gouge at 150 MPa mean effective stress

Triaxial compression experiments were performed on samples of natural granular fault gouge from the Lopez Fault in Southern California. This material consists primarily of quartz and has a self-similar grain size distribution thought to result from natural cataclasis. The experiments were performed at a constant mean effective stress of 150 MPa, to expose the volumetric strains associated with shear failure. The failure strength is parameterized by the coefficient of internal friction ??, based on the Mohr-Coulomb failure criterion. Samples of remoulded Lopez gouge have internal friction ??=0.6??0.02. In experiments where the ends of the sample are constrained to remain axially aligned, suppressing strain localisation, the sample compacts before failure and dilates persistently after failure. In experiments where one end of the sample is free to move laterally, the strain localises to a single oblique fault at around the point of failure; some dilation occurs but does not persist. A comparison of these experiments suggests that dilation is confined to the region of shear localisation in a sample. Overconsolidated samples have slightly larger failure strengths than normally consolidated samples, and smaller axial strains are required to cause failure. A large amount of dilation occurs after failure in heavily overconsolidated samples, suggesting that dilation is occurring throughout the sample. Undisturbed samples of Lopez gouge, cored from the outcrop, have internal friction in the range ??=0.4-0.6; the upper end of this range corresponds to the value established for remoulded Lopez gouge. Some kind of natural heterogeneity within the undisturbed samples is probably responsible for their low, variable strength. In samples of simulated gouge, with a more uniform grain size, active cataclasis during axial loading leads to large amounts of compaction. Larger axial strains are required to cause failure in simulated gouge, but the failure strength is similar to that of natural Lopez gouge. Use of the Mohr-Coulomb failure criterion to interpret the results from this study, and other recent studies on intact rock and granular gouge, leads to values of ?? that depend on the loading configuration and the intact or granular state of the sample. Conceptual models are advanced to account for these descrepancies. The consequences for strain-weakening of natural faults are also discussed. ?? 1994 Birkha??user Verlag.

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Seismic gaps and source zones of recent large earthquakes in coastal Peru

The earthquakes of central coastal Peru occur principally in two distinct zones of shallow earthquake activity that are inland of and parallel to the axis of the Peru Trench. The interface-thrust (IT) zone includes the great thrust-fault earthquakes of 17 October 1966 and 3 October 1974. The coastal-plate interior (CPI) zone includes the great earthquake of 31 May 1970, and is located about 50 km inland of and 30 km deeper than the interface thrust zone. The occurrence of a large earthquake in one zone may not relieve elastic strain in the adjoining zone, thus complicating the application of the seismic gap concept to central coastal Peru. However, recognition of two seismic zones may facilitate detection of seismicity precursory to a large earthquake in a given zone; removal of probable CPI-zone earthquakes from plots of seismicity prior to the 1974 main shock dramatically emphasizes the high seismic activity near the rupture zone of that earthquake in the five years preceding the main shock. Other conclusions on the seismicity of coastal Peru that affect the application of the seismic gap concept to this region are: (1) Aftershocks of the great earthquakes of 1966, 1970, and 1974 occurred in spatially separated clusters. Some clusters may represent distinct small source regions triggered by the main shock rather than delimiting the total extent of main-shock rupture. The uncertainty in the interpretation of aftershock clusters results in corresponding uncertainties in estimates of stress drop and estimates of the dimensions of the seismic gap that has been filled by a major earthquake. (2) Aftershocks of the great thrust-fault earthquakes of 1966 and 1974 generally did not extend seaward as far as the Peru Trench. (3) None of the three great earthquakes produced significant teleseismic activity in the following month in the source regions of the other two earthquakes. The earthquake hypocenters that form the basis of this study were relocated using station adjustments computed by the method of joint hypocenter determination. ?? 1979 Birkha??user Verlag.

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On Chinese earthquake history - An attempt to model an incomplete data set by point process analysis

Since the 1950s, the Academia Sinica in Peking, People's Republic of China, has carried out extensive research on the Chinese earthquake history. With a historical record dating back some 3000 years, a wealth of information on Chinese earthquakes exists. Despite this monumental undertaking by the Academia Sinica, much work is still necessary to correct the existing earthquake data for historical changes in population, customs, modes of communication, and dynasties. In this paper we report on the status of our investigation of Chinese earthquake history and present some preliminary results. By applying point process analysis of earthquakes in 'Central China', we found suggestions of (1) lower earthquake activity at intervals of about 175 years and 375 years, and (2) higher earthquake activity at an interval of about 300 years.

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Radon anomalies on three kinds of faults in California

Radon emanation is known to be anomalously high along active faults in many parts of the world. We tested this relationship in California during July and early August 1992, using a portable radonmeter to conduct soil-air radon surveys at 5 sites across three kinds of faults: Creeping, locked, and freshly broken. Along a 350-m long survey line across a creeping segment of the San Andreas fault at Nyland Ranch in San Juan Bautista, we found anomalous radon concentrations not in the creep zone itself as determined by a creepmeter, but on the adjacent sides, 10 and 30 meters from the center line of the fault. The anomalous values were 5 times higher than the background values measured farther away from the fault. A similar radon anomaly was observed along a 420-m long survey line across a creeping segment of the Calaveras fault near 7th Street in Hollister. There, the anomalous values were about 6 to 11 times the background values and about 40 and 50 m from the center line of the fault. The double-peaked featire of the anomalies may be indicative of a relatively low gas permeability of the fault-gouge materials in the creeping zones and high permeability of fractured rocks in the adjacent shear zones. Along a 144-m survey line across the currently locked segment of the San Andreas fault at the Earthquake Trail near Olema, the radon concentration was indeed anomalously high in the fault zone, by a factor of two above background values. However, the maximum values (3 to 6 times background) again were recorded about 10 meters from the center line. Three weeks after the magnitude 7.5 Landers earthquake of 28 June 1992, we conducted a survey along a 300-m line across the earthquake fault alongside Encantado Road in the epicenter area. The radon values measured at the two main fault breaks were an order of magnitude higher than the background values. A similar result was found along a 420-m line alongside Reche Road about 1.7 km south of Encantado Road. ?? 1993 Birkha??user Verlag.

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Instability model for recurring large and great earthquakes in southern California

The locked section of the San Andreas fault in southern California has experienced a number of large and great earthquakes in the past, and thus is expected to have more in the future. To estimate the location, time, and slip of the next few earthquakes, an earthquake instability model is formulated. The model is similar to one recently developed for moderate earthquakes on the San Andreas fault near Parkfield, California. In both models, unstable faulting (the earthquake analog) is caused by failure of all or part of a patch of brittle, strain-softening fault zone. In the present model the patch extends downward from the ground surface to about 12 km depth, and extends 500 km along strike from Parkfield to the Salton Sea. The variation of patch strength along strike is adjusted by trial until the computed sequence of instabilities matches the sequence of large and great earthquakes since a.d. 1080 reported by Sieh and others. The last earthquake was the M=8.3 Ft. Tejon event in 1857. The resulting strength variation has five contiguous sections of alternately low and high strength. From north to south, the approximate locations of the sections are: (1) Parkfield to Bitterwater Valley, (2) Bitterwater Valley to Lake Hughes, (3) Lake Hughes to San Bernardino, (4) San Bernardino to Palm Springs, and (5) Palm Springs to the Salton Sea. Sections 1, 3, and 5 have strengths between 53 and 88 bars; sections 2 and 4 have strengths between 164 and 193 bars. Patch section ends and unstable rupture ends usually coincide, although one or more adjacent patch sections may fail unstably at once. The model predicts that the next sections of the fault to slip unstably will be 1, 3, and 5; the order and dates depend on the assumed length of an earthquake rupture in about 1700. ?? 1985 Birkha??user Verlag.

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Friction of rocks

Experimental results in the published literature show that at low normal stress the shear stress required to slide one rock over another varies widely between experiments. This is because at low stress rock friction is strongly dependent on surface roughness. At high normal stress that effect is diminished and the friction is nearly independent of rock type. If the sliding surfaces are separated by gouge composed of Montmorillonite or vermiculite the friction can be very low. ?? 1978 Birkha??user Verlag.

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Velocity anomalies: An alternative explanation based on data from laboratory experiments

Locations and velocities were calculated for microseisms occurring in samples of rock subjected to triaxial loading and injection of pore fluid. This was accomplished by analyzing arrival times of acoustic emission using an automatic first arrival picker. Apparent velocity anomalies were observed prior to both failure of intact samples and violent slip in samples containing saw cuts. Further analysis revealed that these fluctuations in calculated velocity were not due to changes in the true seismie velocity. Instead, variations in calculated velocity are shown to be related to sampling errors in picking first arrivals. The systematic picking of late first arrivals for small magnitude events was found to be a persistent bias resulting in low calculated velocities. This has encouraged the reexamination of earthquake records to determine how important sampling biases are in contributing to reported velocity anomalies. ?? 1978 Birkha??user Verlag.

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Time-dependent friction and the mechanics of stick-slip

Time-dependent increase of static friction is characteristic of rock friction undera variety of experimental circumstances. Data presented here show an analogous velocity-dependent effect. A theor of friction is proposed that establishes a common basis for static and sliding friction. Creep at points of contact causes increases in friction that are proportional to the logarithm of the time that the population of points of contact exist. For static friction that time is the time of stationary contact. For sliding friction the time of contact is determined by the critical displacement required to change the population of contacts and the slip velocity. An analysis of a one-dimensional spring and slider system shows that experimental observations establishing the transition from stable sliding to stick-slip to be a function of normal stress, stiffness and surface finish are a consequence of time-dependent friction. ?? 1978 Birkha??user Verlag.

Pure and Applied Geophysics PAGEOPH↗

Transient creep and semibrittle behavior of crystalline rocks

We review transient creep and semibrittle behavior of crystalline solids. The results are expected to be pertinent to crystalline rocks undergoing deformation in the depth range 5 to 20 km, corresponding to depths of focus of many major earthquakes. Transient creep data for crystalline rocks at elevated temperatures are analyzed but are poorly understood because of lack of information on the deformation processes which, at low to moderate pressure, are likely to be semibrittle in nature. Activation energies for transient creep at high effective confining pressure are much higher than those found for atmospheric pressure tests in which thermally-activated microfracturing probably dominates the creep rate. Empirical transient creep equations are extrapolated at 200?? to 600??C, stresses from 0.1 to 1.0 kbar, to times ranging from 3.17??102 to 3.17??108 years. At the higher temperatures, appreciable transient creep strains may take place but the physical significance of the results is in question because the flow mechanisms have not been determined. The purpose of this paper is to stimulate careful research on this important topic. ?? 1978 Birkha??user Verlag.

Pure and Applied Geophysics PAGEOPH↗

An introduction to quiet daily geomagnetic fields

On days that are quiet with respect to solar-terrestrial activity phenomena, the geomagnetic field has variations, tens of gamma in size, with major spectral components at about 24, 12, 8, and 6 hr in period. These quiet daily field variations are primarily due to the dynamo currents flowing in the E region of the earth's ionosphere, are driven by the global thermotidal wind systems, and are dependent upon the local tensor conductivity and main geomagnetic field vector. The highlights of the behavior and interpretation of these quiet field changes, from their discovery in 1634 until the present, are discussed as an introduction to the special journal issue on Quiet Daily Geomagnetic Fields. ?? 1989 Birkha??user Verlag.

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A magnetic method for determining the geometry of hydraulic fractures

We propose a method that may be used to determine the spatial orientation of the fracture plane developed during hydraulic fracture. In the method, magnetic particles are injected into the crack with the fracturing fluid so as to generate a sheet of magnetized material. Since the magnetization of a body with extreme dimension ratios, such as a crack, exceeds that of an equidimensional body and since this magnetization is sensitive both to orientation and geometry, this could be used to obtain information about the crack. By measuring the vertical and horizontal components of the magnetic field and field gradients at the earth's surface surrounding the injection well with superconducting magnetometers having 10-4 gamma sensitivity and also by measuring field direction within the well itself, it should be possible to calculate the orientation and perhaps infer the approximate geometry of the fracture surface. Experiments on electric field potential operated in conjunction with this experiment could further constrain estimates of shape and orientation. ?? 1976 Birkha??user Verlag.

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An example of slip instability resulting from displacement-varying strength

A rock cylinder, containing a clay-filled sawcut making an angle of 30?? to the sample axis, was deformed at constant confining and pore pressures and constant remote shortening rate. The sawcut surfaces contained a series of regularly spaced ridges and grooves oriented perpendicular to the direction of shear. The interaction of these grooved surfaces resulted in a sliding strength which varied periodically with displacement. By varying the effective machine stiffness through the use of an electronic feedback circuit, a range of stable and unstable slip behavior was achieved. In this way, we examined fault slip behavior which was dominated by displacement-dependent strength. ?? 1990 Birkha??user Verlag.

Pure and Applied Geophysics PAGEOPH↗

Effects of temperature and sliding rate on frictional strength of granite

Layers of artificial granite gouge have been deformed on saw-cut granite surfaces inclined 30?? to the sample axes. Samples were deformed at a constant confining pressure of 250 MPa and temperatures of 22 to 845??C. The velocity dependence of the steady-state coefficient of friction (??ss) was determined by comparing sliding strengths at different sliding rates. The results of these measurements are consistent with those reported by Solberg and Byerlee (1984) at room temperature and Stesky (1975) between 300 and 400??C. Stesky found that the slip-rate dependence of (??ss) increased above 400??C. In the present study, however, the velocity dependence of (??ss) was nearly independent of temperature. ?? 1986 Birkha??user Verlag.

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Stick slip, charge separation and decay

Measurements of charge separation in rock during stable and unstable deformation give unexpectedly large decay times of 50 sec. Time-domain induced polarization experiments on wet and dry rocks give similar decay times and suggest that the same decay mechanisms operate in the induced polarization response as in the relaxation of charge generated by mechanical deformation. These large decay times are attributed to electrochemical processes in the rocks, and they require low-frequency relative permittivity to be very large, in excess of 105. One consequence of large permittivity, and therefore long decay times, is that a significant portion of any electrical charge generated during an earthquake can persist for tens or hundreds of seconds. As a result, electrical disturbances associated with earthquakes should be observable for these lengths of time rather than for the milliseconds previously suggested. ?? 1986 Birka??user Verlag.

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