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Ellen Rathje

Publications and source records attributed to Ellen Rathje.

7 recordsLinked to original sources

Plan to coordinate post-earthquake investigations supported by the National Earthquake Hazards Reduction Program (NEHRP)

Introduction This report presents a plan supported by the National Earthquake Hazards Reduction Program (NEHRP) to coordinate domestic and international post-earthquake investigations (herein called “the Plan”). Post-earthquake scientific and engineering investigations are undertaken to capture critical information to understand the causes and impacts of the event, lessons from which can substantially improve the Nation’s resilience after future earthquakes. NEHRP is the Federal Government’s coordinated nationwide program to reduce risks to life and property from earthquakes. The Plan describes the activation and coordination of the four designated NEHRP Agencies in the Federal Government: Federal Emergency Management Agency, National Institute of Standards and Technology, U.S. National Science Foundation, and U.S. Geological Survey (USGS). The Plan also describes coordination between NEHRP Agencies and other organizations that may participate in pre-event and post-earthquake investigations, including non-NEHRP Federal agencies; State, regional, local, Tribal, and territorial agencies; domestic nongovernmental organizations; academic institutions and affiliated organizations; private companies; foreign governmental agencies and nongovernmental organizations; and international organizations. The Plan delineates the coordination of NEHRP post-earthquake scientific and engineering investigations to document the direct, indirect, and cascading physical and societal impacts from fault rupture and ground shaking hazards and from secondary hazards such as landslides, liquefaction, and tsunamis. In addition, the Plan identifies pre-event activities necessary to ensure that post-earthquake investigations are executed effectively. The USGS is the lead NEHRP Agency for activating and coordinating NEHRP post-earthquake investigations and for implementing this Plan. The USGS also leads coordination of the NEHRP Agencies in completing the pre-event activities identified in the Plan. The Plan has new information and supersedes USGS Circular 1242, “The Plan to Coordinate NEHRP Post-Earthquake Investigations,” which was published in 2003. This second-generation Plan was developed with the assistance of the Applied Technology Council (ATC) of Redwood City, California, under USGS contract 140G0121P0309, ATC-155. A 17-member Project Review Panel provided guidance on plan development, and input was solicited from subject matter experts representing key stakeholder groups and from participants at a public workshop.

Circular↗

Data-driven adjustments for combined use of NGA-East hard-rock ground motion and site amplification models

Model development in the Next Generation Attenuation-East (NGA-East) project included two components developed concurrently and independently: (1) earthquake ground-motion models (GMMs) that predict the median and aleatory variability of various intensity measures conditioned on magnitude and distance, derived for a reference hard-rock site condition with an average shear-wave velocity in the upper 30 m ( V S30 ) = 3000 m/s; and (2) a site amplification model that modifies intensity measures for softer site conditions. We investigate whether these models, when used in tandem, are compatible with ground-motion recordings in central and eastern North America (CENA) using an expanded version of the NGA-East database that includes new events from November 2011 (end date of NGA-East data curation) to April 2022. Following this expansion, the data set has 187 events, 2096 sites, and 16,272 three-component recordings, although the magnitude range remains limited (∼4 to 5.8). We compute residuals using 17 NGA-East GMMs and three data selection criteria that reflect within-CENA regional variations in ground-motion attributes. Mixed-effects regression of the residuals reveals a persistent pattern in which ground motions are overpredicted at short periods (0.01–0.6 s, including peak ground acceleration (PGA)) and underpredicted at longer periods. These misfits are regionally variable, with the Texas–Oklahoma–Kansas region having larger absolute misfits than other parts of CENA. Two factors potentially influencing these misfits are (1) differences in the site amplification models used to adjust the data to the reference condition during NGA-East GMM development relative to CENA amplification models applied since the 2018 National Seismic Hazard Model (NSHM), and (2) potential bias in simulation-based factors used to adjust ground motions from the hard-rock reference condition to a V S30 = 760 m/s condition. We provide adjustment factors and their epistemic uncertainties and discuss implications for applications.

Kansas, Oklahoma, Texas↗

High-pass corner frequency selection for implementation in the USGS automated ground motion processing tool

Earthquake ground motion processing for next-generation attenuation (NGA) projects required human inspection to select high-pass corner frequencies ( f cHP ), which is time-intensive and subjective. With growth in the number of recordings per event and interest in enhancing repeatability, we sought to develop automated procedures for f cHP selection. These procedures consider signal-to-noise ratio (SNR) and non-physical features in the displacement time series that indicate high- and/or low-frequency noise effects. The procedures are implemented in a US Geological Survey software package (gmprocess). We extend previous procedures for SNR-based corner frequency selection to also check for low-frequency artifacts in the displacement record using a polynomial fit to improve f cHP selection. We evaluate the performance of the SNR and polynomial fit criteria using recordings from the 2020 M5.1 North Carolina and the 2013 M4.7 Southern Ontario earthquakes. Data processed with the SNR-only criteria can have low f cHP and displacement drift; the displacement check increases f cHP and reduces displacement drift.

Conference Paper↗

Performance of NGA-East GMMs and site amplification models relative to CENA ground motions

We investigate bias in ground motions predicted for Central and Eastern North America (CENA) using ground motion models (GMMs) combined with site amplification models developed in the NGA-East project. Bias is anticipated because of de-coupled procedures used in the development of the GMMs and site amplification models. The NGA-East GMMs were mainly calibrated by adjusting CENA data to a reference site condition using a site amplification model appropriate for active tectonic regions. Hence, these GMMs are likely biased relative to the CENA reference site condition (3000 m/sec shear wave velocity). Moreover, the NGA-East site amplification model recommended for hazard applications contains a simulation-based term for amplification between the reference condition and time-averaged shear wave velocity V S30 =760 m/sec, which is uncertain and has not been calibrated against data from sites with that reference condition. Using the NGA-East dataset, we apply mixed-effects residual analysis and identify that period-dependent bias in 5% damped response spectral acceleration is present across a wide frequency range, but is strongest (i.e., overestimating by a factor of 2) at short oscillator periods <0.2 sec. Ongoing work to remedy this bias consists of expanding the NGA-East dataset with more recent recordings and enhanced metadata, particularly regarding site conditions.

Conference Paper↗

Selection of random vibration theory procedures for the NGA-East project and ground-motion modeling

Traditional ground-motion models (GMMs) are used to compute pseudo-spectral acceleration (PSA) from future earthquakes and are generally developed by regression of PSA using a physics-based functional form. PSA is a relatively simple metric that correlates well with the response of several engineering systems and is a metric commonly used in engineering evaluations; however, characteristics of the PSA calculation make application of scaling factors dependent on the frequency content of the input motion, complicating the development and adaptability of GMMs. By comparison, Fourier amplitude spectrum (FAS) represents ground-motion amplitudes that are completely independent from the amplitudes at other frequencies, making them an attractive alternative for GMM development. Random vibration theory (RVT) predicts the peak response of motion in the time domain based on the FAS and a duration, and thus can be used to relate FAS to PSA. Using RVT to compute the expected peak response in the time domain for given FAS therefore presents a significant advantage that is gaining traction in the GMM field. This article provides recommended RVT procedures relevant to GMM development, which were developed for the Next Generation Attenuation (NGA)-East project. In addition, an orientation-independent FAS metric—called the effective amplitude spectrum (EAS)—is developed for use in conjunction with RVT to preserve the mean power of the corresponding two horizontal components considered in traditional PSA-based modeling (i.e., RotD50). The EAS uses a standardized smoothing approach to provide a practical representation of the FAS for ground-motion modeling, while minimizing the impact on the four RVT properties ( zeroth moment, m0 ; bandwidth parameter, δ ; frequency of zero crossings, fz ; and frequency of extrema, fe ). Although the recommendations were originally developed for NGA-East, they and the methodology they are based on can be adapted to become portable to other GMM and engineering problems requiring the computation of PSA from FAS.

Earthquake Spectra↗

Landslides triggered by the 14 November 2016 Mw 7.8 Kaikōura Earthquake, New Zealand

The 14 November 2016 M w "> M w Mw 7.8 Kaikōura earthquake generated more than 10,000 landslides over a total area of about 10 , 000 &#x2009;&#x2009; km 2 "> 10 , 000 km 2 10,000 km2 , with the majority concentrated in a smaller area of about 3600 &#x2009;&#x2009; km 2 "> 3600 km 2 3600 km2 . The largest landslide triggered by the earthquake had an approximate volume of 20 ( &#xB1; 2 ) &#x2009;&#x2009; M &#x2009; m 3 "> 20 ( ± 2 ) M m 3 20(±2) M m3 , with a runout distance of about 2.7 km, forming a dam on the Hapuku River. In this article, we present version 1.0 of the landslide inventory we have created for this event. We use the inventory presented in this article to identify and discuss some of the controls on the spatial distribution of landslides triggered by the Kaikōura earthquake. Our main findings are (1) the number of medium to large landslides (source area &#x2265; 10 , 000 &#x2009;&#x2009; m 2 "> ≥ 10 , 000 m 2 ≥10,000 m2 ) triggered by the Kaikōura earthquake is smaller than for similar‐sized landslides triggered by similar magnitude earthquakes in New Zealand; (2) seven of the largest eight landslides (from 5 to 20 &#x2009;&#x2009; M &#x2009; m 3 "> 20 M m 3 20 M m3 ) occurred on faults that ruptured to the surface during the earthquake; (3) the average landslide density within 200 m of a mapped surface fault rupture is three times that at a distance of 2500 m or more from a mapped surface fault rupture; (4) the “distance to fault” predictor variable, when used as a proxy for ground‐motion intensity, and when combined with slope angle, geology, and elevation variables, has more power in predicting landslide probability than the modeled peak ground acceleration or peak ground velocity; and (5) for the same slope angles, the coastal slopes have landslide point densities that are an order of magnitude greater than those in similar materials on the inland slopes, but their source areas are significantly smaller.

Bulletin of the Seismological Society of America↗

An open repository of earthquake-triggered ground-failure inventories

Earthquake-triggered ground failure, such as landsliding and liquefaction, can contribute significantly to losses, but our current ability to accurately include them in earthquake-hazard analyses is limited. The development of robust and widely applicable models requires access to numerous inventories of ground failures triggered by earthquakes that span a broad range of terrains, shaking characteristics, and climates. We present an openly accessible, centralized earthquake-triggered groundfailure inventory repository in the form of a ScienceBase Community to provide open access to these data with the goal of accelerating research progress. The ScienceBase Community hosts digital inventories created by both U.S. Geological Survey (USGS) and non-USGS authors. We present the original digital inventory files (when available) as well as an integrated database with uniform attributes. We also summarize the mapping methodology and level of completeness as reported by the original author(s) for each inventory. This document describes the steps taken to collect, process, and compile the inventories and the process for adding additional ground-failure inventories to the ScienceBase Community in the future.

Data Series↗