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Chapter 1: General conceptual model for climate change in the Upper San Francisco Estuary

This report is a collaboration by many state and federal agencies working in the Upper San Francisco Estuary to analyze the potential impacts of climate change to different ecosystems found here. Management stategies for ecological values in the face of climate change require reliable and focused information. In this technical report, our focus is on the Upper San Francisco Estuary (SFE), which contains the Sacramento-San Joaquin Delta and Suisun Bay. This area is home to three interconnected ecosystems: open water, floodplain, and tidal marsh. For this geographical area, we have decades of in-depth monitoring information and scientific investigations that have been successfully used to address a number of management needs. In 2019, the Interagency Ecological Program established a diverse work team to improve our ability to anticipate and respond to climate change impacts. The charge to the group was to: • synthesize science relevant to climate change, • determine important knowledge gaps, and • identify ecosystem metrics for climate change. We focus our analyses on the likely impacts of climate change on interconnected aquatic habitats. We illustrate how changes in habitats are likely to affect diverse species. In this report we describe ecological trends attributable to climate change and likely future impacts. We address four principal questions: 1. How have the habitats and biotic communities changed due to climatic trends and events? 2. How are estuarine habitats, flora, and fauna likely to change as climate change trends continue? 3. What are key metrics to document ecosystem change as a result of climate change? 4. How should our monitoring change to improve information value? Our work builds on the similar work of the San Francisco Baylands Goals Project (Goals Project 2015), which addressed climate change impacts to wetlands downstream of the confluence of the Sacramento and San Joaquin Rivers. We aim to contribute to an integrated baseline understanding of climate change impacts for the entire San Francisco Estuary.

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Floodplains and climate change

Floodplains are landscape features that are periodically inundated by water from adjacent rivers (Opperman et al. 2010). Ecologically, functional floodplains are characterized by three primary elements: connectivity, flow regime, and spatial scale. Water quantity flowing over floodplains can vary greatly. Based on a flood’s effects on the floodplain, three flood categories have been defined: floodplain-activation floods, floodplain-maintenance floods, and floodplainresetting floods (Box 1). Several physical parameters determine the types of ecosystems on floodplains and the species they will support; these include temperature, water depth, water velocity, and hydrologic connectivity (Opperman et al. 2010). Natural ecosystems commonly found on floodplains include annual vegetation, forests, seasonal wetlands, and permanent ponds or wetlands (Whipple et al. 2012). Floodplains provide many valuable ecosystem services: attenuation of flood flows which reduces flood risk, filtration of surface water, recreation, fisheries, agriculture, biodiversity, food availability, and groundwater recharge, which contributes to more-sustained and cooler dry-season flows (Opperman et al. 2010). -------------------------------------------------------------------------------------------------------------- Box 1 Floodplain-activation flood A small magnitude flood that occurs relatively frequently and produces characteristic ecological benefits such as food-web productivity and habitat creation for native fish spawning and rearing. Floodplain-maintenance flood A higher magnitude flood that, in addition to providing ecological benefits, results in geomorphic changes including bank erosion and deposition on the floodplain. Floodplain-resetting flood A very high-magnitude flood that occurs rarely and results in extensive geomorphic changes, such as the scouring of floodplain surfaces and changes in channel location due to avulsion. ----------------------------------------------------------------------------

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Bivalves

Bivalves are important as consumers of pelagic and demersal food resources. With sufficient biomass, they can compete with and, in some cases, outcompete other members of the pelagic food web for food resources such as phytoplankton and zooplankton. We include bivalves in the San Francisco Estuary (SFE) and Delta in the FLOAT MAST because they have been and continue to be an important member of the food web. Changes in the bivalves over the last 40 years have led us to hypothesize that bivalves may limit food resources for Delta Smelt and other pelagic fish species (Kimmerer and Thompson 2014, Sommer et al 2007). We will discuss the two bivalves with the largest biomass, the estuarine bivalve Potamocorbula amurensis (hereafter Potamocorbula ) and the freshwater bivalve Corbicula fluminea (hereafter Corbicula ). The distribution of these two species together covers the full range of salinities between the Golden Gate and the upstream reaches of the SR and SJR. The species overlap in the region of X2. Both species’ distributions expand or contract when the salinity distribution changes and do so in near synchrony with each other at a salinity of approximately 2. It is this interaction of both bivalves at their threshold levels of salinity within the ecologically sensitive low salinity zone (LSZ) in addition to their distribution in the rest of the system that determines each species effect on the food web.

California

Synthesis of data and studies relating to Delta Smelt biology in the San Francisco Estuary, emphasizing water year 2017

In the San Francisco Estuary (SFE), the effects of freshwater flow on the aquatic ecosystem have been studied extensively over the years and remains a contentious management issue. It is especially contentious with regards to the Delta Smelt (Hypomesus transpacificus), a species endemic to the SFE that has been listed as threatened under the Federal Endangered Species Act and endangered by the State of California. Early studies of Delta Smelt distribution within the SFE suggested that Delta Smelt habitat is determined largely by freshwater flow; however, the exact mechanisms and processes producing such benefits remained unclear. In the summer of 2017, the Flow Alteration Management, Analysis, and Synthesis Team (FLOAT-MAST) was established to analyze, synthesize, and summarize the data collected from the various flow-related monitoring and special studies occurring in 2017(see Table Intro 4). This report will focus on the 2017 summer-fall status of Delta Smelt and its habitat following a record wet year. There has been a long-term decline in the abundance of Delta Smelt associated with a decline in other pelagic fishes. Investigators concluded that the decline has likely been caused by the interactive effects of several causes, including changes in both physical and biotic habitats, many of which are tied to amount and timing of freshwater flow. For this report, we formulated a number of basic predictions about the likely effects of high flows in 2017 on Delta Smelt and their habitat (Table 3). We use a qualitative weight of evidence approach to evaluate whether these predictions were supported by available data. Data sources included a variety of long-term monitoring surveys conducted by Interagency Ecological Program (IEP) agencies, as well as model outputs. Delta Smelt population, health, and life history metrics rarely responded as predicted. Water temperature appears to have a stronger effect on Delta Smelt growth rate and some metrics of life history diversity than outflow or X2 position. Other life history diversity attributes varied but did not appear to be driven by outflow or temperature. Health status was difficult to interpret. Low prevalence of lesions and improved nutritional condition during the drought was contradicted by declining overall population levels. Because of the sparse catches of Delta Smelt in the post-POD years, we consider the data insufficient to reach firm conclusions about the predictions concerning range and distribution of Delta Smelt, especially in the fall. The prediction of high survival was not supported. The 2017 Delta Smelt year class began with poor recruitment in spring of 2017 and below average survival for spring to summer and summer to fall. Thus, low production and low survival led to low abundance of all life stages. During the fall to winter period survival improved, yet the resulting adults were low in number. Foraging success of the fish captured, as measured by stomach fullness, was high for juveniles and adults in 2017 relative to recent years associated with the higher densities of common zooplankton prey that occurred in 2017.

California

An updated conceptual model of Delta Smelt biology: Our evolving understanding of an estuarine fish

The main purpose of this report is to provide an up-to-date assessment and conceptual model of factors affecting Delta Smelt (Hypomesus transpacificus) throughout its primarily annual life cycle and to demonstrate how this conceptual model can be used for scientific and management purposes. The Delta Smelt is a small estuarine fish that only occurs in the San Francisco Estuary. Once abundant, it is now rare and has been protected under the federal and California Endangered Species Acts since 1993. The Delta Smelt listing was related to a step decline in the early 1980s; however, population abundance decreased even further with the onset of the “pelagic organism decline” (POD) around 2002. A substantial, albeit short-lived, increase in abundance of all life stages in 2011 showed that the Delta Smelt population can still rebound when conditions are favorable for spawning, growth, and survival. In this report, we update previous conceptual models for Delta Smelt to reflect new data and information since the release of the last synthesis report about the POD by the Interagency Ecological Program for the San Francisco Estuary (IEP) in 2010. Specific objectives include: 1. Provide decision makers with a practical tool for evaluating difficult trade-offs associated with management and policy decisions. 2. Provide scientists with a framework from which they can formulate and evaluate hypotheses using qualitative or quantitative models. 3. Provide the general public with a new way of learning about Delta Smelt and their habitat. Our updated conceptual model describes the habitat conditions and ecosystem drivers affecting each Delta Smelt life stage, across seasons and how the seasonal effects contribute to the annual success of the species. The conceptual model consists of two nested and linked levels of increasing specificity. The general life cycle conceptual model for four Delta Smelt life stages (adults, eggs and larvae, juveniles, and subadults) includes stationary ecosystem components and dynamic environmental drivers, habitat attributes, and Delta Smelt responses. The more detailed life stage transition conceptual models for each of the four Delta Smelt life stages describe relationships between environmental drivers, key habitat attributes, and the responses of Delta Smelt to habitat attributes as they transition from one life stage to the next. Our analyses and conceptual model show that good larval recruitment is essential for setting the stage for a strong year class; however, increased growth and survival through subsequent life stages are also needed to achieve and sustain higher population abundance. We used our conceptual model to generate 16 hypotheses about the factors that may have contributed to the 2011 increase in Delta Smelt relative abundance. We then evaluated these hypotheses by comparing habitat conditions and Delta Smelt responses in the wet year 2011 to those in the prior wet year 2006 and in the drier years 2005 and 2010. Larval recruitment was similarly high in both wet years and lower in the drier antecedent years, but juvenile and adult abundance increased only in 2011. In 2005 and 2006, the population was limited by very poor survival from the larval to the juvenile life stage. We found that in 2011, Delta Smelt may have benefitted from a combination of favorable habitat conditions throughout the year, including: 1. Adults and larvae benefitted from prolonged cool spring water temperatures, high 2011 winter and spring outflows which reduced entrainment risk and possibly improved other habitat conditions, and possibly enhanced food availability in late spring. 2. Juveniles benefitted from cool water temperatures in late spring and early summer as well as from improved food availability and low levels of harmful Microcystis. 3. Subadults also benefitted from improved food availability and from favorable habitat conditions in the large, low salinity zone (salinity 1-6) located more toward Suisun Bay,

California