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Special issue "Effects of surface geology on seismic motion (ESG): General state-of-research"

To understand and predict the behaviors of strong ground motions incurred during devastating earthquakes, studies focused on the “effects of surface geology (ESG) on seismic motions” (following tradition, herein contracted as: “ESG”) have progressed steadily in the last three decades. These ESG studies typically involve in situ measurements of the wavefield and commonly apply both analytical and computational approaches. Concurrently, improvements in ESG related research can be readily attributed to the proliferation of openly accessible strong motion data, as well as advances in computational power. Nevertheless, there remain significant shortfalls in our understanding of the epistemic and aleatory uncertainties associated with the ESG as demonstrated by phenomena from recent deadly earthquake-related site effects. Thus, investigations toward addressing these deficiencies should be underscored in future earthquake related disaster mitigation efforts. This special issue of Earth, Planets, and Space (EPS) is dedicated to the ongoing efforts by the International Association of Seismology and Physics of the Earth’s Interior (IASPEI) and the International Association of Earthquake Engineering (IAEE) that champion activities promoting studies related to the ESG.

Earth, Planets and Space

A multidisciplinary approach that considers occurrence, geochemistry, bioavailability, and toxicity to prioritize critical minerals for environmental research

Critical minerals (or critical elements) are minerals or elements that are essential to global security and development and have supply chains vulnerable to disruption. In general, knowledge of the environmental behavior and health effects of critical elements is needed to support the development of safe and environmentally responsible supplies. This knowledge includes identifying potential consequences of increased critical element production and use, alternative critical element sources such as mine wastes, and adverse effects of critical elements on ecosystem condition and organismal health. Here we identify significant data gaps in the understanding of critical elements in surficial and aquatic environments, and the need, given the large number of commodities (50) identified on the 2022 critical minerals list for the United States, for an approach to prioritize them for study of their environmental fate and effects. We propose a multidisciplinary approach for this prioritization, considering measures of occurrence, geochemistry, bioavailability, and toxicity. We describe relatively easy-to-obtain metrics for each of these topic areas and demonstrate the utility of this integrated prioritization approach using indium and zinc as examples. This approach facilitates prioritizing research with a focus on those critical elements that are most mobile in the environment, bioavailable, toxic, or simply lacking data in these categories.

Environmental Science & Technology

Determining Volcanic Risk in Auckland (DEVORA) Research Programme—A transdisciplinary approach to address the challenge of distributed volcanism in an urban environment

The Determining Volcanic Risk in Auckland (DEVORA) Research Programme was launched in 2008 to address the challenges associated with monogenetic volcanism in an urban setting and to enhance volcanic risk management in Tāmaki Makaurau Auckland in Aotearoa New Zealand. It is a multi-agency, increasingly transdisciplinary (defined here as research that transcends traditional disciplinary boundaries by integrating diverse types of knowledge, perspectives, and methods from academic and non-academic participants to create novel solutions to complex problems), and collaborative research program jointly led by Waipapa Taumata Rau University of Auckland and Earth Sciences New Zealand (ESNZ; formerly GNS Science), with core funding from Natural Hazards Commission Toka Tū Ake (NHC; formerly the Earthquake Commission, EQC) and Te Kaunihera o Tāmaki Makaurau Auckland Council (AC). The primary research focus of DEVORA is to investigate the geologic history, volcanic hazards, and risk posed by the basaltic intraplate Auckland Volcanic Field. Disruption from ash fall and gas from other Aotearoa New Zealand volcanoes is also considered. DEVORA’s work to explore exposure and vulnerability in Tāmaki Makaurau Auckland is also useful for assessing risks from other non-volcanic natural hazards, such as seismic and tsunami hazards. The greater Tāmaki Makaurau Auckland region has an ethnically and socio-economically diverse population of approximately 1.7 million, representing about one-third of the Aotearoa New Zealand population, and hosts critical infrastructure of national significance. The size and nature of the populace, consequential economic base, and important infrastructure within Tāmaki Makaurau Auckland mean that the effects of a volcanic eruption would be felt nationally, including through the disruption of air travel to Aotearoa New Zealand. The hazards from such an eruption could potentially affect hundreds of thousands of people, businesses, and lifelines (critical infrastructure). A considerable challenge for emergency and risk managers is the monogenetic nature of the volcanic field. It is not known where or when the next eruption will occur, how much warning we may get before an eruption, nor how an eruption and its effects might unfold. In this contribution, we highlight the concept and collaborative intent of the DEVORA Programme and show how it has evolved over the 16 years since its inception. We describe how DEVORA has unified more than 100 researchers (including more than 50 graduate students) and numerous stakeholders to address key issues facing Tāmaki Makaurau Auckland and describe how research findings are being implemented into policy and communicated to stakeholder agencies and the public. We also illustrate the broader influence of the DEVORA Programme and provide some learnings that might benefit others embarking on similar integrated projects, especially those focused on distributed volcanism in and near populated areas.

Auckland

Distinguishing natural sources from anthropogenic events in seismic data

As seismic data are increasingly used to investigate a diverse range of subsurface phenomena beyond regular fast-rupturing earthquakes (Peng and Gomberg, 2010; Beroza and Ide, 2011), it is important to acknowledge that human-generated ground vibrations may be mistaken for naturally generated subsurface processes (Larose et al., 2015; Li et al., 2018). Correct discrimination of natural processes from anthropogenic noise is especially pressing given the trend in seismic detection research toward automated algorithms and machine learning methods (Yoon et al., 2015; Kong et al., 2019;Mousavi and Beroza, 2022) and the growth in seismic data collection in new environments such as urban and industry settings (e.g., Díaz et al.,2017).

Seismological Research Letters

Sackung at Bald Eagle ridge, central Colorado: An updated interpretation of ridge-spreading movement, structures, and mechanisms from 50 years (1975–2025) of U.S. Geological Survey research

Slow gravitational failures of mountain peaks and ridges are poorly understood. Herein, we report on 50 years of studies at a slowly spreading castellate ridge in the Sawatch Range in central Colorado. The orientations of geomorphic-structural features indicate that the fractured Precambrian granitic rock underlying the ridge has extended and spread northwestward toward the formerly glacier-covered Busk Creek valley. Results from surveying, field-based geomorphic-structural mapping using lidar, rock mass quality measurements, a passive seismic survey, and satellite radar provide a major update to research started by U.S. Geological Survey researchers in the 1970s and 1980s. New insights include a recognition that the entire ridge has slowly moved by concurrent sliding along an inferred northwest dipping, compound basal-slip surface (or zone), and through the formation of multiple grabens by normal faulting and flexural toppling along sets of pre-existing fractures that dip moderately (∼45°) to the southeast. We were unable to distinguish the presence of a sudden and strong contrast in seismic velocity across the inferred slip surface. Movement during the 50-year study period has been episodic and gradually decreasing, in correspondence with decreasing cumulative annual precipitation and increasing mean annual air temperatures. The fastest moving area, just upslope from the glacier trimline, had an average horizontal velocity of 3 – 4 mm/yr. Evidence suggests that movement started as a paraglacial response mechanism, but because of the site’s proximity to the Rio Grande Rift, we cannot exclude earthquake shaking as a mechanism for initiation or enhancement of slope movement. An estimate of longer-term horizontal movement from the exposed basal-slip surface at the uphill side of the ridgetop graben is ∼1.1 mm/yr for the 13 – 14 ky post-glacial period. Broad implications of our work are that: (1) long-term measurements (decades or longer) of slope movement can add insights into how sackungen form and evolve through time; (2) the identification of thrust faults and toes in zones of compression near valley bottoms can be crucial for interpreting sackung failure mechanisms, and (3) the use of passive-seismic techniques to identify the depth to a slip surface may not be successful in granitic terrain dominated by planar fractures and subtle changes in rock-mass characteristics.

Colorado

Waters divided: A history of alluvial fan research and a view of its future

Flows exiting confined valleys tend to deposit sediment in fan-shaped landforms. Where deposition is wholly or largely by the tractive forces of flowing water, these landforms are called alluvial fans. They are the product of the progressive division of water and sediment downfan, from slopes that may exceed 0.10 to distal slopes that may be below 0.01. Channel depths also tend to decline, from values that approach one to several meters at steep fanheads, to a few decimeters at distal fan margins. The result is a radiating, depositional ramp where confined or unconfined flows transport sediment from source basins to bounding streams, subsiding basins, or stable platforms. Where streams or subsiding basins consume the sediment supply from the source basin, the fan may approach a steady form whose extent and distal slope are set by stream location or subsidence rate. Where boundary conditions do not remove sediment, the fan may prograde out to long distances and low slopes (<0.01). Theoretical and experimental work over the past several decades support the notion that alluvial fan long-profiles become steeper as sediment supply increases or transport capacity decreases, and increasingly concave upward as the rate of bed material deposition decreases downfan. Grainsize distributions of alluvial fans seem to span the range observed in alluvial rivers, with no processes that uniquely identify them, apart from the distributary pattern of deposition. Bed sand cover tends to increase downfan in arid-region fans, with an absence of systematic downfan fining of coarser grain sizes. Surficial mapping and geochronology have demonstrated that fan deposition varies greatly through time, arguably from climate variations that alter hillslope sediment supply. The combination of surficial mapping and hydraulic modeling with high-resolution topography can now produce detailed flood susceptibility maps. The effective use of these maps to protect lives and property, however, depends on answering many of the enduring questions about the mechanics of how water and sediment divide down alluvial fans.

Book chapter

Mechanics and statistics of postseismic shaking

Analysis of two weeks of continuous post-seismic shaking after the 2019 M7.1 Ridgecrest, CA earthquake sequence using 4 nearby borehole seismometers reveals that continuous ground motions decay as Omori’s law in time and follow the Gutenberg-Richter distribution in logarithmic amplitude. The measured temporal decay in amplitudes agrees with predictions of the rate-and-state framework and indicates shaking amplitudes are proportional to the velocity of afterslip. Our ground motion-based statistical framework provides a basis to forecast shaking intensity in the minutes to hours after a large earthquake.

California

A robust quantitative method to distinguish runoff-generated debris flows from floods

Debris flows and floods generated by rainfall runoff occur in rocky mountainous landscapes and burned steeplands. Flow type is commonly identified post-event through interpretation of depositional structures, but these may be poorly preserved or misinterpreted. Prior research indicates that discharge magnitude is commonly amplified in debris flows relative to floods due to volumetric bulking and increased frictional resistance. Here, we use this flow amplification to develop a metric ( Q* ) to separate debris flows from floods based on the ratio of observed peak discharge to the theoretical maximum water discharge from rainfall runoff. We compile 642 observations of floods and debris flows and demonstrate that Q* distinguishes flow type to ∼92% accuracy. Q* allows for accurate identification of debris flows through simple channel cross-section surveys rather than through qualitative interpretation of deposits, and therefore should increase the performance of models and engineered structures that require accurate flow-type observations.

Geophysical Research Letters

The role of bedrock circulation depth and porosity in mountain streamflow response to prolonged drought

Quantitative understanding is lacking on how the depth of active groundwater circulation in bedrock affects mountain streamflow response to a multi‐year drought. We use an integrated hydrological model to explore the sensitivity of a variety of streamflow metrics to bedrock circulation depth and porosity under a plausible extreme drought scenario lasting up to 5 years. Endmember depth versus hydraulic conductivity relationships and porosity values for fractured crystalline rock are simulated. With drought, a deeper circulation system with higher drainable porosity more effectively buffers minimum flow and significantly limits perennial stream loss in comparison to a shallow circulation system. Streamflow buffering is accomplished through extensive groundwater storage loss. However, deeper circulation systems experience prolonged recovery from drought in comparison to storage‐limited shallow systems. Research highlights the importance of characterizing the deeper bedrock hydrogeology in mountainous watersheds to better understand and predict drought impacts on stream ecosystem health and water resource sustainability.

Colorado

Automated, near real-time ground-motion processing at the U.S. Geological Survey

We describe automated ground‐motion processing software named gmprocess that has been developed at the U.S. Geological Survey (USGS) in support of near‐real‐time earthquake hazard products. Because of the open‐source development process, this software has benefitted from the involvement and contributions of a broad community and has been used for a wider range of applications than was initially envisioned. Here, we give an overview and introduction to the software, including how it has leveraged other open‐source libraries. We highlight some key features that gmprocess provides, compare response spectra calculated with the automated processing approach of gmprocess to the response spectra provided by the Next Generation Attenuation projects, and summarize projects that have utilized gmprocess. These use‐cases demonstrate that this software development effort has been successfully leveraged in earthquake research activities both within and outside the USGS.

Seismological Research Letters

pySATSI: A Python package for computing focal mechanism stress inversions

We introduce pySATSI, a Python package for computing earthquake focal mechanism stress inversions. This algorithm can handle a wide variety of types of stress inversion problems with a single script and can duplicate many capabilities of preceding methodologies. We also add new capabilities that include spatiotemporally variable inversion grids, damped stress estimates for clusters with few or no focal mechanisms, and variable fault‐plane ambiguities that the user can assign to individual events. In addition, we added the ability to use damped stress inversions with fault‐plane ambiguity probabilities that are weighted by fault instabilities. Our algorithm is computationally efficient with faster runtimes than previous algorithms, scales well for large datasets, and can be easily parallelized.

Seismological Research Letters

Measurement of in situ-produced cosmogenic nuclides in fine-grained quartz from shale

In situ -produced 10 Be in quartz is widely used to constrain exposure ages and denudation rates, traditionally measured in sand-sized grains. Here we report a new method for isolating fine-grained quartz from shale and demonstrate its reliability for grain sizes down to single microns. Sequential dissolution tests and analyses of grain size separates show that meteoric 10 Be is eliminated and that recoil losses during cosmogenic nuclide production are balanced by implantation from other mineral grains. High-temperature combustion leads to diffusion of meteoric 10 Be into fine-grained quartz and must be used with caution.

Nuclear Instruments and Methods in Physics Researc

Decadal-scale characteristics of natural and anthropogenic dune morphology along North Carolina Barrier Islands (SE Atlantic Coast)

Dunes offer protection to coastal communities from storms, yet quantitative research characterizing human influences on dune systems across decades and 10–100 km spatial scales constitutes a known data gap. This study analyzed a multidecadal archive of dune crest elevations and positions to map mesoscale spatiotemporal trends in foredune morphology across the barrier island coastline of North Carolina, SE Atlantic coast. Results are summarized within four categories of coastline representing a range of coastal management intensities, integrating beach width and dune lateral accommodation space to assess the comparative influence of differing intensities of anthropogenic intervention on dune morphology. These categories account for the presence of structures, roads, and alongshore connectivity to anthropogenic sediment sources (beach nourishment). These categories show distinct dune and beach system characteristics. Dunes are largest in the areas with the longest legacy of coastal management. As categories decrease in development intensity, dune and beach system characteristics generally depart from the large, static dunes and narrow beaches consistent with hold-the-line management. Where small or transgressive dunes exist on heavily developed coasts, they coincide with relatively strong hydrodynamic forcing or sediment-limiting geology. There is evidence of indirect coastal management influence on undeveloped barrier islands with alongshore connectivity to developed barriers. While this analysis was conducted at the mesoscale, the results provide researchers with the framework to make insights at smaller scales than those demonstrated in this study.

North Carolina

Preface to the focus section on earthquake-induced ground deformation

Ground failure due to earthquake-induced liquefaction, surface fault rupture, and landsliding has caused substantial damage in the past and continues to pose risks to critical infrastructure in the future. The consideration of ground failure is central to engineering analysis and design, ranging from site-specific engineering assessments of ground failure potential to broader regional-scale ground failure assessments of near-real-time earthquake impacts or longer-term portfolio risk. Uncertainties in all aspects of the problem complicate the prediction of earthquake-induced ground failure, including the identification of hazard-susceptible geomaterials, characterizing their spatial extent and physical properties, spatio-temporal variability in groundwater conditions, characterization of earthquake ground motions, assessing ground failure severity, and linking ground failure severity to infrastructure damage and loss.

Seismological Research Letters

S/P amplitude ratios with Distributed Acoustic Sensing and application to earthquake focal mechanisms

Distributed acoustic sensing (DAS), which transforms a fiber optic cable into an array of high frequency strainmeters, has the potential to help us characterize earthquakes with a dense sampling of measurements. While earthquake focal mechanisms are frequently determined using P -wave polarities and S / P amplitude ratios with inertial seismometers, the dense sampling of DAS over potentially large portions of the focal sphere can aid our solutions. Here, we consider ∼200 regional earthquakes and thousands of S / P measurements on a DAS cable colocated with a network of inertial seismometers near Arcata, California. We demonstrate the S / P ratio measurements made on DAS are similar to those made on the inertial seismometers and can be used to constrain focal mechanism solutions.

California

GRAPES: Earthquake early warning by passing seismic vectors through the grapevine

Estimating an earthquake's magnitude and location may not be necessary to predict shaking in real time; instead, wavefield-based approaches predict shaking with few assumptions about the seismic source. Here, we introduce GRAph Prediction of Earthquake Shaking (GRAPES), a deep learning model trained to characterize and propagate earthquake shaking across a seismic network. We show that GRAPES’ internal activations, which we call “seismic vectors”, correspond to the arrival of distinct seismic phases. GRAPES builds upon recent deep learning models applied to earthquake early warning by allowing for continuous ground motion prediction with seismic networks of all sizes. While trained on earthquakes recorded in Japan, we show that GRAPES, without modification, outperforms the ShakeAlert earthquake early warning system on the 2019 M7.1 Ridgecrest, CA earthquake.

Shimane/HiroshimaPrefectures

Advancing sustainable groundwater management with a hydro-economic system model: Investigations in the Harney Basin, Oregon

Groundwater resources frequently trend toward unsustainable levels because, absent effective institutions, individual water users generally act independently without considering the impacts on other users. Hydro-economic models (HEMs) of human-natural systems can play a positive role toward successful groundwater management by yielding valuable knowledge and insight. The current study explores how an HEM that captures essential physical and economic characteristics of a system can shed light on the system's processes and dynamics to benefit stakeholders, managers, and also researchers. These propositions are illustrated using the Harney Basin, Oregon, which has seen large groundwater declines in the past 20 years. The HEM shows that: (a) although current groundwater pumping rates will gradually raise costs and reduce well yields, irrigators gain the highest aggregate economic return by continuing current pumping; (b) lowland areas of the basin are hydrologically connected, which limits the efficacy of remedies focused on regulations only in some portions of the basin; (c) community expectations regarding the efficacy of several proposed solutions are overly optimistic; and (d) the study's scenarios identify interventions that would stabilize the groundwater system and prevent additional adverse impacts on residential and livestock wells and groundwater-dependent ecosystems. These interventions would require limiting groundwater pumping by nearly half and reducing annual profits by $7.5–$9.0M. The HEM also demonstrated its value to researchers: its insights shifted attention toward questions about Oregon's existing groundwater institutions and their inability to adaptively manage the transition from abundant groundwater to scarce groundwater in a timely manner.

Oregon

U.S. Geological Survey geomagnetic variometer data: Capitalizing on seismic infrastructure

The U.S. Geological Survey’s Geomagnetism Program is collaborating with the Earthquake Hazards Program and Global Seismographic Network Program to densify magnetic field observations. This collaboration focuses on the installation of magnetometers, or magnetic variometers, at existing seismic stations. Along with improving the density of space weather observations for hazard monitoring, these data can be used to correct colocated magnetic field induced noise in seismic data. Such corrections are especially useful during time periods of large magnetic storms where the magnetic field‐induced instrument noise can be of similar amplitude to earthquake ground‐motion records.

contiguous United States