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Navigating the science-policy interface

As a wildlife population ecologist who wants to conduct useful science, I find the Endangered Species Act (ESA), like other federal wildlife statutes, an intriguing read. The topic is in my wheelhouse—fish, wildlife, and plants, with a focus at the population and species levels. There is an emphasis on science, in fact, the “best scientific and commercial data available.” And there are intriguing questions: what threats does a species face? What habitat would be critical for its survival? Could any federal actions put the species or critical habitat in greater peril? I am not alone in this attraction. Hundreds of scientists continue to consider the types of scientific analysis suggested by the ESA. The enthusiasm is palpable. If the first cursory read of the ESA is intriguing to me as a scientist, the second close read is tantalizing—I realize that something very attractive is just out of reach. I know how to estimate the probability of extinction, but I do not know what “in danger of extinction” means. I know how to evaluate the incremental change in status that might arise from some level of proposed take, but I do not know what “is not likely to jeopardize the continued existence” of a species means. The standards expressed in the statute are not stated in purely scientific terms. Thus, ESA decisions cannot be based solely on science, and require additional policy interpretation. Clarity about these policy interpretations—even awareness that they are needed—can be hard to find, leaving a gap between what I can provide as a scientist and what an ESA decision maker needs. This awareness of the interaction between science and policy is also occurring in the larger field of conservation science, where there has been an increasing recognition of a research-implementation gap, the need for actionable science, and the promise of translational ecology. All of these terms emphasize that science alone does not result in action; instead, action arises out of decisions that are informed both by science and by values. At the interface of science and policy, a scientist can deliver relevant knowledge, and a decision maker can explain the policy context in which that science is needed. As a scientist wanting to conduct useful science, I crave this two-way conversation. But how can this conversation be structured in a meaningful and appropriate way? In this chapter, I explore how decision analysis can be used to navigate the science-policy interface for ESA decisions. Decision analysis is a large, well-established field that studies how decisions are made and how they could be made, with explicit attention given to clarifying and separating the values-based and science-based elements of a decision; identifying the impediments that make a decision difficult; and providing tools to overcome those impediments. There have been concerted efforts to apply formal decision analysis to ESA decisions, but the practice is not yet widespread across both the U.S. Fish and Wildlife Service and the National Marine Fisheries Service (the Services). The chapter begins with an introduction to decision analysis and how it seeks to bridge the science-policy interface. In subsequent sections, I explore how a decision analyst might frame listing and reclassification decisions, recovery planning, section 7 consultation, budget allocations, and a few other ESA decisions, with an emphasis on two questions: for each type of decision, what policy clarifications does the decision maker need to make; and knowing the policy context, what type of scientific assessment is needed. In the final discussion, I identify common themes among the types of decisions, and offer thoughts on how decision analysis could be more widely used to integrate science into ESA decisions.

Book chapter

Tools and data for meeting America's conservation challenges

The Gap Analysis Project (GAP) produces data and tools that help meet critical national challenges such as biodiversity conservation, renewable energy development, climate change adaptation, and infrastructure investment. The GAP is managed by the U.S. Geological Survey, Department of the Interior. GAP supports a wide range of national, State, and local agencies as well as nongovernmental organizations and businesses with scientific tools and data. GAP uses a collaborative approach to do research, analysis, and data development, resulting in a history of cooperation with more than 500 agencies and organizations nationally.

General Information Product

MercNet: A national monitoring network to assess responses to changing mercury emissions in the United States

A partnership of federal and state agencies, tribes, industry, and scientists from academic research and environmental organizations is establishing a national, policy-relevant mercury monitoring network, called MercNet, to address key questions concerning changes in anthropogenic mercury emissions and deposition, associated linkages to ecosystem effects, and recovery from mercury contamination. This network would quantify mercury in the atmosphere, land, water, and biota in terrestrial, freshwater, and coastal ecosystems to provide a national scientific capability for evaluating the benefits and effectiveness of emission controls. Program development began with two workshops, convened to establish network goals, to select key indicators for monitoring, to propose a geographic network of monitoring sites, and to design a monitoring plan. MercNet relies strongly on multi-institutional partnerships to secure the capabilities and comprehensive data that are needed to develop, calibrate, and refine predictive mercury models and to guide effective management. Ongoing collaborative efforts include the: (1) development of regional multi-media databases on mercury in the Laurentian Great Lakes, northeastern United States, and eastern Canada; (2) syntheses and reporting of these data for the scientific and policy communities; and (3) evaluation of potential monitoring sites. The MercNet approach could be applied to the development of other monitoring programs, such as emerging efforts to monitor and assess global mercury emission controls.

Ecotoxicology

The Centennial Trends Greater Horn of Africa precipitation dataset

East Africa is a drought prone, food and water insecure region with a highly variable climate. This complexity makes rainfall estimation challenging, and this challenge is compounded by low rain gauge densities and inhomogeneous monitoring networks. The dearth of observations is particularly problematic over the past decade, since the number of records in globally accessible archives has fallen precipitously. This lack of data coincides with an increasing scientific and humanitarian need to place recent seasonal and multi-annual East African precipitation extremes in a deep historic context. To serve this need, scientists from the UC Santa Barbara Climate Hazards Group and Florida State University have pooled their station archives and expertise to produce a high quality gridded ‘Centennial Trends’ precipitation dataset. Additional observations have been acquired from the national meteorological agencies and augmented with data provided by other universities. Extensive quality control of the data was carried out and seasonal anomalies interpolated using kriging. This paper documents the CenTrends methodology and data.

Scientific Data

Water resources data for Iowa, water year 1977

This report was prepared by personnel of the Iowa district of the Water Resources Division of the U.S. Geological Survey under the supervision of S. W. Wiitala, District Chief, and Alfred Clebsch, Jr., Regional Hydrologist, Central Region. It was done in cooperation with the State of Iowa and with other agencies. This report is one of a series issued by Iowa. General direction for the series is by J. S. Cragwall, Jr., Chief Hydrologist, U.S. Geological Survey, and G. W. Whetstone, Assistant Chief Hydrologist for Scientific Publications and Data Management. .

Iowa

Water resources data for Iowa, water year 1980

This report was prepared by personnel of the Iowa district of the Water Resources Division of the U.S. Geological Survey under the supervision of D. K. Leifeste, District Chief, and Alfred Clebsch Jr., Regional Hydrologist, Central Region. It was done in cooperation with the State of Iowa and with other agencies. This report is one of a series issued by Iowa. General direction for the series is by Philip Cohen, Jr., Chief Hydrologist, U. S. Geological Survey, and R. J. Dingman, Assistant Chief Hydrologist for Scientific Publications and Data Management.

Iowa

Collections management plan for the U.S. Geological Survey Woods Hole Coastal and Marine Science Center Data Library

The U.S. Geological Survey Woods Hole Coastal and Marine Science Center has created a Data Library to organize, preserve, and make available the field, laboratory, and modeling data collected and processed by Woods Hole Coastal and Marine Science Center staff. This Data Library supports current research efforts by providing unique, historic datasets with accompanying metadata. The Woods Hole Coastal and Marine Science Center’s Data Library has custody of historic data and records that are still useful for research, and assists with preservation and distribution of marine science records and data in the course of scientific investigation and experimentation by researchers and staff at the science center. The data accession and retention policies employed by the Woods Hole Coastal and Marine Science Center Data Library are based on scientific need and the National Archives and Records Administration standards for Federal records retention. Criteria for inclusion of data and records into the Data Library, the scope of the Data Library holdings, and operating procedures for the management and running of the library are designed to support the research operations of the U.S. Geological Survey. This report explains the roles and detailed responsibilities of library and scientific staff, and provides step-by-step instructions for managing the collections of the Woods Hole Coastal and Marine Science Center Data Library.

Open-File Report

Data sharing by scientists: Practices and perceptions

Background Scientific research in the 21st century is more data intensive and collaborative than in the past. It is important to study the data practices of researchers – data accessibility, discovery, re-use, preservation and, particularly, data sharing. Data sharing is a valuable part of the scientific method allowing for verification of results and extending research from prior results. Methodology/Principal Findings A total of 1329 scientists participated in this survey exploring current data sharing practices and perceptions of the barriers and enablers of data sharing. Scientists do not make their data electronically available to others for various reasons, including insufficient time and lack of funding. Most respondents are satisfied with their current processes for the initial and short-term parts of the data or research lifecycle (collecting their research data; searching for, describing or cataloging, analyzing, and short-term storage of their data) but are not satisfied with long-term data preservation. Many organizations do not provide support to their researchers for data management both in the short- and long-term. If certain conditions are met (such as formal citation and sharing reprints) respondents agree they are willing to share their data. There are also significant differences and approaches in data management practices based on primary funding agency, subject discipline, age, work focus, and world region. Conclusions/Significance Barriers to effective data sharing and preservation are deeply rooted in the practices and culture of the research process as well as the researchers themselves. New mandates for data management plans from NSF and other federal agencies and world-wide attention to the need to share and preserve data could lead to changes. Large scale programs, such as the NSF-sponsored DataNET (including projects like DataONE) will both bring attention and resources to the issue and make it easier for scientists to apply sound data management principles.

PLoS ONE

Assessing the hydrologic and physical conditions of a drainage basin

An assessment of a drainage basin and its stream corridor will provide the data and information needed to understand current biophysical conditions and trends. Developing an understanding of the drivers of change is the next essential step for restoration success (Osterkamp and Toy, 1997; Corenbilt et al., 2007; Briggs and Osterkamp, 2003), Shields et al. 2003; Osterkamp et al., 2011). Establishing such a robust scientific foundation will allow stream practitioners to develop realistic restoration objectives and the tactics that will be effective to achieve them. Accomplishing this requires collecting data at watershed and reach scales and by drawing on scientific data from areas where conditions may be similar to, or applicable to, your site. Although decisions should be backed by conclusive data, to make progress we need to rely on the best available information, even if scientific uncertainty remains. Additional information will become available, so it is necessary to plan a project in a manner that incorporates available knowledge and permits goals, objectives, and tactics to be adjusted accordingly.

Book chapter

Data from theodolite measurements of creep rates on San Francisco Bay region faults, California: 1979-2007

Introduction Our purpose is to update with six additional years of data, our creep data archive on San Francisco Bay region active faults for use by the scientific research community. Earlier data (1979-2001) were reported in Galehouse (2002) and were analyzed and described in detail in a summary report (Galehouse and Lienkaemper, 2003). A complete analysis of our earlier results obtained on the Hayward fault was presented in Lienkaemper, Galehouse and Simpson (2001). Jon Galehouse of San Francisco State University (SFSU) and many student research assistants measured creep (aseismic slip) rates on these faults from 1979 until his retirement from the project in 2001. The creep measurement project, which was initiated by Galehouse, has continued through the Geosciences Department at SFSU from 2001-2006 under the direction of Co-P.I.'s Karen Grove and John Caskey (Grove and Caskey, 2005), and by Caskey since 2006. Forrest McFarland has managed most of the technical and logistical project operations as well as data processing and compilation since 2001. We plan to publish detailed analyses of these updated creep data in future publications. We maintain a project web site (http://funnel.sfsu.edu/creep/) that includes the following information: project description, project personnel, creep characteristics and measurement, map of creep measurement sites, creep measurement site information, and data plots for each measurement site. Our most current, annually updated results are therefore accessible to the scientific community and to the general public. Information about the project can currently be requested by the public by an email link (fltcreep@sfsu.edu) found on our project website.

California

The Short Wave Aerostat-Mounted Imager (SWAMI): A novel platform for acquiring remotely sensed data from a tethered balloon

We describe a new remote sensing system called the Short Wave Aerostat-Mounted Imager (SWAMI). The SWAMI is designed to acquire co-located video imagery and hyperspectral data to study basic remote sensing questions and to link landscape level trace gas fluxes with spatially and temporally appropriate spectral observations. The SWAMI can fly at altitudes up to 2 km above ground level to bridge the spatial gap between radiometric measurements collected near the surface and those acquired by other aircraft or satellites. The SWAMI platform consists of a dual channel hyperspectral spectroradiometer, video camera, GPS, thermal infrared sensor, and several meteorological and control sensors. All SWAMI functions (e.g. data acquisition and sensor pointing) can be controlled from the ground via wireless transmission. Sample data from the sampling platform are presented, along with several potential scientific applications of SWAMI data.

Remote Sensing of Environment

Advances in morphodynamic modeling of coastal barriers: A review

As scientific understanding of barrier morphodynamics has improved, so has the ability to reproduce observed phenomena and predict future barrier states using mathematical models. To use existing models effectively and improve them, it is important to understand the current state of morphodynamic modeling and the progress that has been made in the field. This manuscript offers a review of the literature regarding advancements in morphodynamic modeling of coastal barrier systems and summarizes current modeling abilities and limitations. Broadly, this review covers both event-scale and long-term morphodynamics. Each of these sections begins with an overview of commonly modeled phenomena and processes, followed by a review of modeling developments. After summarizing the advancements toward the stated modeling goals, we identify research gaps and suggestions for future research under the broad categories of improving our abilities to acquire and access data, furthering our scientific understanding of relevant processes, and advancing our modeling frameworks and approaches.

Virginia

AIMS for wildlife: Developing an automated interactive monitoring system to integrate real-time movement and environmental data for true adaptive management

To effectively manage species and habitats at multiple scales, population and land managers require rapid information on wildlife use of managed areas and responses to landscape conditions and management actions. GPS tracking studies of wildlife are particularly informative to species ecology, habitat use, and conservation. Combining GPS data with administrative data and a diverse suite of remotely sensed, geo-referenced environmental (e.g., climatic) data, would more comprehensively inform how animals interact with and utilize habitats and ecosystems and our goal was to create a conceptual model for a system that would accomplish this – the ‘Automated Interactive Monitoring System (AIMS) for Wildlife’. Our objective for this study was to develop a Customized Wildlife Report (CWR) - the first AIMS for Wildlife deliverable product. CWRs collate and summarize our 8-year GPS tracking dataset of ∼11 million locations from 1338 individual (16 species) avifauna and make actionable, real-time data on animal movements and trends in a specific area of interest available to managers and stakeholders for rapid application in day-to-day management. The CWR exemplar presented in this paper was developed to address needs identified by habitat managers of Sacramento National Wildlife Refuge and illustrates the highly specific, information offered and how it contributes to assessing the efficacy of conservation actions while allowing for near real-time adaptive management. The report can be easily customized for any of the thousands of wildlife refuges or regional areas of interest in the United States, emphasizing the broad application of an animal movement data stream. Utilizing diverse, extensive telemetry data streams through scientific collaboration can aid managers and conservation stakeholders with short and long-term research and conservation planning and help address a cadre of issues from local-scale habitat management to improving the understanding of landscape level impacts like drought, wildfire, and climate change on wildlife populations.

Journal of Environmental Management

Science in support of the Deepwater Horizon response

This introduction to the Special Feature presents the context for science during the Deepwater Horizon oil spill response, summarizes how scientific knowledge was integrated across disciplines and statutory responsibilities, identifies areas where scientific information was accurate and where it was not, and considers lessons learned and recommendations for future research and response. Scientific information was integrated within and across federal and state agencies, with input from nongovernmental scientists, across a diverse portfolio of needs—stopping the flow of oil, estimating the amount of oil, capturing and recovering the oil, tracking and forecasting surface oil, protecting coastal and oceanic wildlife and habitat, managing fisheries, and protecting the safety of seafood. Disciplines involved included atmospheric, oceanographic, biogeochemical, ecological, health, biological, and chemical sciences, physics, geology, and mechanical and chemical engineering. Platforms ranged from satellites and planes to ships, buoys, gliders, and remotely operated vehicles to laboratories and computer simulations. The unprecedented response effort depended directly on intense and extensive scientific and engineering data, information, and advice. Many valuable lessons were learned that should be applied to future events.

Alabama, Florida, Louisiana, Mississippi, Texas

Did the Aleutian Basin form by plate capture or backarc basin opening?

The origin of the Aleutian Basin is unresolved because its crust is deeply buried beneath sediments. It has been interpreted as forming in the Eocene when the Beringian convergent margin jumped seaward to south of the Aleutian arc, thereby capturing a large sector of Cretaceous Pacific crust. Alternatively, it may have formed by backarc spreading. We present new magnetic and seismic reflection data compilations and review other pertinent data to evaluate these two possibilities. Arguments for entrapment are: 1) Palaeomagnetic and geologic data document that the Aleutian arc formed approximately in place and as a seaward, on-strike continuation of the Alaska Peninsula; 2) basin-central spreading anomalies trend N-S, normal to the Aleutian arc and exhibit amplitudes and lengths typically formed at mid-ocean ridges; 3) seismic reflection profiles document that cross-basin depositional sequences are like those expected of filling a fixed-width basin. Arguments for a backarc spreading origin include: 1) The perpendicular orientation of magnetic anomalies in the Aleutian Basin and the northern Pacific Plate suggest different origins; 2) the sub-parallel orientation of Aleutian Basin spreading magnetic fabric and Palaeogene rift basins on the Bering Shelf suggest a common extensional regime; 3) thinner continental crust beneath outer-shelf basins is consistent with extension; 4) lineated magnetic fabrics on the margins of the basin are similar to early rifting magnetic fabrics found in other backarc basins; 5) basin heat flow is consistent with Palaeogene seafloor spreading; 6) its marginal basin setting is analogous to marginal basins elsewhere that formed by extension and seafloor spreading, not entrapment; and 7) entrapment requires formation of the Aleutian subduction zone by transference, a mode of subduction initiation that has not yet been documented. We present evidence for both interpretations and underscore the need for continued data collection (e.g. scientific drilling) to test competing hypotheses. Similar approaches may be useful for understanding thickly sedimented marginal basins elsewhere.

Alaska

Accounting for phenology in the analysis of animal movement

The analysis of animal tracking data provides important scientific understanding and discovery in ecology. Observations of animal trajectories using telemetry devices provide researchers with information about the way animals interact with their environment and each other. For many species, specific geographical features in the landscape can have a strong effect on behavior. Such features may correspond to a single point (eg, dens or kill sites), or to higher dimensional subspaces (eg, rivers or lakes). Features may be relatively static in time (eg, coastlines or home‐range centers), or may be dynamic (eg, sea ice extent or areas of high‐quality forage for herbivores). We introduce a novel model for animal movement that incorporates active selection for dynamic features in a landscape. Our approach is motivated by the study of polar bear (Ursus maritimus) movement. During the sea ice melt season, polar bears spend much of their time on sea ice above shallow, biologically productive water where they hunt seals. The changing distribution and characteristics of sea ice throughout the year mean that the location of valuable habitat is constantly shifting. We develop a model for the movement of polar bears that accounts for the effect of this important landscape feature. We introduce a two‐stage procedure for approximate Bayesian inference that allows us to analyze over 300 000 observed locations of 186 polar bears from 2012 to 2016. We use our model to estimate a spatial boundary of interest to wildlife managers that separates two subpopulations of polar bears from the Beaufort and Chukchi seas.

Biometrics

A management-focused population viability analysis for North Atlantic right whales

The North Atlantic right whale ( Eubalaena glacialis ) is among the most endangered whale species in the world and has been in decline since 2010. Considerable effort is directed toward its recovery by striving to remove threats. In this report, we describe the development of a population viability analysis for right whales that is designed to assess the current status, evaluate the contributions of various threats, and explore the management interventions needed to achieve recovery. The individual-based model that underlies this analysis accounts for age- and stagespecific survival and reproductive rates, the effects of severe injury from entanglement or vessel strike, and future changes in prey availability and accessibility. Several new or updated empirical analyses supplied parameter estimates, and parametric uncertainty was carefully incorporated into the model results. We find that under the status quo conditions of 2019, prior to the enactment of new regulations by the U.S. and Canada after 2020, the North Atlantic right whale population would be expected to continue to fall, with a median decline of 75% in 100 years (95% projection interval, –98% to +9% change) and a probability of falling below 50 proven females of 0.934 in 100 years. If the recently enacted regulations reduce entanglement risk by 25%, however, the population would be expected to decrease by 42% over 100 years (95% projection interval –92% to +154% change), with a risk of falling below 50 proven females in 100 years of 0.705. If, instead, the recently enacted regulations reduce entanglement risk by 50%, the population would be expected to increase by 52% in 100 years (95% projection interval –83% to +497% change), with a probability of falling below 50 proven females of 0.349. Of the 3 primary threats explored in this analysis, the risk of entanglement contributes the most to the long-term risk of quasi-extinction, followed closely by the risk of vessel strike, and much more distantly by a decrease in prey availability. In hypothetical scenarios that fully remove one threat at a time, removal of the entanglement threat alone reduces the probability of falling below 50 proven females in 100 years from 0.934 to 0.053; removal of the vessel strike threat alone reduces it to 0.343; and a return to higher prey conditions, but with both human-related threats still in place, reduces it to 0.875. We explored a wide range of management intervention scenarios that changed the rate of entanglement risk (e.g., endline reductions, closures, implementation of ropeless/on-demand gear); the effect of entanglement (through use of weak rope technology); the rate of vessel traffic increase over time; and the severity of vessel strike risk through speed restrictions. We found, for example, that reducing entanglement risk alone by 25% reduces the risk of quasi-extinction from 0.934 to 0.705; reducing vessel strike risk alone by 25% reduces the risk of quasi-extinction from 0.934 to 0.846; but the combination of reducing both entanglement risk and vessel strike risk by 25% reduces the risk of quasi-extinction to 0.528. This model and the results it produced are meant to represent an assessment of the current status of North Atlantic right whales using the best available scientific and commercial data and state-of-the-art analytical tools. Our knowledge of the future of the right whale population, however, has limitations. We have endeavored to fully incorporate uncertainty into this model, but there are many areas for continued improvement. We view this model as a living tool that can be improved, adapted, and extended as new data, new methods, and new questions arise.

NOAA Technical Memorandum

An inventory of three-dimensional geologic models—U.S. Geological Survey, 2004–22

A database of spatial footprints and characteristics of three-dimensional geological models that were constructed by the U.S. Geological Survey between 2004 and 2022 was compiled as part of ongoing development of subsurface geologic information by the USGS National Cooperative Geologic Mapping Program. This initial inventory resulted in the compilation of 38 three-dimensional geological models that vary widely in their spatial extent, the type and purpose of the model, the number of subsurface units characterized by the model, and the software platforms used to create the model. This Data Report provides the scientific rationale and explanation of the contents of a companion USGS digital data release of spatial data and attributes associated with each three-dimensional model.

Data Report