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Thomas M. Over

Publications and source records attributed to Thomas M. Over.

At least 19 recordsLinked to original sources

Hydroclimatic and land-use factors affecting peak streamflow in Illinois, Iowa, Michigan, Minnesota, Missouri, Montana, North Dakota, South Dakota, and Wisconsin

Flood-frequency analysis provides the basis for flood risk estimates used by water-resource managers in land-use planning, and it informs the design of essential infrastructure such as bridges and culverts. Federal guidelines for flood-frequency analysis do not offer guidance on addressing changing climate and land-use conditions when estimating floods. However, failing to consider climatic and land-use changes that cause abrupt or gradual changes in flood regimes can result in a poor representation of the true flood risk. In response to concerns about changing flood regimes, the U.S. Geological Survey, in cooperation with nine State agencies (Illinois Department of Transportation, Iowa Department of Transportation, Michigan Department of Transportation, Minnesota Department of Transportation, Missouri Department of Transportation, Montana Department of Natural Resources and Conservation, North Dakota Department of Water Resources, South Dakota Department of Transportation, and Wisconsin Department of Transportation) began a study to examine variability and change in hydrology and climate and the effects of urbanization and tile drainage on flooding. The analyses of patterns and changes in hydrology and climate were reported in a multichapter Scientific Investigations Report, the findings of which are summarized in this U.S. Geological Survey Circular. Additional analyses documenting changes in seasonality of flooding and the effects of urbanization and tile drainage were completed and published as separate studies and are also summarized in this Circular. These studies provide extensive exploratory analysis of peak streamflow, daily streamflow, and climate data, setting the stage for advancements in flood-frequency analysis.

Illinois, Iowa, Michigan, Minnesota, Missouri, Mon↗

Regional analysis of the dependence of peak-flow quantiles on climate with application to adjustment to climate trends

Standard flood-frequency analysis methods rely on an assumption of stationarity, but because of growing understanding of climatic persistence and concern regarding the effects of climate change, the need for methods to detect and model nonstationary flood frequency has become widely recognized. In this study, a regional statistical method for estimating the effects of climate variations on annual maximum (peak) flows that allows for the effect to vary by quantile is presented and applied. The method uses a panel–quantile regression framework based on a location-scale model with two fixed effects per basin. The model was fitted to 330 selected gauged basins in the midwestern United States, filtered to remove basins affected by reservoir regulation and urbanization. Precipitation and discharge simulated using a water-balance model at daily and annual time scales were tested as climate variables. Annual maximum daily discharge was found to be the best predictor of peak flows, and the quantile regression coefficients were found to depend monotonically on annual exceedance probability. Application of the models to gauged basins is demonstrated by estimating the peak-flow distributions at the end of the study period (2018) and, using the panel model, to the study basins as-if-ungauged by using leave-one-out cross validation, estimating the fixed effects using static basin characteristics, and parameterizing the water-balance model discharge using median parameters. The errors of the quantiles predicted as-if-ungauged approximately doubled compared to the errors of the fitted panel model.

Hydrology↗

The joint effect of changes in urbanization and climate on trends in floods: A comparison of panel and single-station quantile regression approaches

Estimates of annual maximum (peak) flow quantiles are needed for basins undergoing changes in both urbanization and climate. Most previous work on the effect of urbanization on peak flows has considered urbanization alone and only the spatial variation in flood quantiles or its mean temporal effect, and most work on the effect of nonstationarity in climate has focused on single-station analyses, which give uncertain results for extreme quantiles. To address these gaps, three approaches to the statistical estimation of the joint effects of changes in impervious cover and climate on the estimation of peak-flow quantiles were compared: single-station quantile regression; a fixed effect panel-quantile regression (pQR) method using a location (mean) shift to homogenize the panel; and a location-scale panel regression model (pQRmom), which accounts for both scale (variance) and location effects. The different approaches were applied to a dataset consisting of instantaneous annual peak flows from 127 minimally nested basins in the midwestern United States with at least 4 % change in imperviousness. The annual maximum daily discharge from a water-balance model was selected as the primary climate predictor; in addition, to provide a comparison of climate predictors, precipitation was also considered. The coefficients from single-station regressions were usually sufficiently certain to determine the effects of climate variation but usually too uncertain to estimate the effects of urbanization. The panel-quantile regression approaches give much more certain results, but their estimates of quantile dependence differ: although both indicate urbanization effects decreasing with decreasing annual exceedance probability (AEP), the pQRmom urbanization coefficients are insignificantly different from zero for AEPs less than 0.10, whereas the pQR coefficients remain positive and are significant except for AEP = 0.01, the smallest AEP value considered. Although the location-scale structure of the pQRmom approach has less flexible quantile dependence than the pQR approach, the pQRmom approach has somewhat lower overall error, and it is found that by subsetting the dataset to homogenize the scale effects, the pQR and pQRmom results become similar, indicating the insignificant urbanization coefficients for small AEPs of the pQRmom results are likely correct for the study dataset.

Arkansas, Illinois, Indiana, Iowa, Michigan, Minne↗

Evaluating hydrologic model performance for characterizing streamflow drought in the conterminous United States

Hydrologic models are the primary tools that are used to simulate streamflow drought and assess impacts. However, there is little consensus about how to evaluate the performance of these models, especially as hydrologic modeling moves toward larger spatial domains. This paper presents a comprehensive multi-objective approach to systematically evaluating the critical features in streamflow drought simulations performed by two widely used hydrological models. The evaluation approach captures how well a model classifies observed periods of drought and non-drought, quantifies error components during periods of drought, and assesses the models’ simulations of drought severity, duration, and intensity. We apply this approach at 4662 U.S. Geological Survey streamflow gages covering a wide range of hydrologic conditions across the conterminous U.S. from 1985 to 2016 to evaluate streamflow drought using two national-scale hydrologic models: the National Water Model (NWM) and the National Hydrologic Model (NHM); therefore, a benchmark against which to evaluate additional models is provided. Using this approach, we find that generally the NWM better simulates the timing of flows during drought, while the NHM better simulates the magnitude of flows during drought. Both models performed better in wetter eastern regions than in drier western regions. Finally, each model showed increased error when simulating the most severe drought events.

conterminous United States↗

Peak streamflow trends in Illinois and their relation to changes in climate, water years 1921–2020

This report characterizes changes in peak streamflow in Illinois and the relation of these changes to climatic variability, and provides a foundation for future studies that can address nonstationarity in peak-flow frequency analysis in Illinois. Records of annual peak and daily streamflow at streamgages and gridded monthly climatic data (observed and modeled) were examined across four trend periods (100 years, water years 1921–2020; 75 years, 1946–2020; 50 years, 1971–2020; 30 years 1991–2020) for trends, change points, and other statistical properties indicative of changing conditions. Median peak streamflows generally exhibit upward trends across the State for the 100- and 75-year trend periods and in northern and southern Illinois for the 50- and 30-year trend periods. The medians of the trend magnitudes (normalized by median peak streamflow) range from a 23-percent increase during the 30-year trend period to a 41-percent increase during the 100-year trend period. Streamgages with trends in peak streamflow often also have change points, or abrupt changes, in streamflow magnitude. More than two-thirds of streamgages at the 100- and 75-year trend periods exhibit a trend and change point in median peak streamflow in the same direction. Temporally, clusters of change points are observed in the late 1960s through early 1980s for the 100- and 75-year trend periods and around 2006 for the 50- and 30-year trend periods. Trends in the 90-percent quantile of peak streamflow, which correspond to the 10-percent exceedance probability often used for the design of drainage structures, increased about the same amount as the 50-percent quantile peak streamflows, except at the 100-year trend period, where the 50-percent quantile peak flow increased more for almost all streamgages. The frequency of high flows has also increased in Illinois, with increases in peaks-over-threshold observed across much of the State for the 100- and 75-year trend periods and in northern and southern Illinois for the 50- and 30-year trend periods. Upward trends in observed temperature and observed annual precipitation dominate in all trend periods, with clusters of likely upward trends observed in northern and southern Illinois at the 50- and 30-year trend periods. As expected in response to increasing temperature, the modeled proportion of precipitation falling as snow has largely decreased in the study basins across the State, and modeled potential evapotranspiration has increased. Upward trends in modeled annual runoff, which in this report incorporates only the effects of climatic variation, are observed in the same geographic areas where there are increases in observed annual precipitation. The widespread upward trends in the magnitude of median peak streamflows and the frequency with which high flows occur across the State at the 100- and 75-year trend periods and in northern and southern Illinois at the 50- and 30-year trend periods appear to be driven largely by increases in precipitation based on spatial patterns of these changes and statistical relations between streamflow and climate metrics. Other effects not considered in this report, like urbanization, may be important drivers for certain streamgages in the State. The prevalence of nonstationarity in peak streamflow in Illinois has important implications for peak-flow frequency analysis. Average annual precipitation and the occurrence of extreme precipitation events are expected to increase across the State. If precipitation continues to increase as expected, peak-flow frequency estimates based on older records may no longer represent the hydrologic regime of today, and methods for nonstationary peak-flow frequency analysis may be needed.

Illinois↗

How to select an objective function using information theory

In machine learning or scientific computing, model performance is measured with an objective function. But why choose one objective over another? According to the information-theoretic paradigm, the “best” objective function is whichever minimizes information loss. To evaluate different objectives, transform them into likelihoods. The ratios of these likelihoods represent how strongly we should prefer one objective versus another, and the log of that ratio represents the relative information loss (or gain) from one objective to another. In plain terms, minimizing information loss is equivalent to minimizing uncertainty, as well as maximizing probability and general utility. We argue that this paradigm is well-suited to models that have many uses and no definite utility like the complex Earth system models used to understand the effects of climate change. Furthermore, the benefits of “maximizing information and general utility” extend beyond model accuracy to other important considerations including how efficiently the model calibrates, how well it generalizes, and how well it compresses data.

Water Resources Research↗

Ratingcurve: A Python package for fitting streamflow rating curves

Streamflow is one of the most important variables in hydrology, but it is difficult to measure continuously. As a result, nearly all streamflow time series are estimated from rating curves that define a mathematical relationship between streamflow and some easy-to-measure proxy like water surface elevation (stage). Despite the existence of automated methods, most rating curves are still fit manually, which can be time-consuming and subjective. Although several automated methods exist, they vary greatly in performance because of the non-convex nature of the problem. In this work, we develop a parameterization of the segmented power law that works reliably with minimal data, which could serve operationally or as a benchmark for evaluating other methods. The model, along with test data and tutorials, is available as an open-source Python package called ratingcurve . The implementation uses a modern probabilistic machine-learning framework, which is relatively easy to modify so that others can improve upon it.

Hydrology↗

Introduction and methods of analysis for peak streamflow trends and their relation to changes in climate in Illinois, Iowa, Michigan, Minnesota, Missouri, Montana, North Dakota, South Dakota, and Wisconsin

Flood-frequency analysis, also called peak-flow frequency or flood-flow frequency analysis, is essential to water resources management applications including critical structure design and floodplain mapping. Federal guidelines for doing flood-frequency analyses are presented in a U.S. Geological Survey Techniques and Methods Report known as Bulletin 17C. A basic assumption within Bulletin 17C is that for drainage basins without major hydrologic alterations, statistical properties of the distribution of annual peak streamflows (peak flows) are stationary; that is, the mean, variance, and skew are constant. The stationarity assumption has been widely accepted within the flood-frequency community; however, a better understanding of long-term climatic persistence and concerns about potential climate change and land-use change has caused a reexamination of the stationarity assumption. Flood-frequency analyses that do not incorporate observed trends and abrupt changes may result in a poor representation of the true flood risk. Bulletin 17C does not offer guidance for incorporating nonstationarities when estimating floods, and it describes a need for studies that incorporate changing climate or basin characteristics. In response to this need and a history of concern regarding nonstationarity peak flows in the region, this study was done by the U.S. Geological Survey, in cooperation with the Departments of Transportation of Illinois, Iowa, Michigan, Minnesota, Missouri, South Dakota, and Wisconsin; the Montana Department of Natural Resources and Conservation; and the North Dakota Department of Water Resources, to assess potential nonstationarity in peak flows in the north-central United States. This chapter summarizes the methods used to detect hydroclimatic changes in peak-flow data in the study region. A wide range of analyses and statistical approaches are applied to document the primary mechanisms controlling floods and characterize temporal changes in hydroclimatic variables and peak flow. Four periods were selected for analysis of peak flow, daily streamflow, and climate data. The periods are (1) a 100-year period, 1921–2020; (2) a 75-year period, 1946–2020; (3) a 50-year period, 1971–2020; and (4) a 30-year period, 1991–2020. The climate data consist of monthly time series estimates of temperature, precipitation, potential evapotranspiration, actual evapotranspiration, snowfall, soil moisture storage, snow water equivalent, and runoff on a 3.1-mile by 3.1-mile grid for the conterminous United States. Statistical and graphical analyses were used to investigate potential changes in hydrology and climate. The starting point for these analyses was the initial data analysis of peak flow described in Bulletin 17C, which includes plotting the peak flow and checking for autocorrelation, monotonic trends, and changes points. Analyses were added to examine additional features in the data. To examine potential causal drivers of changes, the climate data were analyzed graphically and statistically. Results are provided in a U.S. Geological Survey data release. The study limitations are documented for users of the results.

Iowa, Illinois, Michigan, Missouri, Minnesota, Mon↗

The consequences of neglecting reservoir storage in national-scale hydrologic models: An appraisal of key streamflow statistics

A better understanding of modeled streamflow errors related to basin reservoir storage is needed for large regions, which normally have many ungaged basins with reservoirs. We quantified the difference between modeled and observed streamflows for one process-based and three statistical-transfer hydrologic models, none of which explicitly accounted for reservoir storage. Streamflow statistics representing low to high flows, seasonality, annual variability, and daily autocorrelation were examined at 1082 study basins across the conterminous USA. All models increasingly overpredict (or decreasingly underpredict) observed annual maximum flows with increasing storage. Correlations between absolute values of errors for low-flow statistics and storage are often larger in magnitude than those for signed errors—additional storage is associated with increases in model errors in both directions even when its overall effect in one direction is weak. The rate of increase in absolute values of model errors was nonlinear for most statistics. For low flows, model errors had a change point to larger errors at 48 days of reservoir storage (relative to long-term mean daily flow); mean and high flows had change points at 147 to 176 days. We present predicted-to-observed errors for nine streamflow statistics over a large range of reservoir storage to help modelers and users of modeled streamflow understand the amount of storage for which explicit reservoir modeling is needed.

Journal of the American Water Resources Associatio↗

Improvements to estimate ADCP uncertainty sources for discharge measurements

The use of moving boat ADCPs (Acoustic Doppler Current Profilers) for discharge measurements requires identification of the sources and magnitude of uncertainty to ensure accurate measurements. Recently, a tool known as QUant was developed to estimate the contribution to the uncertainty estimates for each transect of moving-boat ADCP discharge measurements, by varying different sampling configurations parameters through the use of Monte Carlo simulations. QUant is not only useful for estimating ADCP discharge measurement uncertainty, but also for identifying contributions of the various sources of uncertainty. However, the software requires long computational times, and the method to estimate the uncertainty of multiple-transect measurements does not consider the correlation of the variables between transects. Therefore, improvements in QUant are needed to optimize its application for practical purposes by hydrographers immediately after discharge measurements. This work presents four approaches for optimizing the performance of QUant to estimate the contribution to the uncertainty of different selected variables on ADCP discharge measurements and describes a new method of estimating multi-transect uncertainty with the QUant model that considers the correlation of errors in selected variables between transects. The approaches for optimization and the new multi-transect uncertainty method are evaluated using a dataset of 38 field measurements from a variety of riverine settings.

Flow Measurement and Instrumentation↗

Estimating peak-flow quantiles for selected annual exceedance probabilities in Illinois

This report presents the methods, results, and applications of an updated flood-frequency study for the State of Illinois. This study, which uses data through September 2017, updates two previous studies that used data through 1999 and 2009, respectively. Flood-frequency estimates are used for a variety of land-use planning and infrastructure design purposes, including for the hydraulic design of bridges. The flood frequencies presented are the stream discharges (or quantiles) that are exceeded each year with a given probability, called the annual exceedance probability (AEP). Estimates are provided for eight AEPs: 0.5, 0.2, 0.1, 0.04, 0.02, 0.01, 0.005, and 0.002. The basic data used are the annual maximum discharges (peak flows) at streamgages in and near Illinois and the measurable physical properties (basin characteristics) of the basins upstream from those streamgages. The logarithms of the peak flow records at qualifying streamgages were fit to the Pearson Type 3 distribution using federally recommended methods, providing one of the two primary products of the study, which is the set of peak-flow quantiles at the streamgages and their uncertainties. The other primary product is sets of equations, determined by least-squares regression, that relate the peak-flow quantiles and the basin characteristics. There is one set of equations for each of Illinois’ seven hydrologic regions, and, for each region, one equation for each AEP. These regional equations allow the estimation of peak-flow quantiles at ungaged locations throughout the state and their uncertainties. A set of illustrative example applications is provided, and tables of all results at all study streamgages and regions are provided in associated data releases. The study results are also being made available in a web application, StreamStats.

Illinios↗

Effect of uncertainty of discharge data on uncertainty of discharge simulation for the Lake Michigan Diversion, northeastern Illinois and northwestern Indiana

Simulation models of watershed hydrology (also referred to as “rainfall-runoff models”) are calibrated to the best available streamflow data, which are typically published discharge time series at the outlet of the watershed. Even after calibration, the model generally cannot replicate the published discharges because of simplifications of the physical system embedded in the model structure and uncertainties of the input data and of the estimated model parameters, which, although optimized for the given calibration data, remain uncertain. The input data errors are caused by uncertainties in the forcing data, such as precipitation and other climatological data, and in the published discharges used for calibration. In the numerical algorithms used for calibration, the published discharges are often assumed to be without error, but they are themselves uncertain, typically having been computed using ratings, which are models fitted to uncertain discharge measurements. In this study, uncertainty of published daily discharge data and how the discharge uncertainty is transmitted to the parameter values of the Hydrological Simulation Program–FORTRAN (HSPF) rainfall-runoff model and to the simulated discharge at both calibration and prediction locations were investigated for the Lake Michigan diversion in northeastern Illinois and northwestern Indiana. The HSPF model used in this study is used by the U.S. Army Corps of Engineers as part of quantifying the diversion of water from Lake Michigan by the State of Illinois. In this study, the model is calibrated jointly at two watersheds in the study area; the resulting model is considered the base model in this study. Seven other gaged watersheds in the study area are used for testing predictive simulations. A Bayesian rating curve estimation (BaRatin) approach, the BaRatin stage-period-discharge (SPD) method, was used to estimate the uncertainty of the published discharge from the calibration watersheds. To characterize the effect of the discharge uncertainty on parameter values, the HSPF model parameters were recalibrated to 17 nonrandomly selected pairs of discharge series from the BaRatin SPD analysis. To provide an indicator of the effect of parameter uncertainty to compare to the effect of discharge uncertainty, 1,000 parameter sets also were randomly generated from the estimated parameter covariance matrix of the base model. The recalibrated and random parameter sets were then used in HSPF simulations of discharge at the two calibration watersheds and at the seven prediction watersheds. Selected discharge summary statistics—the period-of-study (POS, water years 1997 to 2015) mean discharge, selected flow-duration curve (FDC) quantiles, and water year mean discharges—are used to characterize the variability between simulated and published discharge. A normalized variability index ( V N ) is used as a measure of the uncertainty of flow statistics arising from the uncertainty of the sources considered in this study. When this index is at least 1, the variability of the simulations is large enough to explain the median error between simulated and published values, although offsetting errors from other sources are also likely. When the index is appreciably less than 1, the variability of the simulations is clearly insufficient to explain the median error between simulated and published values. At the two calibration watersheds and for results of the two simulation sets considered together, the V N values ranged from 0.2 to 0.8 for POS mean discharge, from 0.3 to 0.6 in the median for a set of FDC quantiles, and from 0.1 to 0.2 in the median for water year mean discharges. These values indicate that substantial uncertainty remains unexplained. Even though two watersheds were used in calibration, that calibration was highly constrained because it was applied to the watersheds simultaneously and was subject to parameter regularization that constrained the adjustment of the parameters from their initial values. These constraints were applied to avoid overfitting to the calibration watersheds and thus to increase the likelihood that the resulting parameters would give accurate results at watersheds not used in the calibration, but they created a parameter transfer error in the calibration watershed results shown by the balancing of errors between the two watersheds. Additional remaining error sources include model structural error and meteorological forcing error to the degree that the calibration was unable to adjust the parameters to account for these errors. At the prediction watersheds, the corresponding V N values were almost always substantially lower than those values at the calibration watersheds. This result is expected because the prediction watersheds have additional uncertainty, including parameter transfer error. The work described in this report provides preliminary estimates of a limited range of sources of error in predicted discharge uncertainty. Future work would be beneficial to obtain a better statistical characterization of the effect of the uncertainty of calibration discharge series and to address additional sources of uncertainty, such as from precipitation input data used in calibration and prediction and from structural (model) errors.

Illinois, Indiana↗

Uncertainty analysis of index-velocity meters and discharge computations at the Chicago Sanitary and Ship Canal near Lemont, Illinois, water years 2006–16

Monitoring discharge in the Chicago Sanitary and Ship Canal is critical for the accounting done by the U.S. Army Corps of Engineers of the diversion of water from Lake Michigan to the Mississippi River Basin by the State of Illinois. The primary streamgage used for this discharge monitoring, the Chicago Sanitary and Ship Canal near Lemont, Illinois (U.S. Geological Survey station 05536890), is operated by the U.S. Geological Survey as an index-velocity station and at the time of this study (water years 2006–16) had two continuous velocity meters (an acoustic Doppler velocity meter and an acoustic velocity meter) and a water-level sensor, among other instruments. Discharge is computed at the streamgage using an index-velocity rating developed by linear regression of the velocity meter values fitted to discharges intermittently measured with an acoustic Doppler current profiler. In this study, the uncertainties of the velocity meters and stage sensors were estimated using a type B (judgment-based) approach, and measured discharge uncertainties were taken from those provided by a common acoustic Doppler current profiler data processing software tool, QRev. The velocity meter uncertainties, expressed as standard deviations, were estimated to be about 2.5 percent of velocity except near zero, where they exceeded that fraction, whereas for the acoustic Doppler current profiler uncertainties, when converted to mean channel velocity, 2.5 percent of velocity was determined to be a lower bound. The estimated velocity meter and measured discharge uncertainties were compared to index-velocity ratings developed from regression analyses of two types: (1) those that allow specification of measurement uncertainties and (2) ordinary least squares (OLS) regression, which does not. Based on the linearity of the index-velocity rating and the approximate agreement of the distributions of the fitting and prediction velocities, the assumptions required for unbiased prediction by OLS regression were determined to be approximately satisfied. From the regression residuals, it was determined that the estimated measurement uncertainties are too small, too similar between acoustic velocity meter and acoustic Doppler velocity meter velocities, and possibly too strongly dependent on velocity. Large, non-Gaussian OLS regression residuals also were observed. The uncertainty of annual mean discharge computed using the different regressions also was considered and was determined to be strongly dependent on the assumed measurement uncertainty. Because the assumptions required for OLS regression to give unbiased and variance-maintaining predictions were determined to be approximately satisfied, the results of discharge computation using the index-velocity rating based on OLS regression were deemed to be reliable. These results indicate about 0.8-percent uncertainty in the computed discharge as measured by the coefficient of variation at the annual time scale when using the acoustic Doppler velocity meter and 1.2-percent uncertainty with the acoustic velocity meter. It may be possible to improve the accuracy of the computed discharge and its uncertainty by further examining the measurement uncertainties and addressing differences in the distributions of the velocities used in fitting the index-velocity ratings and those used in prediction. Although the index-velocity ratings and computed discharges presented in this study are similar to those used in computing the published discharge at the study streamgage, the values presented in this report are not intended to replace the published discharge.

Illinois↗

Mean squared error, deconstructed

As science becomes increasingly cross-disciplinary and scientific models become increasingly cross-coupled, standardized practices of model evaluation are more important than ever. For normally distributed data, mean squared error (MSE) is ideal as an objective measure of model performance, but it gives little insight into what aspects of model performance are “good” or “bad.” This apparent weakness has led to a myriad of specialized error metrics, which are sometimes aggregated to form a composite score. Such scores are inherently subjective, however, and while their components may be interpretable, the composite itself is not. We contend that, a better approach to model benchmarking and interpretation is to decompose MSE into interpretable components. To demonstrate the versatility of this approach, we outline some fundamental types of decomposition and apply them to predictions at 1,021 streamgages across the conterminous United States from three streamflow models. Through this demonstration, we hope to show that each component in a decomposition represents a distinct concept, like “season” or “variability,” and that simple decompositions can be combined to represent more complex concepts, like “seasonal variability,” creating an expressive language through which to interrogate models and data.

Journal of Advances in Earth Systems Modeling↗

Assessment of peak flow scaling and Its effect on flood quantile estimation in the United Kingdom

Regional flood frequency analysis (RFFA) methods are essential tools to assess flood hazard and plan interventions for its mitigation. They are used to estimate flood quantiles when the at‐site record of streamflow data is not available or limited. One commonly used RFFA method is the index flood method (IFM), which assumes that peak floods satisfy the simple scaling hypothesis. In this work we present an integrated approach to assess the spatial scaling behavior of floods in the United Kingdom (UK) for 540 catchments, where the IFM is currently used operationally. This assessment employs product moments, probability weighted moments, and quantile analysis, and is applied to two different types of “hydrologically homogeneous” UK regions: geographical regions as defined in the Flood Studies Report (NERC, 1975) and pooling‐groups as defined in the updated Flood Estimation Handbook (FEH; Institute of Hydrology, 1999). To understand which variables play a significant role in the flood‐peak generating mechanism, the assessment approach considers scaling not only of drainage area alone but also of other hydro‐geomorphological variables. Results provided by the different methodologies consistently showed that only part (ranging from 30% to 70%) of the peak flow variability is explained by drainage area alone; this fraction increases (up to 80%–95%) when multiple regression is used. Supported by the peak flow spatial scaling assessment, we compared the proposed approach for peak flow quantile estimation with the current FEH method in ungauged catchments. The quantile regression method based on the pooling‐group outperforms the current FEH‐ungauged method, providing a 14% relative improvement in root mean square error over the entire country.

Water Resources Research↗

Bias correction of simulated historical daily streamflow at ungauged locations by using independently estimated flow duration curves

In many simulations of historical daily streamflow distributional bias arising from the distributional properties of residuals has been noted. This bias often presents itself as an underestimation of high streamflow and an overestimation of low streamflow. Here, 1168 streamgages across the conterminous USA, having at least 14 complete water years of daily data between 1 October 1980 and 30 September 2013, are used to explore a method for rescaling simulated streamflow to correct the distributional bias. Based on an existing approach that separates the simulated streamflow into components of temporal structure and magnitude, the temporal structure is converted to simulated nonexceedance probabilities and the magnitudes are rescaled using an independently estimated flow duration curve (FDC) derived from regional regression. In this study, this method is applied to a pooled ordinary kriging simulation of daily streamflow coupled with FDCs estimated by regional regression on basin characteristics. The improvement in the representation of high and low streamflows is correlated with the accuracy and unbiasedness of the estimated FDC. The method is verified by using an idealized case; however, with the introduction of regionally regressed FDCs developed for this study, the method is only useful overall for the upper tails, which are more accurately and unbiasedly estimated than the lower tails. It remains for future work to determine how accurate the estimated FDCs need to be to be useful for bias correction without unduly reducing accuracy. In addition to its potential efficacy for distributional bias correction, this particular instance of the methodology also represents a generalization of nonlinear spatial interpolation of daily streamflow using FDCs. Rather than relying on single index stations, as is commonly done to reflect streamflow timing, this approach to simulation leverages geostatistical tools to allow a region of neighbors to reflect streamflow timing.

Hydrology and Earth System Sciences↗

Refinement of a regression-based method for prediction of flow-duration curves of daily streamflow in the conterminous United States

Regional regression is a common tool used to estimate daily flow-duration curves (FDCs) at ungaged locations. In this report, several refinements to a particular implementation of the regional regression method for estimating FDCs are evaluated by consideration of different methodological options through a leave-one-out cross-validation procedure in the 19 major river basins of the conterminous United States. Regression analyses in this report are based on streamflow data from water years 1981–2013 (October 1, 1980 to September 30, 2013) from 1,378 mostly undisturbed watersheds. Linear regression using selected basin characteristics at 27 quantiles with nonexceedance probabilities ranging from 0.02 to 99.98 percent was applied. The regression computations were primarily by weighted least squares, with left-censored Gaussian regression solved by maximum likelihood in the presence of zero-valued quantiles. The regional regression method as applied to the FDC estimation problem includes several methodological options that require determination of the better of two or more choices. The options considered in this report include (1) the setting of the maximum number of basin characteristics considered in the regression models for each region, (2) the method of placing the quantiles into groups (“flow regimes”) having the same basin characteristics used as independent variables, (3) the maximum number of candidate models retained from regressions at the single-quantile level that are retained for testing of the best model at the flow-regime scale, and (4) whether drainage area should be forced into the models. In all, 5 binary options were considered for most regions, resulting in 32 methodological combinations. Leave-one-out cross-validation predictions of FDC quantiles at each streamgage used in the study were used to evaluate compared options. Various performance measures were computed based on the predicted quantiles; these were combined by region and the methods were ranked for each measure. Based on examination of the ranked methods compared across the measures, the following treatments produced the more accurate results: (1) using fewer basin characteristics (of the two options considered), (2) utilizing a variance of the unit FDC-based method of determining the flow regimes rather than fixed regimes, (3) retaining more models from the quantile-level regressions regime-wide consideration, and (4) forcing drainage area into the regression models. Results of analyses also indicate that performance varies more by region than by methodological option, with FDCs in arid regions and those with a large value of a measure of intraregional FDC heterogeneity being harder to predict, particularly with respect to the low-flow quantiles.

Scientific Investigations Report↗

Comparison of NEXRAD multisensor precipitation estimates to rain gage observations in and near DuPage County, Illinois, 2002–12

In this report, precipitation data from 2002 to 2012 from the hourly gridded Next-Generation Radar (NEXRAD)-based Multisensor Precipitation Estimate (MPE) precipitation product are compared to precipitation data from two rain gage networks—an automated tipping bucket network of 25 rain gages operated by the U.S. Geological Survey (USGS) and 51 rain gages from the volunteer-operated Community Collaborative Rain, Hail, and Snow (CoCoRaHS) network—in and near DuPage County, Illinois, at a daily time step to test for long-term differences in space, time, and distribution. The NEXRAD–MPE data that are used are from the fifty 2.5-mile grid cells overlying the rain gages from the other networks. Because of the challenges of measuring of frozen precipitation, the analysis period is separated between days with or without the chance of freezing conditions. The NEXRAD–MPE and tipping-bucket rain gage precipitation data are adjusted to account for undercatch by multiplying by a previously determined factor of 1.14. Under nonfreezing conditions, the three precipitation datasets are broadly similar in cumulative depth and distribution of daily values when the data are combined spatially across the networks. However, the NEXRAD–MPE data indicate a significant trend relative to both rain gage networks as a function of distance from the NEXRAD radar just south of the study area. During freezing conditions, of the USGS network rain gages only the heated gages were considered, and these gages indicate substantial mean undercatch of 50 and 61 percent compared to the NEXRAD–MPE and the CoCoRaHS gages, respectively. The heated USGS rain gages also indicate substantially lower quantile values during freezing conditions, except during the most extreme (highest) events. Because NEXRAD precipitation products are continually evolving, the report concludes with a discussion of recent changes in those products and their potential for improved precipitation estimation. An appendix provides an analysis of spatially combined NEXRAD–MPE precipitation data as a function of temperature at an hourly time scale and indicates, among other results, that most precipitation in the study area occurs at moderate temperatures of 30 to 74 degrees Fahrenheit. However, when precipitation does occur, its intensity increases with temperature to about 86 degrees Fahrenheit.

Illinois↗