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R. E. Kayen

Publications and source records attributed to R. E. Kayen.

At least 19 recordsLinked to original sources
USGS2012

A case study of alternative site response explanatory variables in Parkfield, California

The combination of densely-spaced strong-motion stations in Parkfield, California, and spectral analysis of surface waves (SASW) profiles provides an ideal dataset for assessing the accuracy of different site response explanatory variables. We judge accuracy in terms of spatial coverage and correlation with observations. The performance of the alternative models is period-dependent, but generally we observe that: (1) where a profile is available, the square-root-of-impedance method outperforms V S30 (average S-wave velocity to 30 m depth), and (2) where a profile is unavailable, the topographic-slope method outperforms surficial geology. The fundamental site frequency is a valuable site response explanatory variable, though less valuable than V S30 . However, given the expense and difficulty of obtaining reliable estimates of V S30 and the relative ease with which the fundamental site frequency can be computed, the fundamental site frequency may prove to be a valuable site response explanatory variable for many applications.

California↗
USGS2011

Retesting of liquefaction and nonliquefaction case histories from the 1976 Tangshan earthquake

A field investigation was performed to retest liquefaction and nonliquefaction sites from the 1976 Tangshan earthquake in China. These sites were carefully investigated in 1978 and 1979 by using standard penetration test (SPT) and cone penetration test (CPT) equipment; however, the CPT measurements are obsolete because of the now nonstandard cone that was used at the time. In 2007, a modern cone was mobilized to retest 18 selected sites that are particularly important because of the intense ground shaking they sustained despite their high fines content and/or because the site did not liquefy. Of the sites reinvestigated and carefully reprocessed, 13 were considered accurate representative case histories. Two of the sites that were originally investigated for liquefaction have been reinvestigated for cyclic failure of fine-grained soil and removed from consideration for liquefaction triggering. The most important outcome of these field investigations was the collection of more accurate data for three nonliquefaction sites that experienced intense ground shaking. Data for these three case histories is now included in an area of the liquefaction triggering database that was poorly populated and will help constrain the upper bound of future liquefaction triggering curves.

Tangshan↗
USGS2010

A geostatistical approach to mapping site response spectral amplifications

If quantitative estimates of the seismic properties do not exist at a location of interest then the site response spectral amplifications must be estimated from data collected at other locations. Currently, the most common approach employs correlations of site class with maps of surficial geology. Analogously, correlations of site class with topographic slope can be employed where the surficial geology is unknown. Our goal is to identify and validate a method to estimate site response with greater spatial resolution and accuracy for regions where additional effort is warranted. This method consists of three components: region-specific data collection, a spatial model for interpolating seismic properties, and a theoretical method for computing spectral amplifications from the interpolated seismic properties. We consider three spatial interpolation schemes: correlations with surficial geology, termed the geologic trend (GT), ordinary kriging (OK), and kriging with a trend (KT). We estimate the spectral amplifications from seismic properties using the square root of impedance method, thereby linking the frequency-dependent spectral amplifications to the depth-dependent seismic properties. Thus, the range of periods for which this method is applicable is limited by the depth of exploration. A dense survey of near-surface S-wave slowness (Ss) throughout Kobe, Japan shows that the geostatistical methods give more accurate estimates of Ss than the topographic slope and GT methods, and the OK and KT methods perform equally well. We prefer the KT model because it can be seamlessly integrated with geologic maps that cover larger regions. Empirical spectral amplifications show that the region-specific data achieve more accurate estimates of observed median short-period amplifications than the topographic slope method. ?? 2010 Elsevier B.V.

Engineering Geology↗
USGS2009

Database for earthquake strong motion studies in Italy

We describe an Italian database of strong ground motion recordings and databanks delineating conditions at the instrument sites and characteristics of the seismic sources. The strong motion database consists of 247 corrected recordings from 89 earthquakes and 101 recording stations. Uncorrected recordings were drawn from public web sites and processed on a record-by-record basis using a procedure utilized in the Next-Generation Attenuation (NGA) project to remove instrument resonances, minimize noise effects through low- and high-pass filtering, and baseline correction. The number of available uncorrected recordings was reduced by 52% (mostly because of s-triggers) to arrive at the 247 recordings in the database. The site databank includes for every recording site the surface geology, a measurement or estimate of average shear wave velocity in the upper 30 m (V s30 ), and information on instrument housing. Of the 89 sites, 39 have on-site velocity measurements (17 of which were performed as part of this study using SASW techniques). For remaining sites, we estimate V s30 based on measurements on similar geologic conditions where available. Where no local velocity measurements are available, correlations with surface geology are used. Source parameters are drawn from databanks maintained (and recently updated) by Istituto Nazionale di Geofisica e Vulcanologia and include hypocenter location and magnitude for small events (M< ??? 5.5) and finite source parameters for larger events. ?? 2009 A.S. Elnashai & N.N. Ambraseys.

Journal of Earthquake Engineering↗
USGS2009

Use of airborne and terrestrial lidar to detect ground displacement hazards to water systems

We investigate the use of multiepoch airborne and terrestrial lidar to detect and measure ground displacements of sufficient magnitude to damage buried pipelines and other water system facilities that might result, for example, from earthquake or rainfall-induced landslides. Lidar scans are performed at three sites with coincident measurements by total station surveying. Relative horizontal accuracy is evaluated by measurements of lateral dimensions of well defined objects such as buildings and tanks; we find misfits ranging from approximately 5 to 12 cm, which is consistent with previous work. The bias and dispersion of lidar elevation measurements, relative to total station surveying, is assessed at two sites: (1) a power plant site (PP2) with vegetated steeply sloping terrain; and (2) a relatively flat and unvegetated site before and after trenching operations were performed. At PP2, airborne lidar showed minimal elevation bias and a standard deviation of approximately 70 cm, whereas terrestrial lidar did not produce useful results due to beam divergence issues and inadequate sampling of the study region. At the trench site, airborne lidar showed minimal elevation bias and reduced standard deviation relative to PP2 (6-20 cm), whereas terrestrial lidar was nearly unbiased with very low dispersion (4-6 cm). Pre- and posttrench bias-adjusted normalized residuals showed minimal to negligible correlation, but elevation change was affected by relative bias between epochs. The mean of elevation change bias essentially matches the difference in means of pre- and posttrench elevation bias, whereas elevation change standard deviation is sensitive to the dispersion of individual epoch elevations and their correlation coefficient. The observed lidar bias and standard deviations enable reliable detection of damaging ground displacements for some pipelines types (e.g., welded steel) but not all (e.g., concrete with unwelded, mortared joints). ?? ASCE 2009.

Journal of Surveying Engineering↗
USGS2008

New Orleans and Hurricane Katrina. IV: Orleans East Bank (Metro) protected basin

This paper addresses damage caused by Hurricane Katrina to the main Orleans East Bank protected basin. This basin represented the heart of New Orleans, and contained the main downtown area, the historic French Quarter, the Garden District, and the sprawling Lakefront and Canal Districts. Nearly half of the loss of life during this hurricane, and a similar fraction of the overall damages, occurred in this heavily populated basin. There are a number of important geotechnical lessons, as well as geo-forensic lessons, associated with the flooding of this basin. These include the difficulties associated with the creation and operation of regional-scale flood protection systems requiring federal and local cooperation and funding over prolonged periods of time. There are also a number of engineering and policy lessons regarding (1) the accuracy and reliability of current analytical methods; (2) the shortcomings and potential dangers involved in decisions that reduced short-term capital outlays in exchange for increased risk of potential system failures; (3) the difficulties associated with integrating local issues with a flood risk reduction project; and (4) the need to design and maintain levees as systems; with each of the many individual project elements being required to mesh seamlessly. These lessons are of interest and importance for similar flood protection systems throughout numerous other regions of the United States and the world. ?? 2008 ACSE.

Journal of Geotechnical and Geoenvironmental Engin↗
USGS2007

Submarine slope failures near Seward, Alaska, during the M9.2 1964 earthquake

Following the 1964 M9.2 megathrust earthquake in southern Alaska, Seward was the only town hit by tsunamis generated from both submarine landslides and tectonic sources. Within 45 seconds of the start of the earthquake, a 1.2-km-long section of waterfront began sliding seaward, and soon after, ~6-8-m high waves inundated the town. Studies soon after the earthquake concluded that submarine landslides along the Seward waterfront generated the tsunamis that occurred immediately after the earthquake. We analyze pre- and post-earthquake bathymetry data to assess the location and extent of submarine mass failures and sediment transport. New NOAA multibeam bathymetry shows the morphology of the entire fjord at 15 m resolution. We also assembled all older soundings from smooth sheets for comparison to the multibeam dataset. We gridded the sounding data, applied corrections for coseismic subsidence, post-seismic rebound, unrecovered co-seismic subsidence, sea-level rise (vertical datum shift), and measurement errors. The difference grids show changes resulting from the 1964 earthquake. We estimate the total volume of slide material to be about 211 million m3. Most of this material was transported to a deep, flat area, which we refer to as &ldquo;the bathtub&rdquo;, about 6 to 13 km south of Seward. Sub-bottom profiling of the bathtub shows an acoustically transparent unit, which we interpret as a sediment flow deposit resulting from the submarine landslides. The scale of the submarine landslides and the distance over which sediment was transported is much larger than previously appreciated.

Alaska↗
USGS2007

Reassessment of seismically induced, tsunamigenic submarine slope failures in Port Valdez, Alaska, USA

The M9.2 Alaska earthquake of 1964 caused major damage to the port facilities and town of Valdez, most of it the result of submarine landslide and the consequent tsunamis. Recent bathymetric multibeam surveys, high-resolution subbottom profiles, and dated sediment cores in Port Valdez supply new information about the morphology and character of the landslide deposits. A comparison of pre- and post-earthquake bathymetry provides an estimate of the net volume of landslide debris deposited in the basin and the volume of sediment removed from the source region. Landslide features include (1) large blocks (up to 40-m high) near the location of the greatest tsunamiwave runup (~50 m), (2) two debris lobes associated with the blocks, (3) a series of gullies, channels and talus, near the fjord-head delta and badly damaged old town of Valdez, and (4) the front of a debris lobe that flowed half-way down the fjord from the east end.

Alaska↗
USGS2005

Probabilistic liquefaction triggering based on the cone penetration test

Performance-based earthquake engineering requires a probabilistic treatment of potential failure modes in order to accurately quantify the overall stability of the system. This paper is a summary of the application portions of the probabilistic liquefaction triggering correlations proposed recently proposed by Moss and co-workers. To enable probabilistic treatment of liquefaction triggering, the variables comprising the seismic load and the liquefaction resistance were treated as inherently uncertain. Supporting data from an extensive Cone Penetration Test (CPT)-based liquefaction case history database were used to develop a probabilistic correlation. The methods used to measure the uncertainty of the load and resistance variables, how the interactions of these variables were treated using Bayesian updating, and how reliability analysis was applied to produce curves of equal probability of liquefaction are presented. The normalization for effective overburden stress, the magnitude correlated duration weighting factor, and the non-linear shear mass participation factor used are also discussed.

Conference Paper↗
USGS2004

Standard penetration test-based probabilistic and deterministic assessment of seismic soil liquefaction potential

This paper presents'new correlations for assessment of the likelihood of initiation (or triggering) of soil liquefaction. These new correlations eliminate several sources of bias intrinsic to previous, similar correlations, and provide greatly reduced overall uncertainty and variance. Key elements in the development of these new correlations are (1) accumulation of a significantly expanded database of field performance case histories; (2) use of improved knowledge and understanding of factors affecting interpretation of standard penetration test data; (3) incorporation of improved understanding of factors affecting site-specific earthquake ground motions (including directivity effects, site-specific response, etc.); (4) use of improved methods for assessment of in situ cyclic shear stress ratio; (5) screening of field data case histories on a quality/uncertainty basis; and (6) use of high-order probabilistic tools (Bayesian updating). The resulting relationships not only provide greatly reduced uncertainty, they also help to resolve a number of corollary issues that have long been difficult and controversial including: (1) magnitude-correlated duration weighting factors, (2) adjustments for fines content, and (3) corrections for overburden stress. ?? ASCE.

Journal of Geotechnical and Geoenvironmental Engin↗
USGS2004

Influence of near-surface stratigraphy on coastal landslides at Sleeping Bear Dunes National Lakeshore, Lake Michigan, USA

Lake-level change and landslides are primary controls on the development of coastal environments along the coast of northeastern Lake Michigan. The late Quaternary geology of Sleeping Bear Dunes National Lakeshore was examined with high-resolution seismic reflection profiles, ground-penetrating radar (GPR), and boreholes. Based on sequence-stratigraphic principles, this study recognizes ten stratigraphic units and three major unconformities that were formed by late Pleistocene glaciation and postglacial lake-level changes. Locally high sediment supply, and reworking by two regressions and a transgression have produced a complex stratigraphy that is prone to episodic failure. In 1995, a large landslide deposited approximately 1 million m3 of sediment on the lake floor. The highly deformed landslide deposits, up to 18 m thick, extend 3-4 km offshore and unconformably overlie well-stratified glacial and lacustrine sediment. The landslide-prone bluff is underlain by channel-fill deposits that are oriented nearly perpendicular to the shoreline. The paleochannels are at least 10 m deep and 400 m wide and probably represent stream incision during a lake-level lowstand about 10.3 ka B.P. The channels filled with sediment during the subsequent transgression and lake-level highstand, which climaxed about 4.5 ka B.P. As lake level fell from the highstand, the formation of beach ridges and sand dunes sealed off the channel and isolated a small inland lake (Glen Lake), which lies 5 m above the level of Lake Michigan and may be a source of piped groundwater. Our hypothesis is that the paleochannels act as conduits for pore water flow, and thereby locally reduce soil strength and promote slope failure.

Michigan↗
USGS2003

Landslides and liquefaction triggered by the M 7.9 denali fault earthquake of 3 November 2002

The moment magnitude (M) 7.9 Denali Fault earthquake in Alaska of 3 November 2002 triggered an unusual pattern of landslides and liquefaction effects. The landslides were primarily rock falls and rock slides that ranged in volume from a few cubic meters to the 40 million-cubic-meter rock avalanche that covered much of the McGinnis Glacier. Landslides were concentrated in a narrow zone ???30 km wide that straddled the fault rupture zone over its entire 300 km length. Large rock avalanches all clustered at the western end of the rupture zone where acceleration levels are reported to have been the highest. Liquefaction effects, consisting of sand blows, lateral spreads, and settlement, were widespread within susceptible alluvial deposits extending from Fairbanks eastward several hundred kilometers. The liquefaction effects displayed a pattern of increasing concentration and severity from west to east and extended well beyond the zone of landslides, which is unusual. The contrasting patterns formed by the distributions of landslides and liquefaction effects initially seemed to be inconsistent; however, preliminary analyses of strong-motion records from the earthquake offer a possible explanation for the unusual ground-failure patterns that are related to three subevents that have been discerned from the earthquake records.

GSA Today↗
USGS2002

Comments on potential geologic and seismic hazards affecting Mare Island, Solano County, California

This report was prepared in response to a written request from the City of Vallejo, California, to the U.S. Geological Survey (USGS). By letter of October 4, 2002, the City requested that the USGS "provide advice to the City’s LNG Health and Safety Committee on its review of a potential liquid natural gas project" on the southern portion of Mare Island. The City specifically requested that the USGS advise the committee on potential hazards including fault rupture, earthquake ground motion, soil failure during earthquakes, tsunami and seiche, and landslides. The City requested that the USGS: (1) comment on these hazards, (2) describe its degree of confidence in its opinions, and (3) describe the scope of additional studies that will be needed if the City enters into an agreement with project sponsors. Advice was also requested on the selection of the safe shutdown and operating basis earthquakes as specified in the NFPA 59A standard (NFPA, 2001). This review of published reports and other publicly available information indicates that all of the hazards on which the USGS was asked to comment should be considered for the proposed project on the southern portion of Mare Island. Available information differs greatly for each of these potential hazards, and adequate understanding for design will require detailed site-specific investigations.

California↗
USGS1999

Nondestructive laboratory measurement of geotechnical and geoacoustic properties through intact core-liner

High-resolution automated measurement of the geotechnical and geoacoustic properties of soil at the U.S. Geological Survey (USGS) is performed with a state-of-the-art multi-sensor whole-core logging device. The device takes measurements, directly through intact sample-tube wall, of p-wave acoustic velocity, of soil wet bulk density, and magnetic susceptibility. This paper summarizes our methodology for determining soil-sound speed and wet-bulk density for material encased in an unsplit liner. Our methodology for nondestructive measurement allows for rapid, accurate, and high-resolution (1 cm-spaced) mapping of the mass physical properties of soil prior to sample extrusion.

ASTM Special Technical Publication↗
USGS1997

Arias intensity assessment of liquefaction test sites on the east side of San Francisco Bay affected by the Loma Prieta, California, earthquake of 17 October 1989

Uncompacted artificial-fill deposits on the east side of San Francisco Bay suffered severe levels of soil liquefaction during the Loma Prieta earthquake of 17 October 1989. Damaged areas included maritime-port facilities, office buildings, and shoreline transportation arteries, ranging from 65 to 85 km from the north end of the Loma Prieta rupture zone. Typical of all these sites, which represent occurrences of liquefaction-induced damage farthest from the rupture zone, are low cone penetration test and Standard Penetration Test resistances in zones of cohesionless silty and sandy hydraulic fill, and underlying soft cohesive Holocene and Pleistocene sediment that strongly amplified ground motions. Postearthquake investigations at five study sites using standard penetration tests and cone penetration tests provide a basis for evaluation of the Arias intensity-based methodology for assessment of liquefaction susceptibility.

California↗
USGS1997

Assessment of liquefaction potential during earthquakes by Arias intensity

An Arias intensity approach to assess the liquefaction potential of soil deposits during earthquakes is proposed, using an energy-based measure of the severity of earthquake-shaking recorded on seismograms of the two horizontal components of ground motion. Values representing the severity of strong motion at depth in the soil column are associated with the liquefaction resistance of that layer, as measured by in situ penetration testing (SPT, CPT). This association results in a magnitude-independent boundary that envelopes initial liquefaction of soil in Arias intensity-normalized penetration resistance space. The Arias intensity approach is simple to apply and has proven to be highly reliable in assessing liquefaction potential. The advantages of using Arias intensity as a measure of earthquake-shaking severity in liquefaction assessment are: Arias intensity is derived from integration of the entire seismogram wave form, incorporating both the amplitude and duration elements of ground motion; all frequencies of recorded motion are considered; and Arias intensity is an appropriate measure to use when evaluating field penetration test methodologies that are inherently energy-based. Predictor equations describing the attenuation of Arias intensity as a function of earthquake magnitude and source distance are presented for rock, deep-stiff alluvium, and soft soil sites.

Journal of Geotechnical and Geoenvironmental Engin↗