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R. D. Borcherdt

Publications and source records attributed to R. D. Borcherdt.

At least 19 recordsLinked to original sources

Continuous borehole strain and pore pressure in the near field of the 28 September 2004 M 6.0 Parkfield, California, earthquake: Implications for nucleation, fault response, earthquake prediction and tremor

Near-field observations of high-precision borehole strain and pore pressure, show no indication of coherent accelerating strain or pore pressure during the weeks to seconds before the 28 September 2004 M 6.0 Parkfield earthquake. Minor changes in strain rate did occur at a few sites during the last 24 hr before the earthquake but these changes are neither significant nor have the form expected for strain during slip coalescence initiating fault failure. Seconds before the event, strain is stable at the 10 −11 level. Final prerupture nucleation slip in the hypocentral region is constrained to have a moment less than 2 × 10 12 N m ( M 2.2) and a source size less than 30 m. Ground displacement data indicate similar constraints. Localized rupture nucleation and runaway precludes useful prediction of damaging earthquakes. Coseismic dynamic strains of about 10 microstrain peak-to-peak were superimposed on volumetric strain offsets of about 0.5 microstrain to the northwest of the epicenter and about 0.2 microstrain to the southeast of the epicenter, consistent with right lateral slip. Observed strain and Global Positioning System ( gps ) offsets can be simply fit with 20 cm of slip between 4 and 10 km on a 20-km segment of the fault north of Gold Hill ( M 0 = 7 × 10 17 N m). Variable slip inversion models using gps data and seismic data indicate similar moments. Observed postseismic strain is 60% to 300% of the coseismic strain, indicating incomplete release of accumulated strain. No measurable change in fault zone compliance preceding or following the earthquake is indicated by stable earth tidal response. No indications of strain change accompany nonvolcanic tremor events reported prior to and following the earthquake.

California↗

Recordings of the 2004 Parkfield earthquake on the General Earthquake Observation System array: Implications for earthquake precursors, fault rupture, and coseismic strain changes

The 2004 Parkfield earthquake generated a unique set of near-field, high-resolution colocated measurements of acceleration, volumetric strain, and velocity at 11 stations in the General Earthquake Observation System ( geos ) array. The recordings indicate no precursory strain or displacement was discernable at sensitivities of 10 −11 strain and 5 × 10 −8 m 25 sec prior to the earthquake at distances of 0.5 to 12 km of fault rupture. Coherent fault-parallel and fault-normal displacement pulses, observed along the fault north of the epicenter, are consistent with model predictions for “fling,” directivity, and displacement for right-lateral, strike-slip fault rupture. The fault-parallel and fault-normal pulses imply apparent rupture velocities of 2.86 ± 0.15 and 3.03 ± 0.24 km/sec, respectively. Unprecedented high-resolution volumetric-strain recordings on opposite sides of the fault show that dynamic strains radiated from ruptured segments of the fault are more than an order of magnitude larger than final coseismic strain offsets associated with fault slip, suggesting that dynamic radiated strain may have contributed to the triggering of failure on unruptured segments. High-resolution recordings show that coseismic strain offsets occur abruptly over time intervals of less than 10 sec near the time of arrival of the dominant radiated fault-parallel and fault-normal displacements. Subsequent measurements show that the strain offsets continue to increase by as much as 69% in 5 min and 300% in 24 hr over that measured during initial fault slip at depth. Estimates of local material parameters from simultaneous measurements of volumetric strain and acceleration confirm seismic calibration factors previously measurable in situ only at tidal periods.

California↗

Empirical evidence for site coefficients in building code provisions

Site-response coefficients, Fa and Fv, used in U.S. building code provisions are based on empirical data for motions up to 0.1 g. For larger motions they are based on theoretical and laboratory results. The Northridge earthquake of 17 January 1994 provided a significant new set of empirical data up to 0.5 g. These data together with recent site characterizations based on shear-wave velocity measurements provide empirical estimates of the site coefficients at base accelerations up to 0.5 g for Site Classes C and D. These empirical estimates of Fa and Fnu; as well as their decrease with increasing base acceleration level are consistent at the 95 percent confidence level with those in present building code provisions, with the exception of estimates for Fa at levels of 0.1 and 0.2 g, which are less than the lower confidence bound by amounts up to 13 percent. The site-coefficient estimates are consistent at the 95 percent confidence level with those of several other investigators for base accelerations greater than 0.3 g. These consistencies and present code procedures indicate that changes in the site coefficients are not warranted. Empirical results for base accelerations greater than 0.2 g confirm the need for both a short- and a mid- or long-period site coefficient to characterize site response for purposes of estimating site-specific design spectra.

Earthquake Spectra↗

Empirical evidence for acceleration-dependent amplification factors

Site-specific amplification factors, Fa and Fv, used in current U.S. building codes decrease with increasing base acceleration level as implied by the Loma Prieta earthquake at 0.1g and extrapolated using numerical models and laboratory results. The Northridge earthquake recordings of 17 January 1994 and subsequent geotechnical data permit empirical estimates of amplification at base acceleration levels up to 0.5g. Distance measures and normalization procedures used to infer amplification ratios from soil-rock pairs in predetermined azimuth-distance bins significantly influence the dependence of amplification estimates on base acceleration. Factors inferred using a hypocentral distance norm do not show a statistically significant dependence on base acceleration. Factors inferred using norms implied by the attenuation functions of Abrahamson and Silva show a statistically significant decrease with increasing base acceleration. The decrease is statistically more significant for stiff clay and sandy soil (site class D) sites than for stiffer sites underlain by gravely soils and soft rock (site class C). The decrease in amplification with increasing base acceleration is more pronounced for the short-period amplification factor, Fa, than for the midperiod factor, Fv.

Bulletin of the Seismological Society of America↗

New site coefficients and site classification system used in recent building seismic code provisions

Recent code provisions for buildings and other structures (1994 and 1997 NEHRP Provisions, 1997 UBC ) have adopted new site amplification factors and a new procedure for site classification. Two amplitude-dependent site amplification factors are specified: F a for short periods and F v for longer periods. Previous codes included only a long period factor S and did not provide for a short period amplification factor. The new site classification system is based on definitions of five site classes in terms of a representative average shear wave velocity to a depth of 30 m (V¯ s ). This definition permits sites to be classified unambiguously. When the shear wave velocity is not available, other soil properties such as standard penetration resistance or undrained shear strength can be used. The new site classes denoted by letters A - E, replace site classes in previous codes denoted by S1 - S4. Site classes A and B correspond to hard rock and rock, Site Class C corresponds to soft rock and very stiff / very dense soil, and Site Classes D and E correspond to stiff soil and soft soil. A sixth site class, F, is defined for soils requiring site-specific evaluations. Both F a and F v are functions of the site class, and also of the level of seismic hazard on rock, defined by parameters such as A a and A v ( 1994 NEHRP Provisions ), S s and S l ( 1997 NEHRP Provisions ) or Z ( 1997 UBC ). The values of F a and F v decrease as the seismic hazard on rock increases due to soil nonlinearity. The greatest impact of the new factors F a and F v as compared with the old S factors occurs in areas of low-to-medium seismic hazard. This paper summarizes the new site provisions, explains the basis for them, and discusses ongoing studies of site amplification in recent earthquakes that may influence future code developments.

Earthquake Spectra↗

Simulation of scenario earthquake influenced field by using GIS

The method for estimating the site effect on ground motion specified by Borcherdt (1994a, 1994b) is briefly introduced in the paper. This method and the detail geological data and site classification data in San Francisco bay area of California, the United States, are applied to simulate the influenced field of scenario earthquake by GIS technology, and the software for simulating has been drawn up. The paper is a partial result of cooperative research project between China Seismological Bureau and US Geological Survey.

California↗

Preliminary map of peak horizontal ground acceleration for the Hanshin-Awaji earthquake of January 17, 1995, Japan - Description of Mapped Data Sets

The Hanshin-Awaji earthquake (also known as the Hyogo-ken Nanbu and the Great Hanshin earthquake) provided an unprecedented set of measurements of strong ground shaking. The measurements constitute the most comprehensive set of strong- motion recordings yet obtained for sites underlain by soft soil deposits of Holocene age within a few kilometers of the crustal rupture zone. The recordings, obtained on or near many important structures, provide an important new empirical data set for evaluating input ground motion levels and site amplification factors for codes and site-specific design procedures world wide. This report describes the data used to prepare a preliminary map summarizing the strong motion data in relation to seismicity and underlying geology (Wentworth, Borcherdt, and Mark., 1995; Figure 1, hereafter referred to as Figure 1/I). The map shows station locations, peak acceleration values, and generalized acceleration contours superimposed on pertinent seismicity and the geologic map of Japan. The map (Figure 1/I) indicates a zone of high acceleration with ground motions throughout the zone greater than 400 gal and locally greater than 800 gal. This zone encompasses the area of most intense damage mapped as JMA intensity level 7, which extends through Kobe City. The zone of most intense damage is parallel, but displaced slightly from the surface projection of the crustal rupture zone implied by aftershock locations. The zone is underlain by soft-soil deposits of Holocene age.

Open-File Report↗

Sediment-induced amplification and the collapse of the Nimitz Freeway

The amplification of ground motion by low-seismic-velocity surface sediments is an important factor in determining the seismic hazard specific to a given site. The M s = 7.1 Loma Prieta earthquake of 17 October 1989 was the largest event in the contiguous United States in 37 years, and yielded an unparalleled volume of seismic data from the main shock and aftershock sequence 1 . These data can be used to image the seismic source, to study detailed Earth structure, and to study the propagation of seismic waves both through bedrock at depth and through sediment layers near the surface. Near the edge of San Francisco Bay, site conditions vary considerably on scales of hundreds of metres. The collapsed section of the two-tiered Nimitz Freeway in Oakland was built on San Francisco Bay mud, whereas stiffen alluvial sediments underlie a southern section that was damaged but did not collapse. Here we analyse high-quality, digital aftershock recordings from several sites near the Nimitz Freeway, and conclude that soil conditions and resulting ground-motion amplification may have contributed significantly to the failure of the structure.

California↗

Source parameters and effects of bandwidth and local geology on high- frequency ground motions observed for aftershocks of the northeastern Ohio earthquake of 31 January 1986

A 10-station array (GEOS) yielded recordings of exceptional bandwidth (400 sps) and resolution (up to 96 dB) for the aftershocks of the moderate ( m b ≈ 4.9) earthquake that occurred on 31 January 1986 near Painesville, Ohio. Nine aftershocks were recorded with seismic moments ranging between 9 × 10 16 and 3 × 10 19 dyne-cm ( M w : 0.6 to 2.3). The two largest aftershocks (depth 5.3, 5.6 km; oblique right slip, rake ≈30°, strike ≈N25°E) yielded seismic signals above background noise at frequencies as high as 130 Hz at epicentral distances up to 17 km. The aftershock recordings at a site underlain by ≈8 m of lakeshore sediments show significant levels of high-frequency soil amplification of vertical motion at frequencies near 8, 20, and 70 Hz. Viscoelastic models for P and SV waves incident at the base of the sediments yield estimates of vertical P -wave response consistent with the observed high-frequency site resonances, but suggest additional detailed shear-wave logs are needed to account for observed S -wave response. Peak acceleration values obtained from the broadband recordings are about two and four times as large as those that would be recorded on strong-motion recorders or short-period networks with upper bandwidth limits of 30 and 15 Hz, respectively. Attenuation-corrected acceleration spectra are used to reduce the influence of high-frequency (up to 100 Hz) local site effects on corner frequency estimates. The moment versus source radius trend inferred for events with moments as small as 9 × 10 16 dyne-cm, based on the Brune source model, extends previous relations inferred for the central United States, shows little evidence for a minimum source radius, and suggests that stress drops for the smaller events ( M 0 < 10 19 dyne-cm) decrease with decreasing moment.

Ohio↗

On the use of volumetric strain meters to infer additional characteristics of short-period seismic radiation

Volumetric strain meters (Sacks-Evertson design) are installed at 15 sites along the San Andreas fault system, to monitor long-term strain changes for earthquake prediction. Deployment of portable broadband, high-resolution digital recorders (GEOS) at several of the sites extends the detection band for volumetric strain to periods shorter than 5 × 10 −2 sec and permits the simultaneous observation of seismic radiation fields using conventional short-period pendulum seismometers. Simultaneous observations establish that the strain detection bandwidth extends from periods greater than 10 7 seconds to periods near 5 × 10 −2 sec with a dynamic range exceeding 140 dB. Measurements of earth-strain noise for the period band, 10 7 to 10 −2 sec, show that ground noise, not instrument noise, currently limits the measurement of strain over a bandwidth of more than eight orders of magnitude in period. Comparison of the short-period portion of earth-strain, noise spectra (20 to 5 × 10 −2 sec) with average spectra determined from pendulum seismometers, suggest that observed noise is predominantly dilatational energy. Recordings of local and regional earthquakes indicate that dilatometers respond to P energy but not direct shear energy and that straingrams can be used to resolve superimposed reflected P and S waves for inference of wave characteristics not permitted by either sensor alone. Simultaneous measurements of incident P - and S -wave amplitudes are used to introduce a technique for single-station estimates of wave field inhomogeneity, free-surface reflection coefficients and local material P velocity. Estimates of these parameters derived for the North Palm Springs earthquake ( M w 5.9) respectively for an incident P wave of 29° are −85°, 1.71, 2.9 km/sec, and for an incident S wave of 17° are 79°, 0.85, 2.9 km/sec. The empirical estimates of reflection coefficients are consistent with model estimates derived using an anelastic half-space model with incident inhomogeneous wave fields.

California↗

Volumetric strain in relation to particle displacements for body and surface waves in a general viscoelastic half-space

Dilatational earth strain, associated with the radiation fields for several hundred local, regional, and teleseismic earthquakes, has been recorded over an extended bandwidth and dynamic range at four borehole sites near the San Andreas fault, CA. The general theory of linear viscoelasticity is applied to account for anelasticity of the near-surface materials and to provide a mathematical basis for interpretation of seismic radiation fields as detected simultaneously by co-located volumetric strain meters and seismometers. The general theory is applied to describe volumetric strain and displacement for general (homogeneous or inhomogeneous) P and S waves in an anelastic whole space. Solutions to the free-surface reflection problems for incident general P and S-I waves are used to evaluate the effect of the free surface on observations from co-located sensors. Corresponding expressions are derived for a Rayleigh-type surface wave on a linear viscoelastic half-space. The theory predicts a number of anelastic wave field characteristics that can be inferred from observation of volumetric strains and displacement fields as detected by co-located sensors that cannot be inferred from either sensor alone. -from Author

Geophysical Journal↗

Fault failure with moderate earthquakes

High resolution strain and tilt recordings were made in the near-field of, and prior to, the May 1983 Coalinga earthquake ( M L = 6.7, Δ = 51 km), the August 4, 1985, Kettleman Hills earthquake ( M L = 5.5, Δ = 34 km), the April 1984 Morgan Hill earthquake ( M L = 6.1, Δ = 55 km), the November 1984 Round Valley earthquake ( M L = 5.8, Δ = 54 km), the January 14, 1978, Izu, Japan earthquake ( M L = 7.0, Δ = 28 km), and several other smaller magnitude earthquakes. These recordings were made with near-surface instruments (resolution 10 −8 ), with borehole dilatometers (resolution 10 −10 ) and a 3-component borehole strainmeter (resolution 10 −9 ). While observed coseismic offsets are generally in good agreement with expectations from elastic dislocation theory, and while post-seismic deformation continued, in some cases, with a moment comparable to that of the main shock, preseismic strain or tilt perturbations from hours to seconds (or less) before the main shock are not apparent above the present resolution. Precursory slip for these events, if any occurred, must have had a moment less than a few percent of that of the main event. To the extent that these records reflect general fault behavior, the strong constraint on the size and amount of slip triggering major rupture makes prediction of the onset times and final magnitudes of the rupture zones a difficult task unless the instruments are fortuitously installed near the rupture initiation point. These data are best explained by an inhomogeneous failure model for which various areas of the fault plane have either different stress-slip constitutive laws or spatially varying constitutive parameters. Other work on seismic waveform analysis and synthetic waveforms indicates that the rupturing process is inhomogeneous and controlled by points of higher strength. These models indicate that rupture initiation occurs at smaller regions of higher strength which, when broken, allow runaway catastrophic failure.

California↗

A general earthquake-observation system (GEOS)

Microprocessor technology has permitted the development of a General Earthquake-Observation System (GEOS) useful for most seismic applications. Central-processing-unit control via robust software of system functions that are isolated on hardware modules permits field adaptability of the system to a wide variety of active and passive seismic experiments and straightforward modification for incorporation of improvements in technology. Various laboratory tests and numerous deployments of a set of the systems in the field have confirmed design goals, including: wide linear dynamic range (16 bit/96 dB); broad bandwidth (36 hr to 600 Hz; greater than 36 hr available); selectable sensor-type (accelerometer, seismometer, dilatometer); selectable channels (1 to 6); selectable record mode (continuous, preset, trigger); large data capacity (1. 4 to 60 Mbytes); selectable time standard (WWVB, master, manual); automatic self-calibration; simple field operation; full capability to adapt system in the field to a wide variety of experiments; low power; portability; and modest costs. System design goals for a microcomputer-controlled system with modular software and hardware components as implemented on the GEOS are presented. The systems have been deployed for 15 experiments, including: studies of near-source strong motion; high-frequency microearthquakes; crustal structure; down-hole wave propagation; teleseismicity; and earth-tidal strains.

Bulletin of the Seismological Society of America↗