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Paul A. Spudich

Publications and source records attributed to Paul A. Spudich.

14 recordsLinked to original sources

Variability in synthetic earthquake ground motions caused by source variability and errors in wave propagation models

Numerical simulations of earthquake ground motions are used both to anticipate the effects of hypothetical earthquakes by forward simulation and to infer the behaviour of the real earthquake source ruptures by the inversion of recorded ground motions. In either application it is necessary to assume some Earth structure that is necessarily inaccurate and to use a computational method that is also inaccurate for simulating the wavefield Green's functions. We refer to these two sources of error as ‘propagation inaccuracies’, which might be considered to be epistemic. We show that the variance of the Fourier spectrum of the synthetic earthquake seismograms caused by propagation inaccuracies is related to the spatial covariance on the rupture surface of errors in the computed Green's functions, which we estimate for the case of the 2009 L'Aquila, Italy, earthquake by comparing erroneous computed Green's functions with observed L'Aquila aftershock seismograms (empirical Green's functions). We further show that the variance of the synthetic seismograms caused by the rupture variability (aleatory uncertainty) is related to the spatial covariance on the rupture surface of aleatory variations in the rupture model, and we investigate the effect of correlated variations in Green's function errors and variations in rupture models. Thus, we completely characterize the variability of synthetic earthquake seismograms induced by errors in propagation and variability in the rupture behaviour. We calculate the spectra of the variance of the ground motions of the L'Aquila main shock caused by propagation inaccuracies for two specific broad-band stations, the AQU and the FIAM stations. These variances are distressingly large, being comparable or in some cases exceeding the data amplitudes, suggesting that the best-fitting L'Aquila rupture model significantly overfits the data and might be seriously in error. If these computed variances are typical, the accuracy of many other rupture models for past earthquakes may need to be reconsidered. The results of this work might be useful in seismic hazard estimation because the variability of the computed ground motion, caused both by propagation inaccuracies and variations in the rupture model, can be computed directly, not requiring laborious consideration of multiple Earth structures.

Geophysical Journal International

Analysis of the variability in ground-motion synthesis and inversion

In almost all past inversions of large-earthquake ground motions for rupture behavior, the goal of the inversion is to find the “best fitting” rupture model that predicts ground motions which optimize some function of the difference between predicted and observed ground motions. This type of inversion was pioneered in the linear-inverse sense by Olson and Apsel (1982), who minimized the square of the difference between observed and simulated motions (“least squares”) while simultaneously minimizing the rupture-model norm (by setting the null-space component of the rupture model to zero), and has been extended in many ways, one of which is the use of nonlinear inversion schemes such as simulated annealing algorithms that optimize some other misfit function. For example, the simulated annealing algorithm of Piatanesi and others (2007) finds the rupture model that minimizes a “cost” function which combines a least-squares and a waveform-correlation measure of misfit. All such inversions that look for a unique “best” model have at least three problems. (1) They have removed the null-space component of the rupture model—that is, an infinite family of rupture models that all fit the data equally well have been narrowed down to a single model. Some property of interest in the rupture model might have been discarded in this winnowing process. (2) Smoothing constraints are commonly used to yield a unique “best” model, in which case spatially rough rupture models will have been discarded, even if they provide a good fit to the data. (3) No estimate of confidence in the resulting rupture models can be given because the effects of unknown errors in the Green’s functions (“theory errors”) have not been assessed. In inversion for rupture behavior, these theory errors are generally larger than the data errors caused by ground noise and instrumental limitations, and so overfitting of the data is probably ubiquitous for such inversions. Recently, attention has turned to the inclusion of theory errors in the inversion process. Yagi and Fukahata (2011) made an important contribution by presenting a method to estimate the uncertainties in predicted large-earthquake ground motions due to uncertainties in the Green’s functions. Here we derive their result and compare it with the results of other recent studies that look at theory errors in a Bayesian inversion context particularly those by Bodin and others (2012), Duputel and others (2012), Dettmer and others (2014), and Minson and others (2014). Notably, in all these studies, the estimates of theory error were obtained from theoretical considerations alone; none of the investigators actually measured Green’s function errors. Large earthquakes typically have aftershocks, which, if their rupture surfaces are physically small enough, can be considered point evaluations of the real Green’s functions of the Earth. Here we simulate smallaftershock ground motions with (erroneous) theoretical Green’s functions. Taking differences between aftershock ground motions and simulated motions to be the “theory error,” we derive a statistical model of the sources of discrepancies between the theoretical and real Green’s functions. We use this model with an extended frequency-domain version of the time-domain theory of Yagi and Fukahata (2011) to determine the expected variance 2 τ caused by Green’s function error in ground motions from a larger (nonpoint) earthquake that we seek to model. We also differ from the above-mentioned Bayesian inversions in our handling of the nonuniqueness problem of seismic inversion. We follow the philosophy of Segall and Du (1993), who, instead of looking for a best-fitting model, looked for slip models that answered specific questions about the earthquakes they studied. In their Bayesian inversions, they inductively derived a posterior probability-density function (PDF) for every model parameter. We instead seek to find two extremal rupture models whose ground motions fit the data within the error bounds given by 2 τ , as quantified by using a chi-squared test described below. So, we can ask questions such as, “What are the rupture models with the highest and lowest average rupture speed consistent with the theory errors?” Having found those models, we can then say with confidence that the true rupture speed is somewhere between those values. Although the Bayesian approach gives a complete solution to the inverse problem, it is computationally demanding: Minson and others (2014) needed 1010 forward kinematic simulations to derive their posterior probability distribution. In our approach, only about107 simulations are needed. Moreover, in practical application, only a small set of rupture models may be needed to answer the relevant questions—for example, determining the maximum likelihood solution (achievable through standard inversion techniques) and the two rupture models bounding some property of interest. The specific property that we wish to investigate is the correlation between various rupturemodel parameters, such as peak slip velocity and rupture velocity, in models of real earthquakes. In some simulations of ground motions for hypothetical large earthquakes, such as those by Aagaard and others (2010) and the Southern California Earthquake Center Broadband Simulation Platform (Graves and Pitarka, 2015), rupture speed is assumed to correlate locally with peak slip, although there is evidence that rupture speed should correlate better with peak slip speed, owing to its dependence on local stress drop. We may be able to determine ways to modify Piatanesi and others’s (2007) inversion’s “cost” function to find rupture models with either high or low degrees of correlation between pairs of rupture parameters. We propose a cost function designed to find these two extremal models.

Open-File Report

Strike-parallel and strike-normal coordinate system around geometrically complicated rupture traces: use by NGA-West2 and further improvements

We present a two-dimensional system of generalized coordinates for use with geometrically complex fault ruptures that are neither straight nor continuous. The coordinates are a generalization of the conventional strike-normal and strike-parallel coordinates of a single straight fault. The presented conventions and formulations are applicable to a single curved trace, as well as multiple traces representing the rupture of branching faults or noncontiguous faults. An early application of our generalized system is in the second round of the Next Generation of Ground-Motion Attenuation Model project for the Western United States (NGA-West2), where they were used in the characterization of the hanging-wall effects. We further improve the NGA-West2 strike-parallel formulation for multiple rupture traces with a more intuitive definition of the nominal strike direction. We also derive an analytical expression for the gradient of the generalized strike-normal coordinate. The direction of this gradient may be used as the strike-normal direction in the study of polarization effects on ground motions.

Open-File Report

Validation of the SCEC broadband platform V14.3 simulation methods using pseudo spectral acceleration data

This paper summarizes the evaluation of ground motion simulation methods implemented on the SCEC Broadband Platform (BBP), version 14.3 (as of March 2014). A seven-member panel, the authorship of this article, was formed to evaluate those methods for the prediction of pseudo-­‐spectral accelerations (PSAs) of ground motion. The panel’s mandate was to evaluate the methods using tools developed through the validation exercise (Goulet et al. ,2014), and to define validation metrics for the assessment of the methods’ performance. This paper summarizes the evaluation process and conclusions from the panel. The five broadband, finite-source simulation methods on the BBP include two deterministic approaches herein referred to as CSM (Anderson, 2014) and UCSB (Crempien and Archuleta, 2014); a band-­‐limited stochastic white noise method called EXSIM (Atkinson and Assatourians, 2014); and two hybrid approaches, referred to as G&P (Graves and Pitarka, 2014) and SDSU (Olsen and Takedatsu, 2014), which utilize a deterministic Green’s function approach for periods longer than 1 second and stochastic methods for periods shorter than 1 second. Two acceptance tests were defined to validate the broadband finite‐source ground methods (Goulet et al., 2014). Part A compared observed and simulated PSAs for periods from 0.01 to 10 seconds for 12 moderate to large earthquakes located in California, Japan, and the eastern US. Part B compared the median simulated PSAs to published NGA-­‐West1 (Abrahamson and Silva, 2008; Boore and Atkinson, 2008; Campbell and Bozorgnia, 2008; and Chiou and Youngs, 2008) ground motion prediction equations (GMPEs) for specific magnitude and distance cases using a pass-­‐fail criteria based on a defined acceptable range around the spectral shape of the GMPEs. For the initial Part A and Part B validation exercises during the summer of 2013, the software for the five methods was locked in at version 13.6 (see Maechling et al., 2014). In the spring of 2014, additional moderate events were considered for the Part A validation, and additional magnitude and distance cases were considered for the Part B validation, for the software locked in at version 14.3. Several of the simulation procedures, specifically UCSB and SDSU, changed significantly between versions 13.6 and 14.3. The CSM code was not submitted in time for the v14.3 evaluation and its detailed performance is not addressed in this paper. As described in Goulet et al. (2014) and Maechling et al. (2014), the BBP generates a variety of products, including three-­‐component acceleration time series. A series of post-­‐processing codes were developed to provide individual component PSAs and average median horizontal-­‐component PSA (referred to as RotD50; Boore, 2010) for oscillator periods ranging from 0.01 to 10 seconds, as well as median PSA values computed using the NGA-­‐West 1 GMPEs. The BBP was also configured to provide statistical analysis of simulation results relative to recordings (Part A) and GMPEs (Part B) as described further in sections below. As part of our evaluation, we reviewed documentation provided by each of the developers, which included the technical basis behind the methods and the developer’s self-­‐assessments regarding the extrapolation capabilities (in terms of magnitude and distance ranges) of their methods. Two workshops were held in which methods and results were presented, and the panel was given the opportunity to question the developers and to have detailed technical discussions. A SCEC report (Dreger et al., 2013) describes the results of this review for BBP version 13.6. This paper summarizes that work and presents results for the more recent BBP 14.3 validation.

Seismological Research Letters

NGA-West2 Research Project

The NGA-West2 project is a large multidisciplinary, multi-year research program on the Next Generation Attenuation (NGA) models for shallow crustal earthquakes in active tectonic regions. The research project has been coordinated by the Pacific Earthquake Engineering Research Center (PEER), with extensive technical interactions among many individuals and organizations. NGA-West2 addresses several key issues in ground-motion seismic hazard, including updating the NGA database for a magnitude range of 3.0–7.9; updating NGA ground-motion prediction equations (GMPEs) for the “average” horizontal component; scaling response spectra for damping values other than 5%; quantifying the effects of directivity and directionality for horizontal ground motion; resolving discrepancies between the NGA and the National Earthquake Hazards Reduction Program (NEHRP) site amplification factors; analysis of epistemic uncertainty for NGA GMPEs; and developing GMPEs for vertical ground motion. This paper presents an overview of the NGA-West2 research program and its subprojects.

Earthquake Spectra

Comparison of NGA-West2 directivity models

Five directivity models have been developed based on data from the NGA-West2 database and based on numerical simulations of large strike-slip and reverse-slip earthquakes. All models avoid the use of normalized rupture dimension, enabling them to scale up to the largest earthquakes in a physically reasonable way. Four of the five models are explicitly “narrow-band” (in which the effect of directivity is maximum at a specific period that is a function of earthquake magnitude). Several strategies for determining the zero-level for directivity have been developed. We show comparisons of maps of the directivity amplification. This comparison suggests that the predicted geographic distributions of directivity amplification are dominated by effects of the models' assumptions, and more than one model should be used for ruptures dipping less than about 65 degrees.

Earthquake Spectra

Site response across downtown Santa Cruz, California

Some buildings in Santa Cruz, California, particularly those in the downtown section which is built on a flood plain, were severely damaged by the 17 October 1989 Loma Prieta Earthquake. During an aftershock study conducted in the fortnight following the mainshock, an array of seismographs was deployed across downtown to study the site response of the flood plain. Analyses of the records of eight aftershocks reveal that ground motions of the flood plain are amplified relative to those of crystalline rock sites by factors of 4–8 in the frequency band 2–8 Hz. Both resonance in the whole sedimentary column which overlies the crystalline basement and resonance/broad-band amplification in the low-velocity alluvium of the flood plain contribute to this site response.

California

Directivity models produced for the Next Generation Attenuation West 2 (NGA-West 2) project

Five new directivity models are being developed for the NGA-West 2 project. All are based on the NGA-West 2 data base, which is considerably expanded from the original NGA-West data base, containing about 3,000 more records from earthquakes having finite-fault rupture models. All of the new directivity models have parameters based on fault dimension in km, not normalized fault dimension. This feature removes a peculiarity of previous models which made them inappropriate for modeling large magnitude events on long strike-slip faults. Two models are explicitly, and one is implicitly, 'narrowband' models, in which the effect of directivity does not monotonically increase with spectral period but instead peaks at a specific period that is a function of earthquake magnitude. These narrowband models' functional forms are capable of simulating directivity over a wider range of earthquake magnitude than previous models. The functional forms of the five models are presented.

Conference Paper

Effects of supershear rupture speed on the high-frequency content of S waves investigated using spontaneous dynamic rupture models and isochrone theory

In this paper we achieve three goals: (1) We demonstrate that crack tips governed by friction laws, including slip weakening, rate- and state-dependent laws, and thermal pressurization of pore fluids, propagating at supershear speed have slip velocity functions with reduced high-frequency content compared to crack tips traveling at subshear speeds. This is demonstrated using a fully dynamic, spontaneous, three-dimensional earthquake model, in which we calculate fault slip velocity at nine points (locations) distributed along a quarter circle on the fault where the rupture is traveling at supershear speed in the in-plane direction and subshear speed in the antiplane direction. This holds for a fault governed by the linear slip-weakening constitutive equation, by slip weakening with thermal pressurization of pore fluid, and by rate- and state-dependent laws with thermal pressurization. The same is also true even assuming a highly heterogeneous initial shear stress field on the fault. (2) Using isochrone theory, we derive a general expression for the spectral characteristics and geometric spreading of two pulses arising from supershear rupture, the well-known Mach wave, and a second lesser known pulse caused by rupture acceleration. (3) We demonstrate that the Mach cone amplification of high frequencies overwhelms the de-amplification of high-frequency content in the slip velocity functions in supershear ruptures. Consequently, when earthquake ruptures travel at supershear speed, a net enhancement of high-frequency radiation is expected, and the alleged “low” peak accelerations observed for the 2002 Denali and other large earthquakes are probably not caused by diminished high-frequency content in the slip velocity function, as has been speculated.

Journal of Geophysical Research Solid Earth

The Loma Prieta, California, Earthquake of October 17, 1989: Main shock characteristics

The October 17, 1989, Loma Prieta, Calif., earthquake (0004:15.2 G.m.t. October 18; lat 37.036º N., long 121.883º W.; 19-km depth) had a local magnitude (M L ) of about 6.7, a surface-wave magnitude (M S ) of 7.1, a seismic moment of 2.2x10 19 N-m to 3.5x10 19 N-m, a source duration of 6 to 15 s, and an average stress drop of at least 50 bars. Slip occurred on a dipping fault surface about 35 km long and was largely confined to a depth of about 7 to 20 km. The slip vector had a large vertical component, and slip was distributed in two main regions situated northwest and southeast of the hypocenter. This slip distribution caused about half of the earthquake's energy to be focused toward the urbanized San Francisco Bay region, while the other half was focused toward the southeast. Had the rupture initiated at the southeast end of the aftershock zone, shaking in the bay region would have been both longer and stronger. These source parameters suggest that the earthquake was not a typical shallow San Andreas-type event but a deeper event on a different fault with a recurrence interval of many hundreds of years. Therefore, the potential for a damaging shallow event on the San Andreas fault in the Santa Cruz Mountains may still exist.

California

Saving lives through better design standards

Over the past 30 years, scientists have put together a more complete picture of how the ground shakes during earthquakes. They have learned that shaking near the source of earthquakes is far more severe than once thought and that soft ground shakes more strongly than hard rock.This knowledge has enabled engineers to improve design standards so that structures arebetter able to survive strong earthquakes. When the 1989 Loma Prieta earthquake struck, 42 people tragically lost their lives in the collapse of a half-mile-long section of the Cypress structure, an elevated double-decker freeway in Oakland, California.Yet adjacent parts of this structure withstood the magnitude 6.9 temblor—why? The part that collapsed was built on man-made fill over soft mud, whereas adjacent sections stood on older, firmer sand and gravel deposits. Following the collapse, scientists set out instruments in the area to record the earthquake's many strong aftershocks. These instruments showed that the softer ground shook more forcefully than the firmer material-even twice as violently

California