Geology topics

David A. Lockner

Publications and source records attributed to David A. Lockner.

At least 55 records · Page 3Linked to original sources

USGS2015

Low resistivity and permeability in actively deforming shear zones on the San Andreas Fault at SAFOD

The San Andreas Fault Observatory at Depth (SAFOD) scientific drillhole near Parkfield, California crosses the San Andreas Fault at a depth of 2.7 km. Downhole measurements and analysis of core retrieved from Phase 3 drilling reveal two narrow, actively deforming zones of smectite-clay gouge within a roughly 200 m-wide fault damage zone of sandstones, siltstones and mudstones. Here we report electrical resistivity and permeability measurements on core samples from all of these structural units at effective confining pressures up to 120 MPa. Electrical resistivity (~10 ohm-m) and permeability (10-21 to 10-22 m2) in the actively deforming zones were one to two orders of magnitude lower than the surrounding damage zone material, consistent with broader-scale observations from the downhole resistivity and seismic velocity logs. The higher porosity of the clay gouge, 2 to 8 times greater than that in the damage zone rocks, along with surface conduction were the principal factors contributing to the observed low resistivities. The high percentage of fine-grained clay in the deforming zones also greatly reduced permeability to values low enough to create a barrier to fluid flow across the fault. Together, resistivity and permeability data can be used to assess the hydrogeologic characteristics of the fault, key to understanding fault structure and strength. The low resistivities and strength measurements of the SAFOD core are consistent with observations of low resistivity clays that are often found in the principal slip zones of other active faults making resistivity logs a valuable tool for identifying these zones.

Journal of Geophysical Research↗

USGS2015

A robust calibration technique for acoustic emission systems based on momentum transfer from a ball drop

We describe a technique to estimate the seismic moment of acoustic emissions and other extremely small seismic events. Unlike previous calibration techniques, it does not require modeling of the wave propagation, sensor response, or signal conditioning. Rather, this technique calibrates the recording system as a whole and uses a ball impact as a reference source or empirical Green’s function. To correctly apply this technique, we develop mathematical expressions that link the seismic moment $M_{0}$ of internal seismic sources (i.e., earthquakes and acoustic emissions) to the impulse, or change in momentum $\Delta p $, of externally applied seismic sources (i.e., meteor impacts or, in this case, ball impact). We find that, at low frequencies, moment and impulse are linked by a constant, which we call the force‐moment‐rate scale factor $C_{F\dot{M}} = M_{0}/\Delta p$. This constant is equal to twice the speed of sound in the material from which the seismic sources were generated. Next, we demonstrate the calibration technique on two different experimental rock mechanics facilities. The first example is a saw‐cut cylindrical granite sample that is loaded in a triaxial apparatus at 40 MPa confining pressure. The second example is a 2 m long fault cut in a granite sample and deformed in a large biaxial apparatus at lower stress levels. Using the empirical calibration technique, we are able to determine absolute source parameters including the seismic moment, corner frequency, stress drop, and radiated energy of these magnitude −2.5 to −7 seismic events.

Bulletin of the Seismological Society of America↗

USGS2014

Evolution of wear and friction along experimental faults

We investigate the evolution of wear and friction along experimental faults composed of solid rock blocks. This evolution is analyzed through shear experiments along five rock types, and the experiments were conducted in a rotary apparatus at slip velocities of 0.002–0.97 m/s, slip distances from a few millimeters to tens of meters, and normal stress of 0.25–6.9 MPa. The wear and friction measurements and fault surface observations revealed three evolution phases: A) An initial stage (slip distances <50 mm) of wear by failure of isolated asperities associated with roughening of the fault surface; B) a running-in stage of slip distances of 1–3 m with intense wear-rate, failure of many asperities, and simultaneous reduction of the friction coefficient and wear-rate; and C) a steady-state stage that initiates when the fault surface is covered by a gouge layer, and during which both wear-rate and friction coefficient maintain quasi-constant, low levels. While these evolution stages are clearly recognizable for experimental faults made from bare rock blocks, our analysis suggests that natural faults “bypass” the first two stages and slip at gouge-controlled steady-state conditions.

Pure and Applied Geophysics↗

USGS2014

Laboratory generated M -6 earthquakes

We consider whether mm-scale earthquake-like seismic events generated in laboratory experiments are consistent with our understanding of the physics of larger earthquakes. This work focuses on a population of 48 very small shocks that are foreshocks and aftershocks of stick–slip events occurring on a 2.0 m by 0.4 m simulated strike-slip fault cut through a large granite sample. Unlike the larger stick–slip events that rupture the entirety of the simulated fault, the small foreshocks and aftershocks are contained events whose properties are controlled by the rigidity of the surrounding granite blocks rather than characteristics of the experimental apparatus. The large size of the experimental apparatus, high fidelity sensors, rigorous treatment of wave propagation effects, and in situ system calibration separates this study from traditional acoustic emission analyses and allows these sources to be studied with as much rigor as larger natural earthquakes. The tiny events have short (3–6 μs) rise times and are well modeled by simple double couple focal mechanisms that are consistent with left-lateral slip occurring on a mm-scale patch of the precut fault surface. The repeatability of the experiments indicates that they are the result of frictional processes on the simulated fault surface rather than grain crushing or fracture of fresh rock. Our waveform analysis shows no significant differences (other than size) between the M -7 to M -5.5 earthquakes reported here and larger natural earthquakes. Their source characteristics such as stress drop (1–10 MPa) appear to be entirely consistent with earthquake scaling laws derived for larger earthquakes.

Pure and Applied Geophysics↗

USGS2014

Frictional properties of exhumed fault gouges in DFDP-1 cores, Alpine Fault, New Zealand

Principal slip zone gouges recovered during the Deep Fault Drilling Project (DFDP-1), Alpine Fault, New Zealand, were deformed in triaxial friction experiments at temperatures, T , of up to 350°C, effective normal stresses, σ n ′, of up to 156 MPa, and velocities between 0.01 and 3 µm/s. Chlorite/white mica-bearing DFDP-1A blue gouge, 90.62 m sample depth, is frictionally strong (friction coefficient, μ , 0.61–0.76) across all experimental conditions tested ( T = 70–350°C, σ n ′ = 31.2–156 MPa); it undergoes a transition from positive to negative rate dependence as T increases past 210°C. The friction coefficient of smectite-bearing DFDP-1B brown gouge, 128.42 m sample depth, increases from 0.49 to 0.74 with increasing temperature and pressure ( T = 70–210°C, σ n ′ = 31.2–93.6 MPa); the positive to negative rate dependence transition occurs as T increases past 140°C. These measurements indicate that, in the absence of elevated pore fluid pressures, DFDP-1 gouges are frictionally strong under conditions representative of the seismogenic crust.

Alpine Fault↗

USGS2014

Preslip and cascade processes initiating laboratory stick slip

Recent modeling studies have explored whether earthquakes begin with a large aseismic nucleation process or initiate dynamically from the rapid growth of a smaller instability in a “cascade-up” process. To explore such a case in the laboratory, we study the initiation of dynamic rupture (stick slip) of a smooth saw-cut fault in a 76mm diameter cylindrical granite laboratory sample at 40–120MPa confining pressure. We use a high dynamic range recording system to directly compare the seismic waves radiated during the stick-slip event to those radiated from tiny (M _6) discrete seismic events, commonly known as acoustic emissions (AEs), that occur in the seconds prior to each large stick slip. The seismic moments, focal mechanisms, locations, and timing of the AEs all contribute to our understanding of their mechanics and provide us with information about the stick-slip nucleation process. In a sequence of 10 stick slips, the first few microseconds of the signals recorded from stick-slip instabilities are nearly indistinguishable from those of premonitory AEs. In this sense, it appears that each stick slip begins as an AE event that rapidly (~20 μs) grows about 2 orders of magnitude in linear dimension and ruptures the entire 150mm length of the simulated fault. We also measure accelerating fault slip in the final seconds before stick slip. We estimate that this slip is at least 98% aseismic and that it both weakens the fault and produces AEs that will eventually cascade-up to initiate the larger dynamic rupture.

Journal of Geophysical Research B: Solid Earth↗

USGS2014

Deep permeability of the San Andreas Fault from San Andreas Fault Observatory at Depth (SAFOD) core samples

The San Andreas Fault Observatory at Depth (SAFOD) scientific borehole near Parkfield, California crosses two actively creeping shear zones at a depth of 2.7 km. Core samples retrieved from these active strands consist of a foliated, Mg-clay-rich gouge containing porphyroclasts of serpentinite and sedimentary rock. The adjacent damage zone and country rocks are comprised of variably deformed, fine-grained sandstones, siltstones, and mudstones. We conducted laboratory tests to measure the permeability of representative samples from each structural unit at effective confining pressures, P e up to the maximum estimated in situ P e of 120 MPa. Permeability values of intact samples adjacent to the creeping strands ranged from 10 −18 to 10 −21 m 2 at P e = 10 MPa and decreased with applied confining pressure to 10 −20 –10 −22 m 2 at 120 MPa. Values for intact foliated gouge samples (10 −21 –6 × 10 −23 m 2 over the same pressure range) were distinctly lower than those for the surrounding rocks due to their fine-grained, clay-rich character. Permeability of both intact and crushed-and-sieved foliated gouge measured during shearing at P e ≥ 70 MPa ranged from 2 to 4 × 10 −22 m 2 in the direction perpendicular to shearing and was largely insensitive to shear displacement out to a maximum displacement of 10 mm. The weak, actively-deforming foliated gouge zones have ultra-low permeability, making the active strands of the San Andreas Fault effective barriers to cross-fault fluid flow. The low matrix permeability of the San Andreas Fault creeping zones and adjacent rock combined with observations of abundant fractures in the core over a range of scales suggests that fluid flow outside of the actively-deforming gouge zones is probably fracture dominated.

Journal of Structural Geology↗

USGS2013

Chemical controls on fault behavior: weakening of serpentinite sheared against quartz-bearing rocks and its significance for fault creep in the San Andreas system

The serpentinized ultramafic rocks found in many plate-tectonic settings commonly are juxtaposed against crustal rocks along faults, and the chemical contrast between the rock types potentially could influence the mechanical behavior of such faults. To investigate this possibility, we conducted triaxial experiments under hydrothermal conditions (200-350°C), shearing serpentinite gouge between forcing blocks of granite or quartzite. In an ultramafic chemical environment, the coefficient of friction, µ, of lizardite and antigorite serpentinite is 0.5-0.6, and µ increases with increasing temperature over the tested range. However, when either lizardite or antigorite serpentinite is sheared against granite or quartzite, strength is reduced to µ ~ 0.3, with the greatest strength reductions at the highest temperatures (temperature weakening) and slowest shearing rates (velocity strengthening). The weakening is attributed to a solution-transfer process that is promoted by the enhanced solubility of serpentine in pore fluids whose chemistry has been modified by interaction with the quartzose wall rocks. The operation of this process will promote aseismic slip (creep) along serpentinite-bearing crustal faults at otherwise seismogenic depths. During short-term experiments serpentine minerals reprecipitate in low-stress areas, whereas in longer experiments new Mg-rich phyllosilicates crystallize in response to metasomatic exchanges across the serpentinite-crustal rock contact. Long-term shear of serpentinite against crustal rocks will cause the metasomatic mineral assemblages, which may include extremely weak minerals such as saponite or talc, to play an increasingly important role in the mechanical behavior of the fault. Our results may explain the distribution of creep on faults in the San Andreas system.

California↗

USGS2012

Complex resistivity of fault gouge and its significance for earthquake lights and induced polarization

We have measured complex resistivity of 2 water-saturated San Andreas fault gouges from 10 −3 to 10 6 Hz and confining pressures of 0.2 to 200 MPa. Consistent with earlier observations of clays and common rocks, large low-frequency permittivities were observed in all cases. Comparisons were made to induced polarization (IP) measurements by inversion of the data into the time domain, where we found that principal features of the IP response curves were due to these large low-frequency permittivities. The results also suggest that following large earthquakes, significant electrical charge could remain for many seconds and could result in a variety of reported electromagnetic effects.

Geophysical Research Letters↗

USGS2012

Laboratory triggering of stick-slip events by oscillatory loading in the presence of pore fluid with implications for physics of tectonic tremor

The physical mechanism by which the low-frequency earthquakes (LFEs) that make up portions of tectonic (also called non-volcanic) tremor are created is poorly understood. In many areas of the world, tectonic tremor and LFEs appear to be strongly tidally modulated, whereas ordinary earthquakes are not. Anomalous seismic wave speeds, interpreted as high pore fluid pressure, have been observed in regions that generate tremor. Here we build upon previous laboratory studies that investigated the response of stick-slip on artificial faults to oscillatory, tide-like loading. These previous experiments were carried out using room-dry samples of Westerly granite, at one effective stress. Here we augment these results with new experiments on Westerly granite, with the addition of varying effective stress using pore fluid at two pressures. We find that raising pore pressure, thereby lowering effective stress can significantly increase the degree of correlation of stick-slip to oscillatory loading. We also find other pore fluid effects that become important at higher frequencies, when the period of oscillation is comparable to the diffusion time of pore fluid into the fault. These results help constrain the conditions at depth that give rise to tidally modulated LFEs, providing confirmation of the effective pressure law for triggering and insights into why tremor is tidally modulated while earthquakes are at best only weakly modulated.

Journal of Geophysical Research B: Solid Earth↗

USGS2012

Effects of smectite to illite transformation on the frictional strength and sliding stability of intact marine mudstones

At subduction zones, earthquake nucleation and coseismic slip occur only within a limited depth range, known as the “seismogenic zone”. One leading hypothesis for the upper aseismic-seismic transition is that transformation of smectite to illite at ∼100–150°C triggers a change from rate-strengthening frictional behavior that allows only stable sliding, to rate weakening behavior considered a prerequisite for unstable slip. Previous studies on powdered gouges have shown that changes in clay mineralogy alone are unlikely to control this transition, but associated fabric and cementation developed during diagenesis remain possible candidates. We conducted shearing experiments designed specifically to evaluate this hypothesis, by using intact wafers of mudstone from Ocean Drilling Program Site 1174, offshore SW Japan, which have undergone progressive smectite transformation in situ. We sheared specimens along a sawcut in a triaxial configuration, oriented parallel to bedding, at normal stresses of ∼20–150 MPa and a pore pressure of 1 MPa. During shearing, we conducted velocity-stepping tests to measure the friction rate parameter (a-b). Friction coefficient ranges from 0.28–0.40 and values of (a-b) are uniformly positive; both are independent of clay transformation progress. Our work represents the most direct and comprehensive test of the clay transformation hypothesis to date, and suggests that neither illitization, nor accompanying fabric development and cementation, trigger a transition to unstable frictional behavior. We suggest that strain localization, in combination with precipitation of calcite and quartz, is a viable alternative that is consistent with both field observations and recent conceptual models of a heterogeneous seismogenic zone.

Philippine Sea Plate;Eurasian Plate↗

USGS2012

Rapid acceleration leads to rapid weakening in earthquake-like laboratory experiments

After nucleation, a large earthquake propagates as an expanding rupture front along a fault. This front activates countless fault patches that slip by consuming energy stored in Earth’s crust. We simulated the slip of a fault patch by rapidly loading an experimental fault with energy stored in a spinning flywheel. The spontaneous evolution of strength, acceleration, and velocity indicates that our experiments are proxies of fault-patch behavior during earthquakes of moment magnitude (M w ) = 4 to 8. We show that seismically determined earthquake parameters (e.g., displacement, velocity, magnitude, or fracture energy) can be used to estimate the intensity of the energy release during an earthquake. Our experiments further indicate that high acceleration imposed by the earthquake’s rupture front quickens dynamic weakening by intense wear of the fault zone.

Science↗

USGS2011

The role of adsorbed water on the friction of a layer of submicron particles

Anomalously low values of friction observed in layers of submicron particles deformed in simple shear at high slip velocities are explained as the consequence of a one nanometer thick layer of water adsorbed on the particles. The observed transition from normal friction with an apparent coefficient near μ = 0.6 at low slip speeds to a coefficient near μ = 0.3 at higher slip speeds is attributed to competition between the time required to extrude the water layer from between neighboring particles in a force chain and the average lifetime of the chain. At low slip speeds the time required for extrusion is less than the average lifetime of a chain so the particles make contact and lock. As slip speed increases, the average lifetime of a chain decreases until it is less than the extrusion time and the particles in a force chain never come into direct contact. If the adsorbed water layer enables the otherwise rough particles to rotate, the coefficient of friction will drop to μ = 0.3, appropriate for rotating spheres. At the highest slip speeds particle temperatures rise above 100°C, the water layer vaporizes, the particles contact and lock, and the coefficient of friction rises to μ = 0.6. The observed onset of weakening at slip speeds near 0.001 m/s is consistent with the measured viscosity of a 1 nm thick layer of adsorbed water, with a minimum particle radius of approximately 20 nm, and with reasonable assumptions about the distribution of force chains guided by experimental observation. The reduction of friction and the range of velocities over which it occurs decrease with increasing normal stress, as predicted by the model. Moreover, the analysis predicts that this high-speed weakening mechanism should operate only for particles with radii smaller than approximately 1 μm. For larger particles the slip speed required for weakening is so large that frictional heating will evaporate the adsorbed water and weakening will not occur.

Pure and Applied Geophysics↗

USGS2011

Low strength of deep San Andreas fault gouge from SAFOD core

The San Andreas fault accommodates 28–34 mm yr −1 of right lateral motion of the Pacific crustal plate northwestward past the North American plate. In California, the fault is composed of two distinct locked segments that have produced great earthquakes in historical times, separated by a 150-km-long creeping zone. The San Andreas Fault Observatory at Depth (SAFOD) is a scientific borehole located northwest of Parkfield, California, near the southern end of the creeping zone. Core was recovered from across the actively deforming San Andreas fault at a vertical depth of 2.7 km (ref. 1 ). Here we report laboratory strength measurements of these fault core materials at in situ conditions, demonstrating that at this locality and this depth the San Andreas fault is profoundly weak (coefficient of friction, 0.15) owing to the presence of the smectite clay mineral saponite, which is one of the weakest phyllosilicates known. This Mg-rich clay is the low-temperature product of metasomatic reactions between the quartzofeldspathic wall rocks and serpentinite blocks in the fault 2,3 . These findings provide strong evidence that deformation of the mechanically unusual creeping portions of the San Andreas fault system is controlled by the presence of weak minerals rather than by high fluid pressure or other proposed mechanisms 1 . The combination of these measurements of fault core strength with borehole observations 1,4,5 yields a self-consistent picture of the stress state of the San Andreas fault at the SAFOD site, in which the fault is intrinsically weak in an otherwise strong crust.

California↗

USGS2010

Oscillating load-induced acoustic emission in laboratory experiment

Spatial and temporal patterns of acoustic emission (AE) were studied. A pre-fractured cylinder of granite was loaded in a triaxial machine at 160 MPa confining pressure until stick-slip events occurred. The experiments were conducted at a constant strain rate of 10 −7 s −1 that was modulated by small-amplitude sinusoidal oscillations with periods of 175 and 570 seconds. Amplitude of the oscillations was a few percent of the total load and was intended to simulate periodic loading observed in nature (e.g., earth tides or other sources). An ultrasonic acquisition system with 13 piezosensors recorded acoustic emissions that were generated during deformation of the sample. We observed a correlation between AE response and sinusoidal loading. The effect was more pronounced for higher frequency of the modulating force. A time-space spectral analysis for a “point” process was used to investigate details of the periodic AE components. The main result of the study was the correlation of oscillations of acoustic activity synchronized with the applied oscillating load. The intensity of the correlated AE activity was most pronounced in the “aftershock” sequences that followed large-amplitude AE events. We suggest that this is due to the higher strain-sensitivity of the failure area when the sample is in a transient, unstable mode. We also found that the synchronization of AE activity with the oscillating external load nearly disappeared in the period immediately after the stick-slip events and gradually recovered with further loading.

Book chapter↗

USGS2010

Comparative deformation behavior of minerals in serpentinized ultramafic rock: Application to the slab-mantle interface in subduction zones

The layer-structure minerals serpentine, brucite, and talc are postulated to form in the mantle wedge above a subducting slab as a result of progressive hydration and silica metasomatism. Tectonic mixing at the slab-mantle interface generates serpentinite mélanges that contain blocks of high-pressure (HP) or ultrahigh-pressure (UHP) metamorphic rock derived from the subducting slab. Such serpentinite mélanges may provide a means of exhumation of HP/UHP metamorphic rocks, and may define the lower limit of locked regions on the subduction interface that fail in large earthquakes. We review recently obtained frictional strength data for brucite and talc over the temperature range 25-400°C at 100 MPa effective normal stress and compare them with new data for antigorite. These minerals respond to heating in different ways, causing their frictional strengths to diverge. Water-saturated antigorite strength increases toward the fixed dry value of μ ≈ 0.75-0.80 with heating: μ ≈ 0.50 at 25°C and μ > 0.60 at 400°C. The difference in μ between dry and watersaturated talc gouge also decreases with increasing temperature, but both the dry and watersaturated values of μ are lower at elevated temperatures. For dry talc, μ decreases from 0.35 to 0.25 between 25° and 300°C, whereas for water-saturated talc, μ is approximately 0.20 at 25°C and 0.10-0.15 at elevated temperatures. Weakening of the interlayer bond of talc with heating may be responsible for the overall reduction in its frictional strength. The strength of dry brucite also is fixed at μ = 0.45-0.50, but the water-saturated value of μ decreases from ≈0.30 at 25°C to 0.20-0.25 at 200°-400°C. The water-saturated brucite gouge has extensively recrystallized along the shear surfaces, and its weakening may be attributable to solution-transfer processes.

International Geology Review↗

USGS2010

Effect of clay content and mineralogy on frictional sliding behavior of simulated gouges: binary and ternary mixtures of quartz, illite, and montmorillonite

We investigated the frictional sliding behavior of simulated quartz-clay gouges under stress conditions relevant to seismogenic depths. Conventional triaxial compression tests were conducted at 40 MPa effective normal stress on saturated saw cut samples containing binary and ternary mixtures of quartz, montmorillonite, and illite. In all cases, frictional strengths of mixtures fall between the end-members of pure quartz (strongest) and clay (weakest). The overall trend was a decrease in strength with increasing clay content. In the illite/quartz mixture the trend was nearly linear, while in the montmorillonite mixtures a sigmoidal trend with three strength regimes was noted. Microstructural observations were performed on the deformed samples to characterize the geometric attributes of shear localization within the gouge layers. Two micromechanical models were used to analyze the critical clay fractions for the two-regime transitions on the basis of clay porosity and packing of the quartz grains. The transition from regime 1 (high strength) to 2 (intermediate strength) is associated with the shift from a stress-supporting framework of quartz grains to a clay matrix embedded with disperse quartz grains, manifested by the development of P-foliation and reduction in Riedel shear angle. The transition from regime 2 (intermediate strength) to 3 (low strength) is attributed to the development of shear localization in the clay matrix, occurring only when the neighboring layers of quartz grains are separated by a critical clay thickness. Our mixture data relating strength degradation to clay content agree well with strengths of natural shear zone materials obtained from scientific deep drilling projects.

Journal of Geophysical Research B: Solid Earth↗

USGS2010

Dependence of frictional strength on compositional variations of Hayward fault rock gouges

The northern termination of the locked portion of the Hayward Fault near Berkeley, California, is found to coincide with the transition from strong Franciscan metagraywacke to melange on the western side of the fault. Both of these units are juxtaposed with various serpentinite, gabbro and graywacke units to the east, suggesting that the gouges formed within the Hayward Fault zone may vary widely due to the mixing of adjacent rock units and that the mechanical behavior of the fault would be best modeled by determining the frictional properties of mixtures of the principal rock types. To this end, room temperature, water-saturated, triaxial shearing tests were conducted on binary and ternary mixtures of fine-grained gouges prepared from serpentinite and gabbro from the Coast Range Ophiolite, a Great Valley Sequence graywacke, and three different Franciscan Complex metasedimentary rocks. Friction coefficients ranged from 0.36 for the serpentinite to 0.84 for the gabbro, with four of the rock types having coefficients of friction ranging from 0.67-0.84. The friction coefficients of the mixtures can be predicted reliably by a simple weighted average of the end-member dry-weight percentages and strengths for all samples except those containing serpentinite. For the serpentinite mixtures, a linear trend between end-member values slightly overestimates the coefficients of friction in the midcomposition ranges. The range in strength for these rock admixtures suggests that both theoretical and numerical modeling of the fault should attempt to account for variations in rock and gouge properties.

Open-File Report↗