Geology topics

Bruce E. Shaw

Publications and source records attributed to Bruce E. Shaw.

12 recordsLinked to original sources

USGS2025

A scientific vision and roadmap for earthquake rupture forecast developments, a USGS perspective

We articulate a scientific vision and roadmap for the development of improved Earthquake Rupture Forecast models, which are one of the two main modeling components used in modern seismic hazard and risk analysis. One primary future objective is to provide fully time-dependent models that include both elastic rebound and spatiotemporal clustering nationwide, which is particularly important for shorter-term hazard and risk considerations (e.g., earthquake insurance products). We also discuss the importance and perennial challenges associated with quantifying epistemic uncertainties, including those associated with deformation-model slip rates, un-quantified sampling errors with respect to off-fault seismicity, and any spatial covariances. The need for more physics-based approaches is also emphasized, as is the benefit of adding model valuation (quantifying usefulness) to our verification and validation protocols. Given the multidisciplinary and system-level nature of this activity, modular design is critical. Future updates will also draw from best-available science by both the United States Geological Survey and the external community. The primary goal of this paper is to highlight plans that guide research and facilitate community engagement with model development, especially with respect to lowering the entry barrier for early career scientists and engineers. The paper is written so readers can focus on the sections that interest them most (see table of contents), with the Introduction and Discussion providing a stand-alone overview and summary.

Bulletin of the Seismological Society of America↗

USGS2025

Deterministic physics-based earthquake sequence simulators match empirical ground-motion models and enable extrapolation to data poor regimes: Application to multifault multimechanism ruptures

We use the deterministic earthquake simulator RSQSim to generate complex sequences of ruptures on fault systems used for hazard assessment. We show that the source motions combined with a wave propagation code create surface ground motions that fall within the range of epistemic uncertainties for the Next Generation Attenuation‐West2 set of empirical models. We show the model is well calibrated where there are good data constraints, and has good correspondence in regions with fewer data constraints. We show magnitude, distance, and mechanism dependence all arising naturally from the same underlying friction. The deterministic physics‐based approach provides an opportunity for better understanding the physical origins of ground motions. For example, we find that reduced stress drops in shallow layers relative to constant stress drop with depth lead to peak ground velocities in the near field that better match empirical models. The simulators may also provide better extrapolations into regimes that are poorly empirically constrained by data because physics, rather than surface shaking data parameterizations, is underlying the extrapolations. Having shown the model is credible, we apply it to a problem where observations are lacking. We examine the case of crustal faults above a shallow subduction interface seen to break coseismically in simulations of the New Zealand fault system. These types of events were left out of consideration in the most recent New Zealand national seismic hazard model due to the modeling complexity and lack of observational data to constrain ground‐motion models (GMMs). Here, we show that in the model, by breaking up the coseismic crustal and interface rupturing fault motions into two separate subevents, and then recombining the resulting ground‐motion measures in a square‐root‐of‐sum‐of‐squares incoherent manner, we reproduce well the ground‐motion measures from the full event rupture. This provides a new method for extrapolating GMMs to more complex multifault ruptures.

Seismological Research Letters↗

USGS2023

The 2023 US 50-State National Seismic Hazard Model: Overview and implications

The US National Seismic Hazard Model (NSHM) was updated in 2023 for all 50 states using new science on seismicity, fault ruptures, ground motions, and probabilistic techniques to produce a standard of practice for public policy and other engineering applications (defined for return periods greater than ∼475 or less than ∼10,000 years). Changes in 2023 time-independent seismic hazard (both increases and decreases compared to previous NSHMs) are substantial because the new model considers more data and updated earthquake rupture forecasts and ground-motion components. In developing the 2023 model, we tried to apply best available or applicable science based on advice of co-authors, more than 50 reviewers, and hundreds of hazard scientists and end-users, who attended public workshops and provided technical inputs. The hazard assessment incorporates new catalogs, declustering algorithms, gridded seismicity models, magnitude-scaling equations, fault-based structural and deformation models, multi-fault earthquake rupture forecast models, semi-empirical and simulation-based ground-motion models, and site amplification models conditioned on shear-wave velocities of the upper 30 m of soil and deeper sedimentary basin structures. Seismic hazard calculations yield hazard curves at hundreds of thousands of sites, ground-motion maps, uniform-hazard response spectra, and disaggregations developed for pseudo-spectral accelerations at 21 oscillator periods and two peak parameters, Modified Mercalli Intensity, and 8 site classes required by building codes and other public policy applications. Tests show the new model is consistent with past ShakeMap intensity observations. Sensitivity and uncertainty assessments ensure resulting ground motions are compatible with known hazard information and highlight the range and causes of variability in ground motions. We produce several impact products including building seismic design criteria, intensity maps, planning scenarios, and engineering risk assessments showing the potential physical and social impacts. These applications provide a basis for assessing, planning, and mitigating the effects of future earthquakes.

Earthquake Spectra↗

USGS2023

The USGS 2023 Conterminous U.S. time‐independent earthquake rupture forecast

We present the 2023 U.S. Geological Survey time‐independent earthquake rupture forecast for the conterminous United States, which gives authoritative estimates of the magnitude, location, and time‐averaged frequency of potentially damaging earthquakes throughout the region. In addition to updating virtually all model components, a major focus has been to provide a better representation of epistemic uncertainties. For example, we have improved the representation of multifault ruptures, both in terms of allowing more and less fault connectivity than in the previous models, and in sweeping over a broader range of viable models. An unprecedented level of diagnostic information has been provided for assessing the model, and the development was overseen by a 19‐member participatory review panel. Although we believe the new model embodies significant improvements and represents the best available science, we also discuss potential model limitations, including the applicability of logic tree branch weights with respect different types of hazard and risk metrics. Future improvements are also discussed, with deformation model enhancements being particularly worthy of pursuit, as well as better representation of sampling errors in the gridded seismicity components. We also plan to add time‐dependent components, and assess implications with a wider range of hazard and risk metrics.

Bulletin of the Seismological Society of America↗

USGS2022

Enumerating plausible multifault ruptures in complex fault systems with physical constraints

We propose a new model for determining the set of plausible multifault ruptures in an interconnected fault system. We improve upon the rules used in the Third Uniform California Earthquake Rupture Forecast (UCERF3) to increase connectivity and the physical consistency of ruptures. We replace UCERF3’s simple azimuth change rules with new Coulomb favorability metrics and increase the maximum jump distance to 15 km. Although the UCERF3 rules were appropriate for faults with similar rakes, the Coulomb calculations used here inherently encode preferred orientations between faults with different rakes. Our new rules are designed to be insensitive to discretization details and are generally more permissive than their UCERF3 counterparts; they allow more than twice the connectivity compared to UCERF3, yet heavily penalize long ruptures that take multiple improbable jumps. The set of all possible multifault ruptures in the California fault system is near-infinite, but our model produces a tractable set of 326,707 ruptures (a modest 29% increase over UCERF3, despite the greatly increased connectivity). Inclusion in the rupture set does not dictate that a rupture receives a significant rate in the final model; rupture rates are subsequently determined by data constraints used in an inversion. We describe the rupture building algorithm and its components in detail and provide comparisons with ruptures generated by a physics-based multicycle earthquake simulator. We find that greater than twice as many ruptures generated by the simulator violate the UCERF3 rules than violate our proposed model.

California↗

USGS2021

Toward physics-based nonergodic PSHA: A prototype fully-deterministic seismic hazard model for southern California

We present a nonergodic framework for probabilistic seismic‐hazard analysis (PSHA) that is constructed entirely of deterministic, physical models. The use of deterministic ground‐motion simulations in PSHA calculations is not new (e.g., CyberShake), but prior studies relied on kinematic rupture generators to extend empirical earthquake rupture forecasts. Fully dynamic models, which simulate rupture nucleation and propagation of static and dynamic stresses, are still computationally intractable for the large simulation domains and many seismic cycles required to perform PSHA. Instead, we employ the Rate‐State earthquake simulator (RSQSim) to efficiently simulate hundreds of thousands of years of M ≥ 6.5 earthquake sequences on the California fault system. RSQSim produces full slip‐time histories for each rupture, which, unlike kinematic models, emerge from frictional properties, fault geometry, and stress transfer; all intrinsic variability is deterministic. We use these slip‐time histories directly as input to a 3D wave‐propagation code within the CyberShake platform to obtain simulated F max = 0.5 Hz ground motions. The resulting 3 s spectral acceleration ground motions closely match empirical ground‐motion model (GMM) estimates of median and variability of shaking. When computed over a range of sources and sites, the variability is similar to that of ergodic GMMs. Variability is reduced for individual pairs of sources and sites that repeatedly sample a single path, which is expected for a nonergodic model. This results in increased exceedance probabilities for certain characteristic ground motions for a source–site pair, while decreasing probabilities at the extreme tails of the ergodic GMM predictions. We present these comparisons and preliminary fully deterministic physics‐based RSQSim–CyberShake hazard curves, as well as a new technique for estimating within‐ and between‐event variability through simulation.

California↗

USGS2018

A physics-based earthquake simulator replicates seismic hazard statistics across California

Seismic hazard models are important for society, feeding into building codes and hazard mitigation efforts. These models, however, rest on many uncertain assumptions and are difficult to test observationally because of the long recurrence times of large earthquakes. Physics-based earthquake simulators offer a potentially helpful tool, but they face a vast range of fundamental scientific uncertainties. We compare a physics-based earthquake simulator against the latest seismic hazard model for California. Using only uniform parameters in the simulator, we find strikingly good agreement of the long-term shaking hazard compared with the California model. This ability to replicate statistically based seismic hazard estimates by a physics-based model cross-validates standard methods and provides a new alternative approach needing fewer inputs and assumptions for estimating hazard.

California↗

USGS2017

A synoptic view of the Third Uniform California Earthquake Rupture Forecast (UCERF3)

Probabilistic forecasting of earthquake‐producing fault ruptures informs all major decisions aimed at reducing seismic risk and improving earthquake resilience. Earthquake forecasting models rely on two scales of hazard evolution: long‐term (decades to centuries) probabilities of fault rupture, constrained by stress renewal statistics, and short‐term (hours to years) probabilities of distributed seismicity, constrained by earthquake‐clustering statistics. Comprehensive datasets on both hazard scales have been integrated into the Uniform California Earthquake Rupture Forecast, Version 3 (UCERF3). UCERF3 is the first model to provide self‐consistent rupture probabilities over forecasting intervals from less than an hour to more than a century, and it is the first capable of evaluating the short‐term hazards that result from multievent sequences of complex faulting. This article gives an overview of UCERF3, illustrates the short‐term probabilities with aftershock scenarios, and draws some valuable scientific conclusions from the modeling results. In particular, seismic, geologic, and geodetic data, when combined in the UCERF3 framework, reject two types of fault‐based models: long‐term forecasts constrained to have local Gutenberg–Richter scaling, and short‐term forecasts that lack stress relaxation by elastic rebound.

Seismological Research Letters↗

USGS2017

A spatiotemporal clustering model for the Third Uniform California Earthquake Rupture Forecast (UCERF3‐ETAS): Toward an operational earthquake forecast

We, the ongoing Working Group on California Earthquake Probabilities, present a spatiotemporal clustering model for the Third Uniform California Earthquake Rupture Forecast (UCERF3), with the goal being to represent aftershocks, induced seismicity, and otherwise triggered events as a potential basis for operational earthquake forecasting (OEF). Specifically, we add an epidemic‐type aftershock sequence (ETAS) component to the previously published time‐independent and long‐term time‐dependent forecasts. This combined model, referred to as UCERF3‐ETAS, collectively represents a relaxation of segmentation assumptions, the inclusion of multifault ruptures, an elastic‐rebound model for fault‐based ruptures, and a state‐of‐the‐art spatiotemporal clustering component. It also represents an attempt to merge fault‐based forecasts with statistical seismology models, such that information on fault proximity, activity rate, and time since last event are considered in OEF. We describe several unanticipated challenges that were encountered, including a need for elastic rebound and characteristic magnitude–frequency distributions (MFDs) on faults, both of which are required to get realistic triggering behavior. UCERF3‐ETAS produces synthetic catalogs of M ≥2.5 events, conditioned on any prior M ≥2.5 events that are input to the model. We evaluate results with respect to both long‐term (1000 year) simulations as well as for 10‐year time periods following a variety of hypothetical scenario mainshocks. Although the results are very plausible, they are not always consistent with the simple notion that triggering probabilities should be greater if a mainshock is located near a fault. Important factors include whether the MFD near faults includes a significant characteristic earthquake component, as well as whether large triggered events can nucleate from within the rupture zone of the mainshock. Because UCERF3‐ETAS has many sources of uncertainty, as will any subsequent version or competing model, potential usefulness needs to be considered in the context of actual applications.

California↗

USGS2015

Larger aftershocks happen farther away: nonseparability of magnitude and spatial distributions of aftershocks

Aftershocks may be driven by stress concentrations left by the main shock rupture or by elastic stress transfer to adjacent fault sections or strands. Aftershocks that occur within the initial rupture may be limited in size, because the scale of the stress concentrations should be smaller than the primary rupture itself. On the other hand, aftershocks that occur on adjacent fault segments outside the primary rupture may have no such size limitation. Here we use high-precision double-difference relocated earthquake catalogs to demonstrate that larger aftershocks occur farther away than smaller aftershocks, when measured from the centroid of early aftershock activity—a proxy for the initial rupture. Aftershocks as large as or larger than the initiating event nucleate almost exclusively in the outer regions of the aftershock zone. This observation is interpreted as a signature of elastic rebound in the earthquake catalog and can be used to improve forecasting of large aftershocks.

Geophysical Research Letters↗

USGS2015

Long‐term time‐dependent probabilities for the third Uniform California Earthquake Rupture Forecast (UCERF3)

The 2014 Working Group on California Earthquake Probabilities (WGCEP 2014) presents time-dependent earthquake probabilities for the third Uniform California Earthquake Rupture Forecast (UCERF3). Building on the UCERF3 time-independent model, published previously, renewal models are utilized to represent elastic-rebound-implied probabilities. A new methodology has been developed that solves applicability issues in the previous approach for un-segmented models. The new methodology also supports magnitude-dependent aperiodicity and accounts for the historic open interval on faults that lack a date-of-last-event constraint. Epistemic uncertainties are represented with a logic tree, producing 5,760 different forecasts. Results for a variety of evaluation metrics are presented, including logic-tree sensitivity analyses and comparisons to the previous model (UCERF2). For 30-year M≥6.7 probabilities, the most significant changes from UCERF2 are a threefold increase on the Calaveras fault and a threefold decrease on the San Jacinto fault. Such changes are due mostly to differences in the time-independent models (e.g., fault slip rates), with relaxation of segmentation and inclusion of multi-fault ruptures being particularly influential. In fact, some UCERF2 faults were simply too long to produce M 6.7 sized events given the segmentation assumptions in that study. Probability model differences are also influential, with the implied gains (relative to a Poisson model) being generally higher in UCERF3. Accounting for the historic open interval is one reason. Another is an effective 27% increase in the total elastic-rebound-model weight. The exact factors influencing differences between UCERF2 and UCERF3, as well as the relative importance of logic-tree branches, vary throughout the region, and depend on the evaluation metric of interest. For example, M≥6.7 probabilities may not be a good proxy for other hazard or loss measures. This sensitivity, coupled with the approximate nature of the model and known limitations, means the applicability of UCERF3 should be evaluated on a case-by-case basis.

Bulletin of the Seismological Society of America↗

USGS2013

Uniform California earthquake rupture forecast, version 3 (UCERF3): the time-independent model

In this report we present the time-independent component of the Uniform California Earthquake Rupture Forecast, Version 3 (UCERF3), which provides authoritative estimates of the magnitude, location, and time-averaged frequency of potentially damaging earthquakes in California. The primary achievements have been to relax fault segmentation assumptions and to include multifault ruptures, both limitations of the previous model (UCERF2). The rates of all earthquakes are solved for simultaneously, and from a broader range of data, using a system-level "grand inversion" that is both conceptually simple and extensible. The inverse problem is large and underdetermined, so a range of models is sampled using an efficient simulated annealing algorithm. The approach is more derivative than prescriptive (for example, magnitude-frequency distributions are no longer assumed), so new analysis tools were developed for exploring solutions. Epistemic uncertainties were also accounted for using 1,440 alternative logic tree branches, necessitating access to supercomputers. The most influential uncertainties include alternative deformation models (fault slip rates), a new smoothed seismicity algorithm, alternative values for the total rate of M≥5 events, and different scaling relationships, virtually all of which are new. As a notable first, three deformation models are based on kinematically consistent inversions of geodetic and geologic data, also providing slip-rate constraints on faults previously excluded because of lack of geologic data. The grand inversion constitutes a system-level framework for testing hypotheses and balancing the influence of different experts. For example, we demonstrate serious challenges with the Gutenberg-Richter hypothesis for individual faults. UCERF3 is still an approximation of the system, however, and the range of models is limited (for example, constrained to stay close to UCERF2). Nevertheless, UCERF3 removes the apparent UCERF2 overprediction of M6.5–7 earthquake rates and also includes types of multifault ruptures seen in nature. Although UCERF3 fits the data better than UCERF2 overall, there may be areas that warrant further site-specific investigation. Supporting products may be of general interest, and we list key assumptions and avenues for future model improvements.

California↗